34-77388
March 17, 2016
SR-NYSE-2016-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Decommission Extension Fee for Receipt of the NYSE BBO and NYSE Trades Market Data Products Comments Due: Exhibit 5 Federal Register version (81 FR 15363)
34-77392
March 17, 2016
SR-NASDAQ-2016-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include U.S. Non-Display Policies in the Nasdaq Rule Book Comments Due: Exhibit 5 Federal Register version (81 FR 15600)
34-77394
March 17, 2016
SR-BatsEDGX-2016-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 15596)
34-77379
March 16, 2016
SR-BATS-2016-16
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pointbreak Diversified Commodity Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-78104 , Rel. No. 34-77770 Federal Register version (81 FR 15387)
34-77378
March 16, 2016
SR-NASDAQ-2016-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Rule 7018(a) Comments Due: Federal Register version (81 FR 15358)
34-77381
March 16, 2016
SR-NASDAQ-2016-033
Notice of Filing of Proposed Rule Change To Offer Remote ITCH to Trade Options Wave Ports Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77381 Federal Register version (81 FR 15394)
34-77370
March 15, 2016
SR-NYSEMKT-2016-35
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 15136)
34-77371
March 15, 2016
SR-NYSEMKT-2016-33
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List Effective March 1, 2016 Comments Due: Exhibit 5 Federal Register version (81 FR 15139)
34-77374
March 15, 2016
SR-NYSEARCA-2016-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.33 To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which an ETP Holder Executes a Transaction Comments Due: Exhibit 5 Federal Register version (81 FR 15141)
34-77358
March 14, 2016
SR-OCC-2016-004
Notice of Filing of Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy Comments Due: View Received Comments Exhibit 3A , Exhibit 5A , Exhibit 5B , Rel. No. 34-78724 , Rel. No. 34-78056 , Rel. No. 34-77720 , Exhibit 3A , Exhibit 5A , Exhibit 5B , Rel. No. 34-78724 , Rel. No. 34-78056 , Rel. No. 34-77720 Federal Register version (81 FR 14921)
34-77356
March 14, 2016
SR-NYSEMKT-2016-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementing Rule 967.1NY(a)(2) and (3) Comments Due: Exhibit 5 Federal Register version (81 FR 14917)
34-77357
March 14, 2016
SR-NYSEARCA-2016-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Deadline for Implementing Rule 6.61(a)(2) and (3) Comments Due: Exhibit 5 Federal Register version (81 FR 14912)
34-77359
March 14, 2016
SR-NYSEArca-2016-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 14916)
34-77363
March 14, 2016
SR-NYSE-2016-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Effective March 1, 2016 Comments Due: Exhibit 5 Federal Register version (81 FR 14902)
34-77364
March 14, 2016
SR-MSRB-2016-04
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-15 To Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments Comments Due: View Received Comments Rel. No. 34-77744 Federal Register version (81 FR 14906)
34-77366
March 14, 2016
SR-MSRB-2016-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise an Effective Date of Several Previously-Approved Amendments to Rule G-14, on Transaction Reporting Comments Due: Federal Register version (81 FR 14919)
34-77365
March 14, 2016
SR-CBOE-2016-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 14910)
34-77351
March 11, 2016
SR-Phlx-2016-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rebates and Fees for Adding and Removing Liquidity in SPY Comments Due: Exhibit 5 Federal Register version (81 FR 14509)
34-77348
March 11, 2016
SR-NYSEMKT-2016-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 401 and 402 of the NYSE MKT Company Guide To Harmonize the Exchange's Immediate Release and Trading Halt Policies Comments Due: Exhibit 5 Federal Register version (81 FR 14506)
34-77349
March 11, 2016
SR-NYSEArca-2016-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 7.31P(j) and 7.34P(c) To Allow Q Orders To Participate in the Early Trading Session and Late Trading Session Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 14500)
34-77352
March 11, 2016
SR-NYSEArca-2015-68
Notice of Withdrawal of a Proposed Rule Change Relating To Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares Euro Trust and the CurrencyShares Japanese Yen Trust Comments Due: View Received Comments Rel. No. 34-75698 , Rel. No. 34-75945 , Rel. No. 34-76472 , Rel. No. 34-77126 , Rel. No. 34-75698 , Rel. No. 34-75945 , Rel. No. 34-76472 , Rel. No. 34-77126 Federal Register version (81 FR 14513)
34-77350
March 11, 2016
SR-BX-2016-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 Comments Due: Exhibit 5 Federal Register version (81 FR 14495)
34-77353
March 11, 2016
SR-NASDAQ-2016-034
Notice of Filing of Proposed Rule Change Regarding Monthly Distributions, Excess Returns, and Share Index Factors of Certain AccuShares Trust I Funds Comments Due: View Received Comments Federal Register version (81 FR 14489)
34-77354
March 11, 2016
