Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 0151 (Coordination with the MSRB) and Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities)

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Date Received
Date Letter Type Commenter Name
Public Comment Chris Melton, Sr., Coastal Securities, Houston, Texas
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia
Public Comment David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-004
Release Number
34-77212
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