34-67412
July 11, 2012
SR-Phlx-2012-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price To Comply Order Comments Due: Federal Register version (77 FR 42022)
34-67401
July 11, 2012
SR-NYSEArca-2012-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Active Bear ETF Comments Due: Federal Register version (77 FR 42034)
34-67408
July 11, 2012
SR-NYSE-2012-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the Transaction Fees and Credits Within Its Price List Comments Due: Exhibit 5 Federal Register version (77 FR 42024)
34-67414
July 11, 2012
SR-BX-2012-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order Comments Due: Federal Register version (77 FR 42019)
34-67402
July 11, 2012
SR-NASDAQ-2012-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX Options Routing Comments Due: Exhibit 5 Federal Register version (77 FR 42032)
34-67413
July 11, 2012
SR-NASDAQ-2012-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order Comments Due: Federal Register version (77 FR 42045)
34-67400
July 11, 2012
SR-ISE-2012-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Rebates for Certain Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 42036)
34-67403
July 11, 2012
SR-ISE-2012-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 42029)
34-67404
July 11, 2012
SR-ISE-2012-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 42026)
34-67410
July 11, 2012
SR-CBOE-2012-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes Comments Due: Federal Register version (77 FR 42040)
34-67409
July 11, 2012
SR-C2-2012-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Quotes Comments Due: Federal Register version (77 FR 42038)
34-67379
July 10, 2012
SR-EDGX-2012-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Federal Register version (77 FR 41864)
34-67381
July 10, 2012
SR-BATS-2012-026
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers Comments Due: Rel. No. 34-67556 Federal Register version (77 FR 41829)
34-67382
July 10, 2012
SR-BYX-2012-012
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers Comments Due: Rel. No. 34-67755 Federal Register version (77 FR 41842)
34-67380
July 10, 2012
SR-EDGA-2012-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Federal Register version (77 FR 41847)
34-67387
July 10, 2012
SR-Phlx-2012-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Order Execution on Its NASDAQ OMX PSX Facility Comments Due: Federal Register version (77 FR 41838)
34-67391
July 10, 2012
SR-OCC-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's Schedule of Fees to Eliminate Fees for Certain Educational Brochures Comments Due: Federal Register version (77 FR 41836)
34-67392
July 10, 2012
SR-OCC-2012-10
Notice of Filing of Proposed Rule Change To Amend OCC's By-Laws and Rules To Terminate OCC's Pledge Program Comments Due: Rel. No. 34-67706 , Rel. No. 34-67706 Federal Register version (77 FR 41835)
34-67371
July 10, 2012
SR-NYSEMKT-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 428(a), Which Addresses Telephone Solicitation, and Amending NYSE MKT LLC Rule 429, Which Addresses Telemarketing, To Adopt New Rule Text To Conform to FINRA's Telemarketing Rule Comments Due: Federal Register version (77 FR 41824)
34-67375
July 10, 2012
SR-NYSEMKT-2012-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule Comments Due: Federal Register version (77 FR 41859)
34-67372
July 10, 2012
SR-NYSEARCA-2012-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Rule Text of NYSE Arca Rule 9.20(b), Which Addresses Telemarketing, and Adopting New Rule Text to NYSE Arca Rule 9.20(b) To Conform to FINRA's Telemarketing Rule Comments Due: Federal Register version (77 FR 41849)
34-67373
July 10, 2012
SR-NYSEARCA-2012-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Rule Text of NYSE Arca Equities Rule 9.20(b), Which Addresses Telemarketing, and Adopting New Rule Text to NYSE Arca Equities Rule 9.20(b) to Conform to FINRA's Telemarketing Rule Comments Due: Federal Register version (77 FR 41854)
34-67374
July 10, 2012
SR-NYSE-2012-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 440A and Interpretation 440A/01, Which Address Telemarketing, and Adopting New NYSE Rule 3230 To Conform to FINRA's Telemarketing Rule Comments Due: Federal Register version (77 FR 41868)
34-67390
July 10, 2012
SR-NSCC-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fee Schedule Comments Due: Federal Register version (77 FR 41837)
34-67386
July 10, 2012
SR-BX-2012-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Routing Comments Due: Federal Register version (77 FR 41840)
34-67388
July 10, 2012
SR-NASDAQ-2012-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates in Penny Pilot Options Comments Due: Exhibit 5 Federal Register version (77 FR 42073)
34-67389
July 10, 2012
SR-NASDAQ-2012-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date for Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 41845)
34-67385
July 10, 2012
SR-FINRA-2012-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees and Transaction Credits Applicable to Members That Use the FINRA/NYSE Trade Reporting Facility Comments Due: Federal Register version (77 FR 41832)
