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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Require Registration as Securities Traders of Associated Persons Primarily Responsible for the Design, Development or Significant Modification of Algorithmic Trading Strategies

(Release No. 34-77175; File No. SR-FINRA-2016-007)


Mar. 15, 2016 Michele Van Tassel, President, Association of Registration Management

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2016-007/finra2016007.shtml

Modified: 03/18/2016