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Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 0151 (Coordination with the MSRB) and Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities)
(Release No. 34-77212; File No. SR-FINRA-2016-004)
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| Mar. 21, 2016 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York |
| Mar. 21, 2016 | Chris Melton, Sr., Coastal Securities, Houston, Texas |
| Mar. 21, 2016 | Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia |
| Mar. 11, 2016 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
http://www.sec.gov/comments/sr-finra-2016-004/finra2016004.shtml
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