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Release Number	SEC Issue Date	File Number	Details
34-77221	Feb. 24, 2016	SR-Phlx-2016-26	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section II of the Exchange's Pricing Schedule *Comments Due:* March 22, 2016 See Also - Exhibit 5 Federal Register version (81 FR 10693)
34-77226	Feb. 24, 2016	SR-NASDAQ-2016-023	Notice of Filing of Proposed Rule Change To Amend Rules 4702 and 4703 *Comments Due:* March 22, 2016 See Also - Exhibit 5, Rel. No. 34-77592 Federal Register version (81 FR 10687)
34-77211	Feb. 23, 2016	SR-EDGX-2016-10	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform *Comments Due:* March 21, 2016 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2016-10 Federal Register version (81 FR 10300)
34-77209	Feb. 23, 2016	SR-BATS-2015-94	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust *Comments Due:* May 5, 2016 View Received Comments See Also - Rel. No. 34-77567, Rel. No. 34-76862 Submit a Comment on SR-BATS-2015-94 Federal Register version (81 FR 10315)
34-77214	Feb. 23, 2016	SR-BATS-2016-14	Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-in-Force Instructions *Comments Due:* March 21, 2016 See Also - Exhibit 5, Rel. No. 34-77611 Federal Register version (81 FR 10350)
34-77213	Feb. 23, 2016	SR-BYX-2016-03	Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-In Force Instructions *Comments Due:* March 21, 2016 See Also - Exhibit 5, Rel. No. 34-77607 Federal Register version (81 FR 10310)
34-77210	Feb. 23, 2016	SR-NYSEMKT-2016-27	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1206 and 1212T of the NYSE MKT Company Guide *Comments Due:* March 21, 2016 See Also - Exhibit 5 Federal Register version (81 FR 10308)
34-77212	Feb. 23, 2016	SR-FINRA-2016-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 0151 (Coordination with the MSRB) and Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities) *Comments Due:* March 21, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 10306)
34-77218	Feb. 23, 2016	SR-FINRA-2015-047	Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* March 21, 2016 See Also - Rel. No. 34-76855, Rel. No. 34-76483, Exemptive Letter Federal Register version (81 FR 10290)
34-77202	Feb. 22, 2016	SR-BATS-2015-100	Notice of Filing of Amendments No. 1, No. 3, and No. 4 to, and Order Instituting Proceedings to Determine Whether To Approve or Disapprove, a Proposed Rule Change, as Modified by Amendments No. 1, No. 3, and No. 4, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares *Comments Due:* March 18, 2016 Rebuttal comments due: April 1, 2016 See Also - Exhibit 5, Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-76820, 34-76478 Federal Register version (81 FR 9889)
34-77203	Feb. 22, 2016	SR-NYSEArca-2015-110	Notice of Filing of Amendment No. 4 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares *Comments Due:* March 18, 2016 Rebuttal comments due: April 1, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-77872, Rel. No. 34-76974, Rel. No. 34-76819, Rel. No. 34-76486 Submit a Comment on SR-NYSEArca-2015-110 Federal Register version (81 FR 9900)
34-77205	Feb. 22, 2016	4-631	Notice of Filing of the Tenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATSY-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* March 21, 2016 View Received Comments Submit a Comment on 4-631 Federal Register version (81 FR 10315)
34-77199	Feb. 22, 2016	SR-ISE-2016-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Text of ISE Rule 313 *Comments Due:* March 18, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9909)
34-77200	Feb. 22, 2016	SR-CBOE-2016-009	Notice of Filing of a Proposed Rule Change Relating to LMMs and DPMs *Comments Due:* March 18, 2016 See Also - Exhibit 5, Rel. No. 34-77553 Federal Register version (81 FR 9910)
34-77181	Feb. 19, 2016	SR-EDGX-2016-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, Amending the Exchange's Minor Rule Violation Plan *Comments Due:* March 17, 2016 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2016-03 Federal Register version (81 FR 9566)
34-77189	Feb. 19, 2016	SR-EDGX-2016-08	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, To Amend the Operation of Orders With a Non-Displayed Instruction and Orders With Reserve Quantity *Comments Due:* March 17, 2016 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-EDGX-2016-08 Federal Register version (81 FR 9571)
