34-67251
June 25, 2012
SR-ISE-2012-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious Error Rule Comments Due: Federal Register version (77 FR 38869)
34-67247
June 25, 2012
SR-FINRA-2012-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 4 and 6 of Schedule A to the FINRA By-Laws Regarding Fees Relating to the Central Registration Depository Comments Due: View Received Comments Federal Register version (77 FR 38866)
34-67245
June 22, 2012
SR-Phlx-2012-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical and Conforming Amendments to the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 38699)
34-67237
June 22, 2012
SR-NYSEArca-2012-66
Notice of Filing of Proposed Rule Change To List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-68511 , Rel. No. 34-67616 , Rel. No. 34-68973 Federal Register version (77 FR 38351)
34-67244
June 22, 2012
SR-NYSEArca-2012-67
Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors Comments Due: Exhibit 5 , Rel. No. 34-67619 Federal Register version (77 FR 38701)
34-67239
June 22, 2012
SR-FINRA-2012-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees for Review of Advertising Material Filed With FINRA Comments Due: View Received Comments Federal Register version (77 FR 38692)
34-67240
June 22, 2012
SR-FINRA-2012-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws To Increase the Branch Office Annual Registration and New Member Application Fees and Assess a New Continuing Membership Application Fee Comments Due: View Received Comments Federal Register version (77 FR 38694)
34-67241
June 22, 2012
SR-FINRA-2012-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees for Filing Documents Pursuant to FINRA Rule 5110 Comments Due: View Received Comments Federal Register version (77 FR 38698)
34-67232
June 21, 2012
SR-CME-2012-24
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CME Rule 802 Regarding CME's Capital Contribution to the Base Guaranty Fund Comments Due: Federal Register version (77 FR 38350)
34-67233
June 21, 2012
SR-NYSEArca-2012-26
Notice of Withdrawal of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implement Rule Text Necessary To Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security ("Standard Contracts") Comments Due: View Received Comments Rel. No. 34-67034 , Rel. No. 34-66725 Federal Register version (77 FR 38362)
34-67229
June 21, 2012
SR-NASDAQ-2012-058
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Alpha Index-Linked Securities Comments Due: Exhibit 5 , Rel. No. 34-67617 Federal Register version (77 FR 38347)
34-67234
June 21, 2012
SR-ISE-2012-26
Notice of Withdrawal of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Rel. No. 34-67097 , Rel. No. 34-66827 Federal Register version (77 FR 38361)
34-67231
June 21, 2012
SR-CBOE-2012-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Class Quoting Limit for Options on Facebook Comments Due: Federal Register version (77 FR 38362)
34-67226
June 20, 2012
SR-EDGA-2012-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules To Add the Mid-Point Discretionary Order Comments Due: Exhibit 5 Federal Register version (77 FR 38113)
34-67222
June 20, 2012
SR-NYSEArca-2012-37
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. File Nos.: Comments Due: View Received Comments Rel. No. 34-68616 , Rel. No. 34-67962 , Rel. No. 34-67411 , Rel. No. 34-66966 Federal Register version (77 FR 38116)
34-67224
June 20, 2012
SR-BX-2012-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Clerical Correction to the Grandfathered Rules Comments Due: Exhibit 5 Federal Register version (77 FR 38107)
34-67227
June 20, 2012
SR-FICC-2012-05
Notice of Filing of Proposed Rule Change To Amend the Rules Regarding the GCF Repo Service To Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force Comments Due: Rel. No. 34-67621 Federal Register version (77 FR 38108)
34-67214
June 19, 2012
SR-NYSEMKT-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 921NY, 921.1NY, and 931NY Prescribing the Registered Proprietary Traders Examination (Series 56) as the Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers Comments Due: Federal Register version (77 FR 37945)
34-67213
June 19, 2012
SR-NYSEARCA-2012-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 2.23 To Prescribe The Registered Proprietary Traders Examination (Series 56) As the Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers Comments Due: Federal Register version (77 FR 37942)
34-67212
June 19, 2012
SR-ISE-2012-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options Comments Due: Federal Register version (77 FR 37947)
34-67216
June 19, 2012
SR-ISE-2012-52
Notice of Filing of Proposed Rule Change To Allow Competitive Market Makers To Use Their Membership Points To Enter Multiple Quotes in an Options Class Comments Due: Rel. No. 34-67602 Federal Register version (77 FR 37944)
34-67211
June 18, 2012
SR-ISE-2012-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Rules and Fees Related to the Second Market Comments Due: Exhibit 5 Federal Register version (77 FR 37722)