34-67383
July 10, 2012
SR-CBOE-2012-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 41841)
34-67376
July 9, 2012
SR-NASDAQ-2012-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale Comments Due: View Received Comments Federal Register version (77 FR 41467)
34-67362
July 6, 2012
SR-CME-2012-27
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Relating to Interest Rate Swaps Clearing Comments Due: Federal Register version (77 FR 41207)
34-67351
July 5, 2012
SR-Phlx-2012-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Functioning of the Post-Only Order in NASDAQ OMX PSX Comments Due: Federal Register version (77 FR 40922)
34-67352
July 5, 2012
SR-Phlx-2012-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Distributor Fees for Two Related Options Market Data Products Comments Due: Federal Register version (77 FR 40930)
34-67354
July 5, 2012
SR-BX-2012-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish TradeInfo BX and BX Options Maintenance Tool and Related Fees Comments Due: Exhibit 5 Federal Register version (77 FR 40924)
34-67355
July 5, 2012
SR-NASDAQ-2012-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Fee Schedule Governing Order Routing Comments Due: Exhibit 5 Federal Register version (77 FR 40926)
34-67353
July 5, 2012
SR-ISE-2012-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange To Amend ISE Rule 715 To Reflect a Modification in the Functionality of the Add Liquidity Order Comments Due: Federal Register version (77 FR 40935)
34-67356
July 5, 2012
SR-ICC-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules for the June 20, 2012 Index Maturity Comments Due: Federal Register version (77 FR 40929)
34-67343
July 3, 2012
SR-Phlx-2012-81
Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES Comments Due: Exhibit 5 , Rel. No. 34-67654 Federal Register version (77 FR 40684)
34-67346
July 3, 2012
SR-NYSEMKT-2012-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace Comments Due: Exhibit 5 Federal Register version (77 FR 40671)
34-67345
July 3, 2012
SR-NYSE-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace Comments Due: Exhibit 5 Federal Register version (77 FR 40683)
34-67339
July 3, 2012
SR-BX-2012-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction and Routing Fees Comments Due: Exhibit 5 Federal Register version (77 FR 40688)
34-67342
July 3, 2012
SR-BX-2012-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program Comments Due: View Received Comments Federal Register version (77 FR 40666)
34-67344
July 3, 2012
SR-MSRB-2012-06
Notice of Filing of Proposed Rule Change To Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67908 Federal Register version (77 FR 40668)
34-67340
July 3, 2012
SR-CBOE-2012-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 40664)
34-67331
July 2, 2012
SR-EDGX-2012-24
Notice of Filing of Proposed Rule Changes To Amend EDGX Rules Regarding Market Access Comments Due: Exhibit 5 , Rel. No. 34-67711 Federal Register version (77 FR 40392)
34-67332
July 2, 2012
SR-EDGA-2012-27
Notice of Filing of Proposed Rule Changes To Amend EDGA Rules Regarding Market Access Comments Due: Exhibit 5 , Rel. No. 34-67712 Federal Register version (77 FR 40396)
34-67319
June 29, 2012
SR-NSX-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NSX Fee and Rebate Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 39767)
34-67314
June 29, 2012
SR-NYSEAmex-2012-23
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Amex Options Rule 928NY Specifying That the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism Will Be Between One and 100 Executions Per Second, To Eliminate the Current Reference to the Default Setting and, in the Future, To Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin Comments Due: Rel. No. 34-66857 Federal Register version (77 FR 40139)
34-67326
June 29, 2012
SR-Phlx-2012-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted Comments Due: View Received Comments Federal Register version (77 FR 40126)
34-67315
June 29, 2012
SR-NYSEMKT-2012-14
Notice of Filing of Proposed Rule Change Adopting Rules Governing the Listing and Trading of New Products Known as DIVS, OWLS, and RISKS Comments Due: Rel. No. 34-67684 Federal Register version (77 FR 40112)
34-67318
June 29, 2012
SR-NYSEMKT-2012-13
Notice of Filing of Rule Change, as Modified by Amendment No. 1 Thereto, (1) Amending Rule 13-Equities To Establish New Order Types, (2) Amending Rule 115A-Equities To Delete Obsolete Text and To Clarify and Update the Description of the Allocation of Market and Limit Interest in Opening and Reopening Transactions, (3) Amending Rule 123C-Equities To Include Better-Priced G Orders in the Allocation of Orders in Closing Transactions, and (4) Making Other Technical and Conforming Changes Comments Due: Exhibit 5 , Rel. No. 34-67686 Federal Register version (77 FR 40129)
34-67321
June 29, 2012
SR-NYSEMKT-2012-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Increase the Monthly Fee per Amex Trading Permit for Order Flow Providers and Clearing Members and Make a Conforming Change to the Current Text in the Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 39761)