34-77182	Feb. 19, 2016	SR-BATS-2016-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, To Amend the Minor Rule Violation Plan *Comments Due:* March 17, 2016 See Also - Exhibit 5 Submit a Comment on SR-BATS-2016-08 Federal Register version (81 FR 9543)
34-77188	Feb. 19, 2016	SR-BATS-2016-18	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, To Amend the Operation of Non-Displayed Orders and Reserve Orders *Comments Due:* March 17, 2016 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-BATS-2016-18 Federal Register version (81 FR 9568)
34-77187	Feb. 19, 2016	SR-BYX-2016-04	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, To Amend the Operation of Non-Displayed Orders and Reserve Orders *Comments Due:* March 17, 2016 See Also - Exhibit 5 Submit a Comment on SR-BYX-2016-04 Federal Register version (81 FR 9556)
34-77190	Feb. 19, 2016	SR-EDGA-2016-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, To Amend the Operation of Orders With a Non-Displayed Instruction and Orders With Reserve Quantity *Comments Due:* March 17, 2016 See Also - Exhibit 5 Submit a Comment on SR-EDGA-2016-03 Federal Register version (81 FR 9570)
34-77186	Feb. 19, 2016	SR-Phlx-2016-20	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships *Comments Due:* March 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9531)
34-77179	Feb. 19, 2016	SR-NYSEArca-2016-17	Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the JPMorgan Diversified Alternative ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* March 17, 2016 View Received Comments See Also - Rel. No. 34-77904, Rel. No. 34-77512 Submit a Comment on SR-NYSEArca-2016-17 Federal Register version (81 FR 9521)
34-77183	Feb. 19, 2016	SR-NYSEArca-2016-28	Notice of Filing of Proposed Rule Change To List and Trade Shares of RiverFront Dynamic US Dividend Advantage ETF and RiverFront Dynamic US Flex-Cap ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* March 17, 2016 View Received Comments See Also - Rel. No. 34-77571, Rel. No. 34-77587 Submit a Comment on SR-NYSEArca-2016-28 Federal Register version (81 FR 9535)
34-77184	Feb. 19, 2016	SR-NYSEArca-2015-125	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade of Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* January 27, 2016 View Received Comments See Also - Rel. No. 34-77522, Rel. No. 34-76798 Submit a Comment on SR-NYSEArca-2015-125 Federal Register version (81 FR 9532)
34-77197	Feb. 19, 2016	SR-NYSEArca-2016-34	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31P(a)(2)(C) Relating to Repricing Events *Comments Due:* March 17, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 9573)
34-77198	Feb. 19, 2016	SR-NYSE-2016-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Listed Company Manual To Adopt a Requirement That Listed Foreign Private Issuers Must, at a Minimum, Submit a Form 6-K to the Securities and Exchange Commission Containing Semi-Annual Unaudited Financial Information *Comments Due:* March 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9563)
34-77191	Feb. 19, 2016	SR-NASDAQ-2016-025	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5940 To Adopt Entry and Annual Fees for NextShares *Comments Due:* March 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9559)
34-77192	Feb. 19, 2016	SR-NASDAQ-2015-161	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the First Trust RiverFront Dynamic Europe ETF, First Trust RiverFront Dynamic Asia Pacific ETF, First Trust RiverFront Dynamic Emerging Markets ETF, and First Trust RiverFront Dynamic Developed International ETF of First Trust Exchange-Traded Fund III *Comments Due:* January 29, 2016 View Received Comments See Also - Rel. No. 34-76817, Rel. No. 34-77548 Federal Register version (81 FR 9575)
34-77180	Feb. 19, 2016	SR-FINRA-2016-006	Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 7410 (Definitions) and 7440 (Recording of Order Information) *Comments Due:* March 17, 2016 Federal Register version (81 FR 9545)