34-67209
June 18, 2012
SR-CBOE-2012-048
Notice of Filing of a Proposed Rule Change Relating to Distribution of Auction Messages Comments Due: Rel. No. 34-67547 Federal Register version (77 FR 37724)
34-67207
June 15, 2012
SR-CME-2012-21
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CME Rule 971 Reporting Requirements for FCM Clearing Members Comments Due: Federal Register version (77 FR 37456)
34-67210
June 15, 2012
SR-OPRA-2012-03
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Revise the Definition of the Term "Nonprofessional" Comments Due: Release No. 34-67589 Federal Register version (77 FR 37720)
34-67208
June 15, 2012
SR-FINRA-2011-058
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) Comments Due: View Received Comments Rel. No. 34-66819 , and , Rel. No. 34-65568 Federal Register version (77 FR 37458)
34-67203
June 14, 2012
SR-NASDAQ-2012-066
Notice of Filing of Proposed Rule Change To Adopt a New Market Maker Peg Order Available to Exchange Market Makers Comments Due: Rel. No. 34-67584 Federal Register version (77 FR 37086)
34-67201
June 14, 2012
SR-ISE-2012-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Regular Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 37082)
34-67202
June 14, 2012
SR-ISE-2012-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program Comments Due: Federal Register version (77 FR 36589)
34-67194
June 13, 2012
SR-NYSEMKT-2012-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .10 To Exchange Rule 903 Allowing the NYSE Amex Options To Open Short Term Option Series That Are Opened by Other Securities Exchanges in Option Classes Selected by Other Exchanges Under Their Respective Short Term Option Rules Comments Due: Exhibit 5 Federal Register version (77 FR 36597)
34-67195
June 13, 2012
SR-NYSEArca-2012-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Accuvest Global Long Short ETF (Formerly the Mars Hill Global Relative Value ETF) Comments Due: Federal Register version (77 FR 36599)
34-67196
June 13, 2012
SR-NYSEArca-2012-57
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67559 Federal Register version (77 FR 36591)
34-67156A
June 13, 2012
SR-ICC-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated With One Credit Default Swap Contract; Correction Comments Due: Rel. No. 34-67156 Federal Register version (77 FR 36599)
34-67189
June 12, 2012
SR-Phlx-2012-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Participant Categories, Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Multiply Listed Options Comments Due: Exhibit 5 Federal Register version (77 FR 36310)
34-67184
June 12, 2012
SR-NYSEMKT-2012-07
Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc. Comments Due: Exhibit 5 , Rel. No. 34-67564 Federal Register version (77 FR 36324)
34-67183
June 12, 2012
SR-NYSEArca-2012-55
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the STARTM Comments Due: Rel. No. 34-67552 Federal Register version (77 FR 36314)
34-67186
June 12, 2012
SR-NYSEArca-2012-59
Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc. Comments Due: Exhibit 5 , Rel. No. 34-67564 Federal Register version (77 FR 36307)
34-67185
June 12, 2012
SR-NYSE-2012-17
Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc. Comments Due: Exhibit 5 , Rel. No. 34-67564 Federal Register version (77 FR 36321)
34-67181
June 11, 2012
SR-CME-2012-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CME Rules Relating to Acceptable Performance Bond Deposits Comments Due: Federal Register version (77 FR 36025)
34-67178
June 11, 2012
SR-NYSEArca-2012-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .07 to NYSE Arca Rule 6.4 Allowing the Exchange To Open Short Term Option Series That Are Opened by Other Securities Exchanges in Option Classes Selected by Other Exchanges Under Their Respective Short Term Option Rules Comments Due: Exhibit 5 Federal Register version (77 FR 36305)
34-67180
June 11, 2012
SR-NYSEArca-2012-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (77 FR 36027)
34-67176
June 11, 2012
SR-FINRA-2012-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules Comments Due: Federal Register version (77 FR 36029)
34-67175
June 11, 2012
SR-C2-2012-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 36024)
34-67165
June 8, 2012
SR-BATS-2012-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules Related to Risk Management Functionality for BATS Options Comments Due: Federal Register version (77 FR 35719)
34-67172
June 8, 2012
SR-BATS-2012-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (77 FR 35735)
34-67170
June 8, 2012
SR-CME-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of Fee Waiver Program Relating to Its Cleared-only OTC FX Clearing Offering Comments Due: Federal Register version (77 FR 35738)
34-67171
June 8, 2012
SR-NASDAQ-2012-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NDX Pricing Comments Due: Exhibit 5 Federal Register version (77 FR 35732)
34-67166
June 8, 2012
