34-67732
Aug. 27, 2012
SR-NYSEArca-2012-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust CBOE S&P 500 VIX Tail Hedge Fund (Formerly, the First Trust CBOE VIX Tail Hedge Index Fund) Comments Due: Federal Register version (77 FR 53239)
34-67728
Aug. 24, 2012
SR-NYSEArca-2012-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.47, "Crossing" Orders-OX Comments Due: Exhibit 5 Federal Register version (77 FR 52774)
34-67729
Aug. 24, 2012
SR-NYSEArca-2012-92
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Comments Due: Rel. No. 34-67985 Federal Register version (77 FR 52776)
34-67719
Aug. 23, 2012
SR-NYSEMKT-2012-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products Comments Due: Federal Register version (77 FR 56685)
34-67720
Aug. 23, 2012
SR-NYSEArca-2012-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products Comments Due: Federal Register version (77 FR 56685)
34-67721
Aug. 23, 2012
SR-NASDAQ-2012-097
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership in The NASDAQ Stock Market LLC Comments Due: Exhibit 5 Federal Register version (77 FR 52373)
34-67722
Aug. 23, 2012
SR-NASDAQ-2012-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Market Maker Pre-Opening Obligations on NOM Comments Due: Exhibit 5 Federal Register version (77 FR 52375)
34-67723
Aug. 23, 2012
SR-C2-2012-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 52377)
34-67713
Aug. 22, 2012
SR-NYSEMKT-2012-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 928NY To Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders From Market Makers as Well as Non-Market Maker ATP Holders, and To Provide for Two Additional Risk Limitation Mechanisms Comments Due: Federal Register version (77 FR 52090)
34-67714
Aug. 22, 2012
SR-NYSEArca-2012-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.40 To Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders From Market Makers as Well as Non-Market Maker OTP Firms and OTP Holders, and To Provide for Two Additional Risk Limitation Mechanisms Comments Due: Federal Register version (77 FR 52098)
34-67715
Aug. 22, 2012
SR-NYSEArca-2012-88
Notice of Filing of Proposed Rule Change To List and Trade Shares of the RiverFront Strategic Income Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-68030 Federal Register version (77 FR 52083)
34-67705
Aug. 22, 2012
SR-DTC-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions Comments Due: Federal Register version (77 FR 52080)
34-67707
Aug. 22, 2012
SR-DTC-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Updates to Its Custody Service Comments Due: Federal Register version (77 FR 52082)
34-67704
Aug. 22, 2012
SR-C2-2012-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 52079)
34-67700
Aug. 21, 2012
SR-Phlx-2012-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 1014 Comments Due: Federal Register version (77 FR 51835)
34-67701
Aug. 21, 2012
SR-Phlx-2012-107
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers Comments Due: Federal Register version (77 FR 51839)
34-67702
Aug. 21, 2012
SR-NYSEMKT-2012-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options LLC Limited Liability Company Agreement To Eliminate Certain Restrictions Relating to the Qualification of Founding Firm Advisory Committee Members Comments Due: Exhibit 5 Federal Register version (77 FR 51837)
34-67694
Aug. 20, 2012
SR-EDGX-2012-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Terminate Revenue Sharing Agreement Comments Due: Federal Register version (77 FR 51593)
34-67693
Aug. 20, 2012
SR-EDGA-2012-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Terminate Revenue Sharing Agreement Comments Due: Federal Register version (77 FR 51594)
34-67695
Aug. 20, 2012
SR-NYSEMKT-2012-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Conforming Changes to Its Rules Following the Change in the Exchange's Name From NYSE Amex LLC ("NYSE Amex") to NYSE MKT LLC Comments Due: Exhibit 5 Federal Register version (77 FR 51592)
34-67692
Aug. 20, 2012
SR-ICC-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Provide for Clearing of Additional Markit CDX North American Investment Grade Indices Comments Due: Federal Register version (77 FR 51600)
34-67696
Aug. 20, 2012
SR-ICC-2012-12
Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit Rules To Provide for Clearing of Additional Single Name Investment Grade CDS Contracts Comments Due: Rel. No. 34-67970 Federal Register version (77 FR 51599)
34-67681
Aug. 17, 2012
SR-NSX-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add Rule 3.21 Regarding Telephone Solicitation Comments Due: Federal Register version (77 FR 51076)
34-67680
Aug. 17, 2012
SR-Phlx-2012-106
Notice of Filing of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX Comments Due: Exhibit 5 , Rel. No. 34-67780 Federal Register version (77 FR 51073)
34-67683