34-77196	Feb. 19, 2016	SR-FINRA-2016-005	Notice of Filing of a Proposed Rule Change To Reduce the Synchronization Tolerance for Computer Clocks That Are Used To Record Events in NMS Securities and OTC Equity Securities *Comments Due:* March 17, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-77565 Federal Register version (81 FR 9550)
34-77194	Feb. 19, 2016	SR-C2-2016-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 8.2 *Comments Due:* March 17, 2016 Federal Register version (81 FR 9533)
34-77193	Feb. 19, 2016	SR-BOX-2016-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Eliminate Certain Fees Which Relate to the Series 56 Examination and To Include Certain Fees Which Relate to Series 57 Examination and Continuing Education *Comments Due:* March 17, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9557)
34-77168	Feb. 18, 2016	SR-NYSEMKT-2016-21	Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE Amex Options Fee Schedule *Comments Due:* March 15, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9027)
34-77174	Feb. 18, 2016	SR-NYSEMKT-2016-22	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 341A(a)(4) To Provide for Web-Based Delivery of the Exchange's Continuing Education Program *Comments Due:* March 16, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9233)
34-77169	Feb. 18, 2016	SR-NYSEARCA-2016-26	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Schedule of Options Fees and Charges *Comments Due:* March 15, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 9025)
34-77170	Feb. 18, 2016	SR-NYSEArca-2015-104	Notice of Withdrawal of a Proposed Rule Change To Adopt a New Policy Relating To Trade Reports for Exchange Traded Products *Comments Due:* December 9, 2015 View Received Comments See Also - Rel. No. 34-76673, Rel. No. 34-76431 Submit a Comment on SR-NYSEArca-2015-104 Federal Register version (81 FR 9038)
34-77175	Feb. 18, 2016	SR-FINRA-2016-007	Notice of Filing of a Proposed Rule Change To Require Registration as Securities Traders of Associated Persons Primarily Responsible for the Design, Development or Significant Modification of Algorithmic Trading Strategies *Comments Due:* March 16, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-77551 Federal Register version (81 FR 9235)
34-77155	Feb. 17, 2016	SR-BATS-2016-10	Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. *Comments Due:* March 15, 2016 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 Federal Register version (81 FR 9008)
34-77159	Feb. 17, 2016	SR-BATS-2015-105	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade the Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust View Received Comments See Also - Rel. No. 34-77487, Rel. No. 34-76776 Federal Register version (81 FR 9041)
34-77156	Feb. 17, 2016	SR-BYX-2016-02	Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. *Comments Due:* March 15, 2016 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 Federal Register version (81 FR 9052)
34-77153	Feb. 17, 2016	SR-Phlx-2016-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot *Comments Due:* March 15, 2016 Federal Register version (81 FR 9039)
34-77160	Feb. 17, 2016	SR-NYSEArca-2016-14	Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of WBI Tactical Rotation Shares Under NYSE Arca Equities Rule 8.600 *Comments Due:* March 15, 2016 View Received Comments See Also - Rel. No. 34-77549 Federal Register version (81 FR 9029)
34-77152	Feb. 17, 2016	SR-NASDAQ-2016-020	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7014 and Nasdaq Rule 7018 *Comments Due:* March 15, 2016 View Received Comments Federal Register version (81 FR 9061)
34-77158	Feb. 17, 2016	SR-FINRA-2016-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) *Comments Due:* March 15, 2016 View Received Comments Federal Register version (81 FR 9065)
34-77164	Feb. 17, 2016	SR-FINRA-2015-048	Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program *Comments Due:* March 15, 2016 See Also - Exemptive Order Federal Register version (81 FR 9043)
34-77154	Feb. 17, 2016	SR-BOX-2016-08	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce the Order Handling Period for Directed Orders From Three Seconds to One Second *Comments Due:* March 15, 2016 See Also - Exhibit 5 Federal Register version (81 FR 9063)
34-77142	Feb. 16, 2016	SR-EDGX-2016-06	Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions *Comments Due:* March 14, 2016 See Also - Exhibit 5, Rel. No. 34-77538 Federal Register version (81 FR 8806)