SR-ISE-2012-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rebates for Certain Complex Orders Comments Due: Federal Register version (77 FR 35727)
34-67167
June 8, 2012
SR-ISE-2012-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Comments Due: Federal Register version (77 FR 35729)
34-67168
June 8, 2012
SR-ISE-2012-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Certain Fees Comments Due: Federal Register version (77 FR 35723)
34-67173
June 8, 2012
SR-CBOE-2012-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 35731)
34-67158
June 7, 2012
SR-EDGX-2012-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 35453)
34-67159
June 7, 2012
SR-EDGX-2012-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 35439)
34-67162
June 7, 2012
SR-BATS-2012-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.19, Entitled "Short Sales" Comments Due: Federal Register version (77 FR 35446)
34-67160
June 7, 2012
SR-EDGA-2012-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 35450)
34-67161
June 7, 2012
SR-EDGA-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 35443)
34-67153
June 7, 2012
SR-NYSEMKT-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Rights Fee That Is Charged to Specialists, e-Specialists and Directed Order Market Makers Comments Due: Exhibit 5 Federal Register version (77 FR 35437)
34-67156
June 7, 2012
SR-ICC-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules To Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated With One Credit Default Swap Contract Comments Due: Rel. No. 34-67156A Federal Register version (77 FR 35462)
34-67157
June 7, 2012
SR-FINRA-2011-057
Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3 to Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Ruleboo Comments Due: View Received Comments Rel. No. 34-65585 , Rel. No. 34-66203 Federal Register version (77 FR 35457)
34-67147
June 6, 2012
SR-Phlx-2012-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee Comments Due: Federal Register version (77 FR 35101)
34-67143
June 6, 2012
SR-NYSEArca-2012-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Qualifications for Credits for Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues and To Amend the Fees for Electronic Complex Order Executions Comments Due: Exhibit 5 Federal Register version (77 FR 35089)
34-67144
June 6, 2012
SR-CBOE-2012-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Federal Register version (77 FR 35095)
34-67136
June 5, 2012
SR-EDGX-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of EDGX Rule 2.6 Comments Due: Federal Register version (77 FR 34427)
34-67132
June 5, 2012
SR-BATS-2012-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing Comments Due: Federal Register version (77 FR 34434)
34-67133
June 5, 2012
SR-BYX-2012-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing Comments Due: Federal Register version (77 FR 34431)
34-67137
June 5, 2012
SR-EDGA-2012-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of EDGA Rule 2.6 Comments Due: Federal Register version (77 FR 34424)
34-67127
June 5, 2012
SR-NSX-2012-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of NSX Rule 2.5 and Related NSX ETP Holder Application Rules and Procedures in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. ("Apex Clearing") as an NSX ETP Holder Comments Due: Federal Register version (77 FR 34448)
34-67138
June 5, 2012
SR-CHX-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder Comments Due: View Received Comments Federal Register version (77 FR 34422)
34-67121
June 5, 2012
SR-Phlx-2012-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies Comments Due: Federal Register version (77 FR 34420)
34-67123
June 5, 2012
SR-Phlx-2012-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (77 FR 35092)
34-67129
June 5, 2012
SR-NYSEMKT-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of Exchange Rule 311-Equities and Related Exchange Equities Rules Concerning the Approval of New Member Organizations and Exchange Rule 353 and Related Exchange Rules Concerning the Approval of New ATP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an Exchange Equities Member Organization and ATP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization and ATP Holder Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an Exchange Equities Member Organization and ATP Holder Comments Due: Federal Register version (77 FR 34442)
34-67128
June 5, 2012
SR-NYSEArca-2012-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Arca Equities Rule 2.3, NYSE Arca Options Rule 2.4 and All Related NYSE Arca Equities and NYSE Arca Options Rules Concerning the Approval of New ETP Holders and OTP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Arca ETP Holder and OTP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved for Membership Comments Due: Federal Register version (77 FR 34445)
34-67126
June 5, 2012
SR-NYSE-2012-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Member Organization, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an NYSE Member Organization Comments Due: View Received Comments Federal Register version (77 FR 34450)