Aug. 17, 2012
SR-Phlx-2012-105
Notice of Filing of Proposed Rule Change Regarding Treasury Securities Options Comments Due: Exhibit 5 , Rel. No. 34-67976 Federal Register version (77 FR 51088)
34-67682
Aug. 17, 2012
SR-NYSEArca-2012-82
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67963 Federal Register version (77 FR 51081)
34-67676
Aug. 16, 2012
SR-EDGX-2012-25
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend EDGX Rules To Add the Route Peg Order Rel. No. 34-67727 , Rel. No. 34-67290 Federal Register version (77 FR 50740)
34-67677
Aug. 16, 2012
SR-EDGA-2012-28
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend EDGA Rules To Add the Route Peg Order Comments Due: Rel. No. 34-67726 , Rel. No. 34-67291 Federal Register version (77 FR 50740)
34-67678
Aug. 16, 2012
SR-NASDAQ-2012-094
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Expired Pilot Under Rule 4753(c) From the NASDAQ Rule Book Comments Due: Federal Register version (77 FR 50738)
34-67599A
Aug. 16, 2012
SR-DTC-2012-03
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments; Correction Comments Due: View Received Comments Rel. No. 34-67599 , Rel. No. 34-66894 Federal Register version (77 FR 50730)
34-67675
Aug. 16, 2012
SR-C2-2012-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Making Technical, Non-Substantive Clarifications to its Fees Schedule Comments Due: Federal Register version (77 FR 50741)
34-67672
Aug. 15, 2012
SR-NYSEAmex-2012-29
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund Comments Due: View Received Comments Rel. No. 34-67278 , Rel. No. 34-66984 Federal Register version (77 FR 50750)
34-67673
Aug. 15, 2012
SR-NSCC-2012-06
Notice of Filing of Proposed Rule Change To Enhance the Default Pricing Methodology Used by NSCC's Automated Customer Account Transfer Service Comments Due: Rel. No. 34-67947 Federal Register version (77 FR 50736)
34-67668
Aug. 15, 2012
SR-CBOE-2012-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 50745)
34-67670
Aug. 15, 2012
SR-CBOE-2012-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Automatic Order Handling Process Comments Due: Federal Register version (77 FR 50748)
34-67671
Aug. 15, 2012
SR-C2-2012-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Automatic Order Handling Process Comments Due: Federal Register version (77 FR 50755)
34-67657
Aug. 14, 2012
SR-BATS-2012-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rules Related to Price Sliding Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 50199)
34-67656
Aug. 14, 2012
SR-BYX-2012-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rules Related to Price Sliding Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 50193)
34-67650
Aug. 14, 2012
SR-CME-2012-22
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules To Facilitate Customer Portfolio Margining of Interest Rate Futures and Interest Rate Swaps Comments Due: Federal Register version (77 FR 50730)
34-67647
Aug. 14, 2012
SR-NSX-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Text of NSX Rule 11.15 To Clarify the Manner in Which Certain Orders are Routed by the Exchange to Other Market Centers Comments Due: Exhibit 5 Federal Register version (77 FR 49848)
34-67652
Aug. 14, 2012
SR-NYSEArca-2012-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Specify How MPL Orders With ALO Order Instructions May Interact Comments Due: Federal Register version (77 FR 50189)
34-67648
Aug. 14, 2012
SR-OPRA-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Implement a New Fee for "Non-Display Applications" Comments Due: Federal Register version (77 FR 49837)
34-67653
Aug. 14, 2012
SR-FICC-2012-06
Notice of Filing Proposed Change To Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass Comments Due: Rel. No. 34-67931 Federal Register version (77 FR 50198)
34-67644
Aug. 13, 2012
SR-CBOE-2012-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations Comments Due: Federal Register version (77 FR 49846)
34-67630
Aug. 9, 2012
SR-Phlx-2012-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Arrangements Comments Due: Exhibit 5 Federal Register version (77 FR 49045)
34-67633
Aug. 9, 2012
SR-Phlx-2012-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply Listed Options Comments Due: Exhibit 5 Federal Register version (77 FR 49040)
34-67635
Aug. 9, 2012
SR-NYSEMKT-2012-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Amex Options Fee Schedule Regarding a Rebate for Order Flow Providers, an Increase in the Service Fee Applicable to Market Makers, and a Fee for Market Maker Executions of SPY Options Comments Due: Exhibit 5 Federal Register version (77 FR 49035)
34-67634
Aug. 9, 2012
SR-NYSEMKT-2012-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Amex Options Fee Schedule Relating to the Monthly Cost for an Amex Trading Permit and Monthly Fees Relating to Trading in Premium Products Comments Due: Exhibit 5 Federal Register version (77 FR 49038)