34-77147	Feb. 16, 2016	SR-EDGX-2016-04	Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. *Comments Due:* March 14, 2016 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 Federal Register version (81 FR 8767)
34-77141	Feb. 16, 2016	SR-EDGA-2016-02	Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions *Comments Due:* March 14, 2016 See Also - Exhibit 5, Rel. No. 34-77537 Federal Register version (81 FR 8797)
34-77146	Feb. 16, 2016	SR-EDGA-2016-01	Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. *Comments Due:* March 14, 2016 See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 Federal Register version (81 FR 8788)
34-77143	Feb. 16, 2016	SR-Phlx-2016-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Policy for Amending Billing Information and a Research Fee *Comments Due:* March 14, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8814)
34-77140	Feb. 16, 2016	SR-NYSEArca-2016-27	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35P To Provide for Price Collar Thresholds for Trading Halt Auctions *Comments Due:* March 14, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8812)
34-77144	Feb. 16, 2016	SR-BOX-2016-07	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility *Comments Due:* March 14, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8803)
34-77148	Feb. 16, 2016	S7-966	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Sales Practice Matters *Comments Due:* March 14, 2016 Federal Register version (81 FR 8775)
34-77149	Feb. 16, 2016	4-551	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance *Comments Due:* March 14, 2016 Federal Register version (81 FR 8781)
34-77125	Feb. 12, 2016	SR-Phlx-2016-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1066 *Comments Due:* March 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8571)
34-77124	Feb. 12, 2016	SR-NYSEArca-2016-18	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services *Comments Due:* March 11, 2016 View Received Comments See Also - Exhibit 5 Federal Register version (81 FR 8548)
34-77126	Feb. 12, 2016	SR-NYSEArca-2015-68	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares Euro Trust and the CurrencyShares Japanese Yen Trust *Comments Due:* September 10, 2015 View Received Comments See Also - Rel. No. 34-77352, Rel. No. 34-76472, Rel. No. 34-75945, Rel. No. 34-75698 Federal Register version (81 FR 8551)
34-77128	Feb. 12, 2016	SR-NYSEArca-2015-107	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* January 20, 2016 View Received Comments See Also - Rel. No. 34-76761, Rel. No. 34-77463 Submit a Comment on SR-NYSEArca-2015-107 Federal Register version (81 FR 8557)
34-77129	Feb. 12, 2016	SR-BX-2016-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Applicable to Firms and To Adopt Tiers Applicable to Options Overlying SPY *Comments Due:* March 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8558)
34-77127	Feb. 12, 2016	SR-NASDAQ-2016-015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Pricing at Chapter XV, Section 2 *Comments Due:* March 11, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8551)
34-77121	Feb. 11, 2016	SR-Phlx-2016-22	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 505 and Rule 506 *Comments Due:* March 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8308)
34-77110	Feb. 11, 2016	SR-NYSEMKT-2016-23	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Amex Options Deep Market Data Product *Comments Due:* March 10, 2016 Federal Register version (81 FR 8310)
34-77120	Feb. 11, 2016	SR-NYSEMKT-2016-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange To Include a Means for Co-located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule *Comments Due:* March 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8316)
34-77111	Feb. 11, 2016	SR-NYSEARCA-2016-29	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Arca Options Deep Market Data Product *Comments Due:* March 10, 2016 Federal Register version (81 FR 8291)
34-77117	Feb. 11, 2016	SR-NYSEArca-2016-08	Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust *Comments Due:* March 10, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-78261, Rel. No. 34-77845, Rel. No. 34-77405 Federal Register version (81 FR 8269)