SR-NASDAQ-2016-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Quality Incentive Programs Under Rule 7014 Comments Due: Exhibit 5 Federal Register version (81 FR 14502)
34-77355
March 11, 2016
SR-NASDAQ-2016-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018(a) Comments Due: Exhibit 5 Federal Register version (81 FR 14497)
34-77341
March 10, 2016
SR-Phlx-2015-94
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Options Comments Due: View Received Comments Rel No. 34-76989 , Rel. No. 34-76593 Federal Register version (81 FR 14160)
34-77336
March 10, 2016
SR-OCC-2016-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Simplify the Options Clearing Corporation's Schedule of Fees Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (81 FR 14153)
34-77337
March 10, 2016
SR-NYSEArca-2015-76
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-76630 , Rel. No. 34-76291 , Rel. No. 34-76291 Federal Register version (81 FR 14154)
34-77339
March 10, 2016
SR-BX-2016-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates To Adopt the Select Symbols Options Tier Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 14155)
34-77338
March 10, 2016
SR-NASDAQ-2016-030
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Elkhorn Dorsey Wright Commodity Rotation Portfolio of Elkhorn ETF Trust Comments Due: View Received Comments Federal Register version (81 FR 14142)
34-77329
March 9, 2016
SR-EDGX-2016-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform. Comments Due: Exhibit 5 Federal Register version (81 FR 13866)
34-77330
March 9, 2016
SR-BATS-2016-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (81 FR 13861)
34-77333
March 9, 2016
SR-BATS-2016-02
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Rel. No. 34-76954 Federal Register version (81 FR 13854)
34-77334
March 9, 2016
SR-ISE-Gemini-2016-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria Comments Due: Exhibit 5 Federal Register version (81 FR 13864)
34-77331
March 9, 2016
SR-CHX-2016-01
Notice of Filing of Proposed Rule Change To Adopt and Amend Rules To Permit the Exchange To Initiate CHX SNAP SM Comments Due: Exhibit 5 , Rel. No. 34-77711 Federal Register version (81 FR 13857)
34-77332
March 9, 2016
SR-NYSE-2016-16
Notice of Filing of Proposed Rule Change Amending Rule 98 To Provide That When Designated Market Makers Enter Interest for the Purpose of Facilitating the Execution of Customer Orders, Such Orders Would Not Be Required To Be Designated as DMM Interest Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77708 Federal Register version (81 FR 13851)
34-77335
March 9, 2016
SR-ISE-2016-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria Comments Due: Exhibit 5 Federal Register version (81 FR 13869)
34-77323
March 8, 2016
4-443
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add ISE Mercury, LLC as a Plan S Comments Due: View Received Comments Federal Register version (81 FR 13433)
34-77324
March 8, 2016
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add ISE Mercury LLC, as a Participant Comments Due: View Received Comments Federal Register version (81 FR 13425)
34-77320
March 8, 2016
SR-NASDAQ-2016-002
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the First Trust Municipal High Income ETF Comments Due: View Received Comments Rel. No. 34-78913 , Rel. No. 34-78384 , Rel. No. 34-77705 , Rel. No. 34-76944 Federal Register version (81 FR 13429)
34-77316
March 8, 2016
SR-MSRB-2016-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to Rule G-33, on Calculations, and an Interpretive Notice Comments Due: Exhibit 5 Federal Register version (81 FR 13426)
34-77319
March 8, 2016
SR-CBOE-2016-016
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Related to Options That Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index Comments Due: Exhibit 5 Federal Register version (81 FR 13429)
34-77307
March 7, 2016
SR-BATS-2016-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E Federal Register version (81 FR 12996)
34-77310
March 7, 2016
SR-BATS-2016-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b), Compliance With Data Collection Requirements, Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Exhibit 5 Federal Register version (81 FR 13012)
34-77308
March 7, 2016
SR-BYX-2016-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D Federal Register version (81 FR 12975)
34-77304
March 7, 2016
SR-NYSEMKT-2016-17
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Establishing Procedures for the Allocation of Cages to Its Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Requirements and Fee Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77680 Federal Register version (81 FR 12981)
34-77306
March 7, 2016
SR-NYSEMKT-2016-31
Notice of Filing of Proposed Rule Change Amending Rule 123C-Equities To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange Is Unable To Conduct a Closing Transaction Comments Due: Exhibit 5 , Rel. No. 34-77676 Federal Register version (81 FR 12986)
34-77303
March 7, 2016
SR-NYSEArca-2016-21
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Establishing Procedures for the Allocation of Cages to Its Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Requirements and Fee Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77682 Federal Register version (81 FR 13003)