34-67317
June 29, 2012
SR-NYSE-2012-19
Notice of Filing of Rule Change, as Modified by Amendment No. 1 Thereto, (1) Amending Rule 13 To Establish New Order Types, (2) Amending Rule 115A To Delete Obsolete Text and To Clarify and Update the Description of The Allocation of Market and Limit Interest in Opening and Reopening Transactions, (3) Amending Rule 123C To Include Better-Priced G Orders in The Allocation of Orders in Closing Transactions, and (4) Making Other Technical and Conforming Changes Comments Due: Exhibit 5 , Rel. No. 34-67686 Federal Register version (77 FR 40133)
34-67327
June 29, 2012
4-443
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures To Facilitate the Listing and Trading of Standardized Options To Add NASDAQ OMX BX, Inc. as a Sponsor Comments Due: View Received Comments Federal Register version (77 FR 40125)
34-67325
June 29, 2012
SR-NASDAQ-2012-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted Comments Due: Federal Register version (77 FR 40127)
34-67316
June 29, 2012
SR-ISE-2012-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 40136)
34-67323
June 29, 2012
SR-ISE-2012-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (77 FR 40121)
34-67322
June 29, 2012
SR-CBOE-2012-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program Comments Due: View Received Comments Federal Register version (77 FR 40120)
34-67328
June 29, 2012
SR-BOX-2012-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (77 FR 40123)
34-67290
June 28, 2012
SR-EDGX-2012-25
Notice of Filing of Proposed Rule Changes To Amend EDGX Rules To Add the Route Peg Order Comments Due: Rel. No. 34-67727 , Rel. No. 34-67676 Federal Register version (77 FR 39768)
34-67298
June 28, 2012
SR-EDGX-2012-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Simultaneous Routing Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 39749)
34-67304
June 28, 2012
SR-BATS-2012-023
Notice of Filing of Proposed Rule Change To Amend BATS Rules 14.2 and 14.3 To Adopt Additional Listing Requirements for Reverse Merger Companies and To Align BATS Rules With the Rules of Other Self-Regulatory Organizations Comments Due: Rel. No. 34-67685 Federal Register version (77 FR 39781)
34-67306
June 28, 2012
SR-BATS-2012-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Federal Register version (77 FR 40109)
34-67299
June 28, 2012
SR-EDGA-2012-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Simultaneous Routing Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 39787)
34-67300
June 28, 2012
SR-EDGA-2012-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 39783)
34-67291
June 28, 2012
SR-EDGA-2012-28
Notice of Filing of Proposed Rule Changes To Amend EDGA Rules To Add the Route Peg Order Comments Due: Rel. No. 34-67726 , Rel. No. 34-67677 Federal Register version (77 FR 39785)
34-67305
June 28, 2012
SR-NYSEMKT-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2012 Comments Due: Exhibit 5 Federal Register version (77 FR 40107)
34-67307
June 28, 2012
SR-NYSEArca-2012-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2012 Comments Due: View Received Comments Exhibit 5 Federal Register version (77 FR 40110)
34-67292
June 28, 2012
SR-NASDAQ-2012-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Excess Order Fee Comments Due: Federal Register version (77 FR 39773)
34-67293
June 28, 2012
SR-NASDAQ-2012-072
Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, the NASDAQ OMX Group, Inc. ("NASDAQ OMX") Comments Due: Exhibit 5 , Rel. No. 34-67760 Federal Register version (77 FR 39751)
34-67297
June 28, 2012
SR-NASDAQ-2012-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to a New Version of the NASDAQ TotalView-ITCH Equities Depth Feed and Related Distributor and Administration Fees Comments Due: View Received Comments Federal Register version (77 FR 39752)
34-67301
June 28, 2012
SR-NASDAQ-2012-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Correcting Various NASDAQ Options Market Rules Comments Due: Exhibit 5 Federal Register version (77 FR 39774)
34-67302
June 28, 2012
SR-CBOE-2012-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Improvement Mechanism Comments Due: Federal Register version (77 FR 39779)
34-67296
June 28, 2012
SR-C2-2012-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.2 Regarding Market-Maker Registration Cost Comments Due: Federal Register version (77 FR 41472)
34-67303
June 28, 2012
SR-C2-2012-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Improvement Mechanism Comments Due: Federal Register version (77 FR 39777)
34-67324
June 28, 2012
SR-C2-2012-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program Comments Due: View Received Comments Federal Register version (77 FR 40118)
34-67308
June 28, 2012
SR-BOX-2012-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Comments Due: Exhibit 5 Federal Register version (77 FR 39789)
34-67275
June 27, 2012