34-77118	Feb. 11, 2016	SR-NYSEARCA-2016-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange To Include a Means for Co-Located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the Options Fee Schedule *Comments Due:* March 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8265)
34-77119	Feb. 11, 2016	SR-NYSE-2016-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange To Include a Means for Co-Located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the Exchange Price List *Comments Due:* March 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8313)
34-77123	Feb. 11, 2016	4-533	Notice of Filing of Amendment No. 3 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by Financial Industry Regulatory Authority, Inc., BATS Exchange, Inc., BOX Options Exchange, LLC, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., International Securities Exchange, LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE MKT, LLC, and NYSE Arca, Inc. *Comments Due:* February 24, 2026 View Received Comments Submit a Comment on 4-533 Federal Register version (81 FR 8264)
34-77116	Feb. 11, 2016	SR-NASDAQ-2016-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2 *Comments Due:* March 10, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8319)
34-77122	Feb. 11, 2016	4-697	Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC *Comments Due:* March 7, 2016 Submit a Comment on 4-697 Federal Register version (81 FR 8566)
34-77105	Feb. 10, 2016	SR-BATS-2015-102	Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot *Comments Due:* March 9, 2016 See Also - Rel. No. 34-76891, Rel. No. 34-76524, Exemptive Letter Submit a Comment on SR-BATS-2015-102 Federal Register version (81 FR 8112)
34-77106	Feb. 10, 2016	SR-NYSEMKT-2016-18	Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule *Comments Due:* March 9, 2016 See Also - Exhibit 5 Federal Register version (81 FR 8107)
34-77103	Feb. 10, 2016	SR-FINRA-2015-029	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1, in the Consolidated FINRA Rulebook See Also - Rel. No. 34-77550, Rel. No. 34-76430, Rel. No. 34-75655 Federal Register version (81 FR 8109)
34-77091	Feb. 9, 2016	SR-EDGX-2016-02	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform *Comments Due:* March 8, 2016 See Also - Exhibit 5 Submit a Comment on SR-EDGX-2016-02 Federal Register version (81 FR 7848)
34-77086	Feb. 9, 2016	SR-BATS-2016-03	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust *Comments Due:* March 8, 2016 View Received Comments See Also - 34-77476 Federal Register version (81 FR 7857)
34-77090	Feb. 9, 2016	SR-BATS-2016-06	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform *Comments Due:* March 8, 2016 See Also - Exhibit 5 Submit a Comment on SR-BATS-2016-06 Federal Register version (81 FR 7851)
34-77085	Feb. 9, 2016	SR-NYSEMKT-2016-19	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) To Correct a Typographical Error *Comments Due:* March 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7882)
34-77097	Feb. 9, 2016	SR-MIAX-2016-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement a Professional Rebate Program *Comments Due:* March 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7877)
34-77093	Feb. 9, 2016	SR-CBOE-2016-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule *Comments Due:* March 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7867)
34-77092	Feb. 9, 2016	SR-BOX-2016-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7310 (Drill-Through Protection) To Implement a New Price Protection Feature *Comments Due:* March 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7873)
34-77095	Feb. 9, 2016	SR-BOX-2016-04	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7070 (Opening the Market) To Implement a New Price Protection Feature for the Opening *Comments Due:* March 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7853)
34-77096	Feb. 9, 2016	SR-BOX-2016-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7290 (Price Protection for Limit Orders) To Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange *Comments Due:* March 8, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7879)
34-77089	Feb. 9, 2016	4-694	Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Natio Submit a Comment on 4-694 Federal Register version (81 FR 7871)
