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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend FINRA Rules to conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-led Initiative to Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions from T+3 to T+2
(Release No. 34-79648; File No. SR-FINRA-2016-047)
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| Jan. 19, 2017 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters |
| Jan. 19, 2017 | Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA |
| Jan. 18, 2017 | Mike Nicholas, CEO, Bond Dealers of America |
http://www.sec.gov/comments/sr-finra-2016-047/finra2016047.shtml
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