Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Require Registration as Securities Traders of Associated Persons Primarily Responsible for the Design, Development or Significant Modification of Algorithmic Trading Strategies

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Date Received
Date Letter Type Commenter Name
Public Comment Michele Van Tassel, President, Association of Registration Management

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-007
Release Number
34-77175
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