34-67632
Aug. 9, 2012
SR-NYSEArca-2012-64
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Rel. No. 34-67948 , Rel. No. 34-67283 Federal Register version (77 FR 49044)
34-67627
Aug. 9, 2012
SR-ISE-2012-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Federal Register version (77 FR 49046)
34-67628
Aug. 9, 2012
SR-ISE-2012-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Regular and Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 49049)
34-67631
Aug. 9, 2012
SR-ISE-2012-58
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Rel. No. 34-67948 , Rel. No. 34-67284 Federal Register version (77 FR 49044)
34-67629
Aug. 9, 2012
SR-DTC-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable The Depository Trust Company To Collect and Pass Through Certain Fees Owed by Participants to Transfer Agents in Connection With the Deposit and Withdrawal at Custodian System Comments Due: Federal Register version (77 FR 49048)
34-67623
Aug. 8, 2012
SR-BATS-2012-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: View Received Comments Federal Register version (77 FR 48576)
34-67622
Aug. 8, 2012
SR-BYX-2012-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Federal Register version (77 FR 48578)
34-67618
Aug. 8, 2012
SR-NYSEARCA-2012-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Add an Additional Tier to the Lead Market Maker Rights Fee and an Alternative Qualification Basis for Market Makers That Post Liquidity in Penny Pilot Issues and Options on the SPDR S&P 500 ETF Comments Due: Federal Register version (77 FR 48568)
34-67608
Aug. 7, 2012
SR-EDGX-2012-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Federal Register version (77 FR 48191)
34-67610
Aug. 7, 2012
SR-CME-2012-28
Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of Its Credit Default Swap Margin Methodology Comments Due: Federal Register version (77 FR 48192)
34-67607
Aug. 7, 2012
SR-EDGA-2012-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Federal Register version (77 FR 48188)
34-67609
Aug. 7, 2012
SR-NYSEMKT-2012-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Amendments to the NYSE MKT LLC Price List To Establish Pricing for the Retail Liquidity Program Comments Due: Exhibit 5 Federal Register version (77 FR 48193)
34-67606
Aug. 7, 2012
SR-ISE-2012-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expose Non-Customer Orders Subject to Automatic Rejection to Its Members for Potential Execution at the NBBO or Better Comments Due: Exhibit 5 Federal Register version (77 FR 48180)
34-67598
Aug. 6, 2012
SR-EDGX-2012-33
Notice of Filing of Proposed Rule Change to Amend EDGX Rule 11.5(c) to add the Edge Market Close SM Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-68189 Federal Register version (77 FR 47899)
34-67601
Aug. 6, 2012
SR-Phlx-2012-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility Comments Due: Exhibit 5 Federal Register version (77 FR 47894)
34-67595
Aug. 6, 2012
SR-NYSEArca-2012-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (77 FR 47905)
34-67603
Aug. 6, 2012
SR-NYSE-2012-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reducing From 10 Days to Five Days the Shareholder Notification Period That Is a Condition to a Waiver of the NYSE's Shareholder Approval Requirements Pursuant to Section 312.05 of the Exchange's Listed Company Manual Comments Due: Federal Register version (77 FR 47891)
34-67593
Aug. 6, 2012
SR-BX-2012-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Routing Comments Due: Federal Register version (77 FR 47886)
34-67594
Aug. 6, 2012
SR-NASDAQ-2012-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Fee Schedule Governing Order Routing Comments Due: Federal Register version (77 FR 47896)
34-67599
Aug. 6, 2012
SR-DTC-2012-03
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of the Depository Trust Company as They Relate to Post-Payable Adjustments Comments Due: View Received Comments Rel. No. 34-67599A , Rel. No. 34-66894 Federal Register version (77 FR 47898)
34-67597
Aug. 6, 2012
SR-CBOE-2012-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Federal Register version (77 FR 47887)
34-67600
Aug. 6, 2012
SR-CBOE-2012-071
Notice of Proposed Rule Change To Increase the Maximum Term for LEAPS to Fifteen Years Comments Due: View Received Comments Rel. No. 34-68164 , Rel. No. 34-67892 Federal Register version (77 FR 47890)
34-67596
Aug. 6, 2012
SR-C2-2012-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Federal Register version (77 FR 47902)
34-67592
Aug. 3, 2012
SR-BOX-2012-003
Notice of Filing of Proposed Rule Change To Amend the Price Improvement Period Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67871 , Rel. No. 34-68177 Federal Register version (77 FR 47681)
34-67583
Aug. 2, 2012