34-77305
March 7, 2016
SR-NYSE-2016-18
Notice of Filing of Proposed Rule Change Amending Rule 123C To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77677 Federal Register version (81 FR 12977)
34-77302
March 7, 2016
SR-NYSE-2016-13
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Establishing Procedures for the Allocation of Cages to Its Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Requirements and Fee Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77681 Federal Register version (81 FR 12998)
34-77301
March 7, 2016
SR-NASDAQ-2016-028
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the iSectors Post-MPT Growth ETF of ETFis Series Trust I Comments Due: View Received Comments Rel. No. 34-77623 , Rel. No. 34-77714 Federal Register version (81 FR 12990)
34-77309
March 7, 2016
SR-NASDAQ-2016-035
Notice of Filing of Proposed Rule Change To Establish a Secondary Contingency Procedure To Enable the Exchange To Report an Official Closing Price on Behalf of an Impaired Primary Listing Exchange Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77678 , Rel. No. 34-78014 Federal Register version (81 FR 13007)
34-77311
March 7, 2016
SR-ICEEU-2016-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Delegation of Authority To Approve Certain Rule and Procedure Amendments Comments Due: Federal Register version (81 FR 13010)
34-77298
March 4, 2016
SR-EDGX-2016-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E Federal Register version (81 FR 12757)
34-77299
March 4, 2016
SR-EDGA-2016-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D Federal Register version (81 FR 12759)
34-77292
March 4, 2016
SR-ISEMercury-2016-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (81 FR 12770)
34-77295
March 4, 2016
SR-Phlx-2016-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Provisions Related to Options Disputes Comments Due: Exhibit 5 Federal Register version (81 FR 12769)
34-77293
March 4, 2016
SR-NYSEMKT-2016-34
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule Relating to ByRDs Transaction Fees Comments Due: Exhibit 5 Federal Register version (81 FR 12762)
34-77294
March 4, 2016
SR-NYSEArca-2016-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Relating to ByRDs Transaction Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 12775)
34-77297
March 4, 2016
SR-CBOE-2016-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Orders Comments Due: Federal Register version (81 FR 12764)
34-77284
March 3, 2016
SR-BATS-2016-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23, Auctions, To Lengthen the Auction Information Dissemination Periods for the Opening and Closing Auctions in BZX Listed Securities Comments Due: Exhibit 5 Federal Register version (81 FR 12175)
34-77287
March 3, 2016
SR-BATS-2015-124
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to BATS Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAXX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust Rel. No. 34-76884 , Rel. No. 34-77620 Federal Register version (81 FR 12540)
34-77291
March 3, 2016
SR-BATS-2015-108
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change To Adopt BATS Rule 11.27(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Rel. No. 34-76552 , Rel. No. 34-76945 , Exemptive Letter Federal Register version (81 FR 12543)
34-77283
March 3, 2016
SR-Phlx-2016-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 12160)
34-77286
March 3, 2016
SR-Phlx-2016-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Access Services Fees Under Chapter VIII of the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 12541)
34-77279
March 3, 2016
SR-NYSEMKT-2016-32
Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE MKT Proprietary Market Data as They Apply to Federal Agency Customers Comments Due: Exhibit 5 Federal Register version (81 FR 12150)
34-77281
March 3, 2016
SR-NYSEArca-2016-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Proprietary Market Data as They Apply to Federal Agency Customers Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 12163)
34-77289
March 3, 2016
SR-NYSEArca-2016-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for the NYSE Arca Order Imbalances Data Feed Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 12535)
34-77280
March 3, 2016
SR-NYSE-2016-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Proprietary Market Data as They Apply to Federal Agency Customers Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 12177)
34-77277
March 3, 2016
4-657
Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Implement a Tick Size Pilot Program To Add National Stock Exchange, Inc. as a Participant Comments Due: View Received Comments Federal Register version (81 FR 12162)
34-77282
March 3, 2016
SR-BX-2016-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Rule 7015 Comments Due: Exhibit 5 Federal Register version (81 FR 12184)
34-77285
March 3, 2016
