Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of First Trust Horizon Managed Volatility Domestic ETF and First Trust Horizon Managed Volatility Developed International ETF under NYSE Arca Equities Rule 8.600

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Date Received
Date Letter Type Commenter Name
Public Comment Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment Michele Van Tassel, President, Association of Registration Management (ARM), New York, New York
Public Comment Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment Kevin A. Zambrowicz, Managing Director & Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding an October 13, 2016, conference call with representatives of North American Securities Administrators Association
Public Comment Rick A. Fleming, SEC Investor Advocate, and Tracey L. McNeil, SEC Ombudsman

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSEArca-2016-103
Release Number
34-78191
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