SR-BATS-2012-033
Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Ultrashort Duration Bond Fund Comments Due: Rel. No. 34-67894 Federal Register version (77 FR 47461)
34-67576
Aug. 2, 2012
SR-NSX-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (77 FR 47452)
34-67577
Aug. 2, 2012
SR-NSX-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Comments Due: Federal Register version (77 FR 47476)
34-67572
Aug. 2, 2012
SR-CHX-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions Comments Due: Federal Register version (77 FR 47481)
34-67573
Aug. 2, 2012
SR-CHX-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers Comments Due: Federal Register version (77 FR 47479)
34-67585
Aug. 2, 2012
SR-NYSE-2012-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Certain Changes to the Credits Within the New York Stock Exchange Price List That Are Applicable to Supplemental Liquidity Providers Comments Due: Exhibit 5 Federal Register version (77 FR 47471)
34-67570
Aug. 2, 2012
SR-BX-2012-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to the Clearly Erroneous Rule Comments Due: Federal Register version (77 FR 47486)
34-67571
Aug. 2, 2012
SR-BX-2012-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the Trading Pause for NMS Stocks Other Than Rights and Warrants Comments Due: Federal Register version (77 FR 47448)
34-67582
Aug. 2, 2012
SR-NASDAQ-2012-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on the MSCI EM and MSCI EAFE Indexes Comments Due: Exhibit 5 Federal Register version (77 FR 47455)
34-67578
Aug. 2, 2012
SR-FINRA-2012-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend the Effective Date of the Trading Pause Pilot Comments Due: Federal Register version (77 FR 47469)
34-67579
Aug. 2, 2012
SR-FINRA-2012-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions Comments Due: Federal Register version (77 FR 47467)
34-67588
Aug. 2, 2012
SR-FINRA-2009-028
Notice of Withdrawal of Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook Rel. No. 34-64969A , Rel. No. 34-64969 , Rel. No. 34-59921 Federal Register version (77 FR 47470)
34-67574
Aug. 2, 2012
SR-CBOE-2012-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program Comments Due: Federal Register version (77 FR 49848)
34-67575
Aug. 2, 2012
SR-CBOE-2012-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program Comments Due: Federal Register version (77 FR 47478)
34-67580
Aug. 2, 2012
SR-CBOE-2012-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 47453)
34-67581
Aug. 2, 2012
SR-CBOE-2012-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange Comments Due: Federal Register version (77 FR 47474)
34-67554
Aug. 1, 2012
SR-EDGX-2012-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Optional Attribution of Orders on the EDGX Book Feed Comments Due: Exhibit 5 Federal Register version (77 FR 47152)
34-67558
Aug. 1, 2012
SR-BATS-2012-030
Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11, Entitled "Other Securities" Comments Due: Rel. No. 34-67888 Federal Register version (77 FR 47444)
34-67553
Aug. 1, 2012
SR-EDGA-2012-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Optional Attribution of Orders on the EDGA Book Feed Comments Due: Exhibit 5 Federal Register version (77 FR 47150)
34-67563
Aug. 1, 2012
SR-Phlx-2012-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: Federal Register version (77 FR 47159)
34-67567
Aug. 1, 2012
SR-NYSEMKT-2012-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 128-Equities, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 47136)
34-67568
Aug. 1, 2012
SR-NYSEMKT-2012-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C-Equities, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot, Until February 4, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 47140)
34-67569
Aug. 1, 2012
SR-NYSEMKT-2012-23
Notice of Filing of Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC in Order To Reflect Changes to the Capital Structure of the Company Comments Due: Exhibit 5 , Rel. No. 34-67902 Federal Register version (77 FR 47138)
34-67565
Aug. 1, 2012
SR-NYSEArca-2012-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until February 4, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 47144)
34-67566
Aug. 1, 2012
SR-NYSEArca-2012-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 47142)
34-67555
Aug. 1, 2012
SR-NYSE-2012-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 47154)
34-67556
Aug. 1, 2012
SR-NYSE-2012-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until February 4, 201 Comments Due: View Received Comments Exhibit 5 Federal Register version (77 FR 47156)
34-67562
Aug. 1, 2012
SR-BX-2012-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date of Non-Display of Primary Pegged Orders With an Offset Amount Comments Due: View Received Comments Federal Register version (77 FR 47158)