34-77078	Feb. 8, 2016	SR-BATS-2016-04	Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust *Comments Due:* March 4, 2016 View Received Comments See Also - Rel. No. 34-77451, Rel. No. 34-77499, Rel. No. 34-77078 Submit a Comment on SR-BATS-2016-04 Federal Register version (81 FR 7599)
34-77076	Feb. 8, 2016	SR-Phlx-2016-16	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000C-1009C *Comments Due:* March 4, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7618)
34-77077	Feb. 8, 2016	SR-NASDAQ-2016-014	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Reduced Port Fees *Comments Due:* March 4, 2016 Federal Register version (81 FR 7597)
34-77080	Feb. 8, 2016	SR-NASDAQ-2016-019	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include NextShares in the Lead Market Maker Program *Comments Due:* March 4, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7620)
34-77079	Feb. 8, 2016	SR-ICC-2016-002	Notice of Filing, as Modified by Amendment No. 1 Thereto, of Proposed Rule Change To Provide for the Clearance of Certain Asia-Pacific Credit Default Swap Contracts *Comments Due:* March 4, 2016 See Also - Rel. No. 34-77361 Federal Register version (81 FR 7613)
34-77081	Feb. 8, 2016	SR-CBOE-2016-007	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs") *Comments Due:* March 4, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7609)
34-77069	Feb. 5, 2016	SR-BATS-2016-07	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XXI of BZX Options To Further Align the Rules With Those of EDGX Options *Comments Due:* March 3, 2016 See Also - Exhibit 5 Submit a Comment on SR-BATS-2016-07 Federal Register version (81 FR 7386)
34-77065	Feb. 5, 2016	SR-BATS-2016-15	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* March 3, 2016 See Also - Exhibit 5 Submit a Comment on SR-BATS-2016-15 Federal Register version (81 FR 7379)
34-77074	Feb. 5, 2016	SR-NYSEMKT-2016-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .10 to Rule 103B-Equities To Provide That Any Senior Official of a Listed Company With the Rank of Corporate Secretary or Higher Can Sign the Written Request of a Listed Company Seeking To Change Its Designated Market Maker Unit *Comments Due:* March 3, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7392)
34-77071	Feb. 5, 2016	SR-NYSEMKT-2015-89	Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Provide That the Co-Location Services Offered by the Exchange Include Three Time Feeds and Four Partial Cabinet Bundle Options *Comments Due:* March 3, 2016 View Received Comments Submit a Comment on SR-NYSEMKT-2015-89 Federal Register version (81 FR 7382)
34-77067	Feb. 5, 2016	SR-NYSEARCA-2016-24	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule *Comments Due:* March 3, 2016 See Also - Exhibit 5 Federal Register version (81 FR 7390)
34-77070	Feb. 5, 2016	SR-NYSEARCA-2015-102	Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Provide That the Co-Location Services Offered by the Exchange Include Three Time Feeds and Four Partial Cabinet Bundle Options *Comments Due:* March 3, 2016 View Received Comments Submit a Comment on SR-NYSEARCA-2015-102 Federal Register version (81 FR 7401)
34-77072	Feb. 5, 2016	SR-NYSE-2015-53	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Provide That the Co-Location Services Offered by the Exchange Include Three Time Feeds and Four Partial Cabinet Bundle Options *Comments Due:* March 3, 2016 View Received Comments Submit a Comment on SR-NYSE-2015-53 Federal Register version (81 FR 7394)
34-77066	Feb. 5, 2016	SR-NASDAQ-2016-008	Notice of Filing of Proposed Rule Change To Amend Rule 4120 *Comments Due:* March 3, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-77445 Federal Register version (81 FR 7398)
34-77054	Feb. 4, 2016	SR-Phlx-2016-10	Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition *Comments Due:* March 2, 2016 View Received Comments See Also - Exhibit 5, Rel. No. 34-77449 Federal Register version (81 FR 7166)
34-77050	Feb. 4, 2016	SR-NYSEArca-2016-23	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Athena High Dividend ETF's Investments in Sponsored and Unsponsored American Depositary Receipts *Comments Due:* March 2, 2016 Federal Register version (81 FR 7161)