SR-BATS-2012-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 11.13 Entitled "Order Execution," Rule 21.9 Entitled "Order Routing" and Rule 27.2 Entitled "Order Protection" Comments Due: Federal Register version (77 FR 39538)
34-67274
June 27, 2012
SR-BYX-2012-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.13, Entitled "Order Execution" Comments Due: Federal Register version (77 FR 39532)
34-67278
June 27, 2012
SR-NYSEAmex-2012-29
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund Which List and Trade Under the Symbol SPY Comments Due: View Received Comments Rel. No. 34-67672 , Rel. No. 34-66984 Federal Register version (77 FR 39547)
34-67271
June 27, 2012
SR-Phlx-2012-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Excess Order Fee Comments Due: Federal Register version (77 FR 39537)
34-67283
June 27, 2012
SR-NYSEArca-2012-64
Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67948 , Rel. No. 34-67632 Federal Register version (77 FR 39535)
34-67272
June 27, 2012
SR-BX-2012-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Excess Order Fee Comments Due: Federal Register version (77 FR 39530)
34-67285
June 27, 2012
SR-NASDAQ-2012-074
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Terminate Revenue Sharing Agreement and Delete Associated Fee Schedule Comments Due: Federal Register version (77 FR 39551)
34-67284
June 27, 2012
SR-ISE-2012-58
Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67948 , Rel. No. 34-67631 Federal Register version (77 FR 39545)
34-67276
June 27, 2012
SR-ICC-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISIN Associated With One Single Name Contract Comments Due: Federal Register version (77 FR 39558)
34-67257
June 27, 2012
SR-FINRA-2012-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive Technical Changes to the Supplemental Statement of Income Required To Be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: Federal Register version (77 FR 39313)
34-67273
June 27, 2012
SR-BOX-2012-008
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the BOX Options Exchange LLC Limited Liability Company Agreement and the BOX Holdings Group LLC Limited Liability Company Agreement Comments Due: Exhibit 5 Federal Register version (77 FR 39547)
34-67266
June 26, 2012
SR-EDGX-2012-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Market Access Risk Management Service, EdgeRisk ControlsSM Comments Due: Federal Register version (77 FR 39300)
34-67259
June 26, 2012
SR-CME-2012-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Changes That Would Affect Its Standard Portfolio Analysis of Risk Methodology for Certain Energy Futures Contracts Comments Due: Federal Register version (77 FR 39287)
34-67265
June 26, 2012
SR-EDGA-2012-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Market Access Risk Management Service, EdgeRisk ControlsSM Comments Due: Federal Register version (77 FR 39302)
34-67260
June 26, 2012
SR-NYSEMKT-2012-11
Notice of Filing of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Provide for Additional Co-Location Services and Establish Related Fees Comments Due: Exhibit 5 , Rel. No. 34-67665 Federal Register version (77 FR 39288)
34-67261
June 26, 2012
SR-NYSEMKT-2012-10
Notice of Filing of Proposed Rule Change Amending the NYSE MKT Price List To Provide for Additional Co-Location Services and Establish Related Fees Comments Due: Exhibit 5 , Rel. No. 34-67664 Federal Register version (77 FR 39309)
34-67263
June 26, 2012
SR-NYSEArca-2012-62
Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Provide for Additional Co-location Services and Establish Related fees Comments Due: Exhibit 5 , Rel. No. 34-67669 Federal Register version (77 FR 39305)
34-67264
June 26, 2012
SR-NYSEArca-2012-63
Notice of Filing of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Provide for Additional Co-Location Services and Establish Related Fees Comments Due: Exhibit 5 , Rel. No. 34-67667 Federal Register version (77 FR 39296)
34-67262
June 26, 2012
SR-NYSE-2012-18
Notice of Filing of Proposed Rule Change Amending the New York Stock Exchange Price List To Provide for Additional Co-Location Services and Establish Related Fees Comments Due: Exhibit 5 , Rel. No. 34-67666 Federal Register version (77 FR 39292)
34-67258
June 26, 2012
SR-NASDAQ-2012-059
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish "Benchmark Orders" Under NASDAQ Rule 4751(f) Comments Due: Rel. No. 34-68199 , Rel. No. 34-67655 , Rel. No. 34-66972 Federal Register version (77 FR 39314)
34-67255
June 26, 2012
SR-BOX-2012-009
Notice of Filing and Immediate Effectiveness of a Proposal To Extend a Pilot Program That Permits BOX to Have No Minimum Size Requirement for Orders Entered Into the Price Improvement Period Comments Due: Exhibit 5 Federal Register version (77 FR 39315)
34-67246
June 25, 2012
SR-NASDAQ-2012-071
Notice of Filing of Proposed Rule Change To Amend Rule 4758(a)(1)(A) To Reflect a Change in NASDAQ's Routing Functionality Comments Due: Rel. No. 34-67639 Federal Register version (77 FR 38875)
34-67253
June 25, 2012
SR-NASDAQ-2012-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data Comments Due: View Received Comments Federal Register version (77 FR 38871)
