Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules to conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-led Initiative to Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions from T+3 to T+2

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Date Received
Date Letter Type Commenter Name
Public Comment Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Public Comment Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA
Public Comment Mike Nicholas, CEO, Bond Dealers of America

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-047
Release Number
34-79648
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