Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the By-Laws of FINRA Dispute Resolution, Inc. to Clarify That Services Provided by Mediators Should Not Cause Them to Be Classified as Industry Members under the By-Laws

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Date Received
Date Letter Type Commenter Name
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2012-040
Release Number
34-67784
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