Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4554 (Alternative Trading Systems - Recording and Reporting Requirements of Order and Execution Information for NMS Stocks)

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Date Received
Date Letter Type Commenter Name
Public Comment Andrew Madar, Associate General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-010
Release Number
34-77269
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