34-67122
June 5, 2012
SR-NASDAQ-2012-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the NASDAQ Options Market Message Traffic Mitigation Rule Comments Due: Federal Register version (77 FR 34453)
34-67131
June 5, 2012
SR-ISE-2012-51
Notice of Filing of Proposed Rule Change To Temporarily Suspend the Requirements of ISE Rule 306 and Related ISE Rules Concerning the Approval of New Members of the Exchange Comments Due: Federal Register version (77 FR 34436)
34-67119
June 5, 2012
SR-DTC-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Issuers To Send Corporate Action Announcements in Machine Readable Format Comments Due: Federal Register version (77 FR 34416)
34-67124
June 5, 2012
SR-CBOE-2012-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 35091)
34-67135
June 5, 2012
SR-CBOE-2012-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders Comments Due: Federal Register version (77 FR 34417)
34-67120
June 5, 2012
SR-C2-2012-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 34441)
34-67134
June 5, 2012
SR-C2-2012-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders Comments Due: Federal Register version (77 FR 34429)
34-67130
June 5, 2012
SR-BOX-2012-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant Comments Due: Federal Register version (77 FR 34438)
34-67106
June 4, 2012
SR-Phlx-2012-74
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Allow Cabinet Trading To Take Place Below $1 per Option Contract Comments Due: Federal Register version (77 FR 34108)
34-67100
June 4, 2012
SR-NYSEArca-2012-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Use of Swap Agreements Under Limited Circumstances by the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Which Are Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.200, Commentary .02 Comments Due: Federal Register version (77 FR 34117)
34-67101
June 4, 2012
SR-NYSEArca-2012-48
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order Type Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67785 , Rel. No. 34-67475 Federal Register version (77 FR 34115)
34-67107
June 4, 2012
SR-NYSEArca-2012-50
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) Comments Due: Rel. No. 34-67485 Federal Register version (77 FR 34102)
34-67102
June 4, 2012
SR-BX-2012-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Dissolve the BOX Committee Comments Due: Federal Register version (77 FR 34107)
34-67103
June 4, 2012
SR-BX-2012-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date for Its Excess Order Fee Comments Due: Federal Register version (77 FR 34114)
34-67105
June 4, 2012
SR-NASDAQ-2012-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals and Position Limits for OSX, SOX, and HGX Comments Due: Exhibit 5 Federal Register version (77 FR 34110)
34-67093
June 1, 2012
SR-BATS-2012-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 33798)
34-67092
June 1, 2012
SR-BYX-2012-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BYX Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 33800)
34-67094
June 1, 2012
SR-Phlx-2012-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend its FLEX No Minimum Value Pilot Program Comments Due: Federal Register version (77 FR 33796)
34-67095
June 1, 2012
SR-OCC-2012-08
Notice of Filing of Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures Comments Due: Rel. No. 34-67459 , Rel. No. 34-67459 Federal Register version (77 FR 33794)
34-67097
June 1, 2012
SR-ISE-2012-26
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Rel. No. 34-67234 , Rel. No. 34-66827 Federal Register version (77 FR 33794)
34-67083
May 31, 2012
SR-ISE-2012-33
Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for Certain Option Classes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67754 , Rel. No. 34-67447 Federal Register version (77 FR 33543)
34-67087
May 31, 2012
SR-ISE-2012-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (77 FR 33535)
34-67082
May 31, 2012
SR-FINRA-2012-018
Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt Form CMA Rel. No. 34-66508 Federal Register version (77 FR 33539)
34-67085
May 31, 2012
SR-FINRA-2012-026
Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders Comments Due: View Received Comments Rel. No. 34-67778 , Rel. No. 34-67471 Federal Register version (77 FR 33537)
34-67088
May 31, 2012
SR-FINRA-2012-024
Notice of Filing of Proposed Rule Change Relating to FINRA Rule 4210 Margin Requirements Comments Due: View Received Comments Rel. No. 34-67551 Federal Register version (77 FR 33527)
34-67084
May 31, 2012
SR-CBOE-2012-042
Notice of Filing of Proposed Rule Change To List and Trade CBOE S&P 500 AM/PM Basis Options Comments Due: Rel. No. 34-67482 Federal Register version (77 FR 33541)
34-67086
May 31, 2012
SR-CBOE-2012-043
Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules Comments Due: Rel. No. 34-67752 Federal Register version (77 FR 33802)