SR-NASDAQ-2016-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Access Services Fees Under Rule 7015 Comments Due: Exhibit 5 Federal Register version (81 FR 12151)
34-77275
March 2, 2016
SR-NYSEMKT-2016-28
Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE Amex Options Proprietary Market Data as They Apply to Federal Agency Customers Comments Due: Exhibit 5 Federal Register version (81 FR 12187)
34-77274
March 2, 2016
SR-NYSEARCA-2016-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 12154)
34-77276
March 2, 2016
SR-NYSEArca-2016-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Options Proprietary Market Data as They Apply to Federal Agency Customers Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 12188)
34-77256
March 1, 2016
SR-BATS-2016-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 11872)
34-77264
March 1, 2016
SR-Phlx-2016-12
Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection Comments Due: Rel. No. 34-77007 Federal Register version (81 FR 11850)
34-77268
March 1, 2016
SR-NYSEARCA-2016-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.21, Obligations of Market Maker Authorized Traders Comments Due: Exhibit 5 Federal Register version (81 FR 11870)
34-77266
March 1, 2016
SR-BX-2016-008
Notice of Withdrawal of Proposed Rule Change To Adopt Limit Order Protection and Market Order Protection Comments Due: Rel. No. 34-77006 Federal Register version (81 FR 11872)
34-77267
March 1, 2016
SR-NASDAQ-2016-005
Notice of Withdrawal of Proposed Rule Change To Adopt Limit Order Protection and Market Order Protection Comments Due: Rel. No. 34-76956 Federal Register version (81 FR 11872)
34-77269
March 1, 2016
SR-FINRA-2016-010
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 4554 (Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks) Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 5 , Rel. No. 34-77635 , Rel. No. 34-77798 Federal Register version (81 FR 11851)
34-77252
Feb. 29, 2016
SR-BX-2016-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options Chapter VII, Section 6 Comments Due: Federal Register version (81 FR 11634)
34-77251
Feb. 29, 2016
SR-MIAX-2016-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 11614)
34-77242
Feb. 26, 2016
SR-EDGX-2016-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 11335)
34-77245
Feb. 26, 2016
SR-Phlx-2016-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Kill Switch Comments Due: Exhibit 5 Federal Register version (81 FR 11307)
34-77241
Feb. 26, 2016
SR-NYSEMKT-2016-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes Comments Due: Exhibit 5 Federal Register version (81 FR 11311)
34-77243
Feb. 26, 2016
SR-FINRA-2016-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees) Comments Due: Federal Register version (81 FR 11337)
34-77230
Feb. 25, 2016
SR-ISE-Gemini-2016-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Text of ISE Gemini Rule 306 Comments Due: Exhibit 5 Federal Register version (81 FR 10937)
34-77236
Feb. 25, 2016
SR-NYSEArca-2016-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.44P Retail Liquidity Program Comments Due: Exhibit 5 Federal Register version (81 FR 10943)
34-77232
Feb. 25, 2016
SR-NASDAQ-2016-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5745 Comments Due: Exhibit 5 Federal Register version (81 FR 10933)
34-77233
Feb. 25, 2016
SR-NASDAQ-2016-021
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Alternative Absolute Return Strategy ETF of First Trust Exchange-Traded Fund VII Comments Due: View Received Comments Rel. No. 34-77619 Federal Register version (81 FR 10925)
34-77239
Feb. 25, 2016
SR-NASDAQ-2016-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7018 Comments Due: Exhibit 5 Federal Register version (81 FR 10946)
34-77234
Feb. 25, 2016
SR-ICEEU-2016-004
Notice of Filing of a Proposed Rule Change Relating to Additions to Permitted Cover Comments Due: Rel. No. 34-77943 , Rel. No. 34-77634 Federal Register version (81 FR 10949)
34-77229
Feb. 25, 2016
SR-BOX-2016-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial and Clerical Amendments to Its Rules Comments Due: Exhibit 5 Federal Register version (81 FR 10945)
34-77222
Feb. 24, 2016
SR-BATS-2016-17
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering Comments Due: Exhibit 5 , Rel. No. 34-77480 Federal Register version (81 FR 10345)
34-77221
Feb. 24, 2016
SR-Phlx-2016-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section II of the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 10693)
34-77226
Feb. 24, 2016
SR-NASDAQ-2016-023
Notice of Filing of Proposed Rule Change To Amend Rules 4702 and 4703 Comments Due: Exhibit 5 , Rel. No. 34-77592 Federal Register version (81 FR 10687)
34-77211
Feb. 23, 2016
SR-EDGX-2016-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 10300)
34-77209
Feb. 23, 2016
SR-BATS-2015-94
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust Comments Due: View Received Comments Rel. No. 34-77567 , Rel. No. 34-76862 Federal Register version (81 FR 10315)
34-77214
Feb. 23, 2016
SR-BATS-2016-14
Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-in-Force Instructions Comments Due: Exhibit 5 , Rel. No. 34-77611 Federal Register version (81 FR 10350)
