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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

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Date Sort descending	Letter Type	Commenter Name
March 31, 2009	Public Comment	Brian A. Wendler, President, Institute of Certified Business Counselors
March 31, 2009	Public Comment	Daniel E. Hall, CBI, CMEA, Chairman, The M&A Source, Dallas, Texas
March 31, 2009	Public Comment	Michael Adhikari, Advisory Board President, Alliance of Merger & Acquisition Advisors
March 27, 2009	Public Comment	Michael Ribet, Past President, Member of the Board of Directors and Member of Legislative Committee, Midwest Business Brokers and Intermediaries Association
March 17, 2009	Public Comment	Bryan T. Emerson, Managing Director, Starlight Investments, LLC, Houston, Texas
March 12, 2009	Public Comment	Gregory M. LeNeave, Anderson LeNeave & Co., Charlotte, North Carolina

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2009-006

Release Number

34-59484

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