34-80155
March 3, 2017
SR-BX-2017-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter X, Section 7(a) of the Exchange's Rules Relating to Minor Rule Violation Penalties for Position Limit Violations Comments Due: Exhibit 5 Federal Register version (82 FR 13175)
34-80149
March 3, 2017
SR-NASDAQ-2016-161
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 Comments Due: View Received Comments Rel. No. 34-81097 , Rel. No. 34-79810 , Rel. No. 34-79428 Federal Register version (82 FR 13168)
34-80153
March 3, 2017
SR-NASDAQ-2017-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Billing Ports and Other Services Comments Due: Exhibit 5 Federal Register version (82 FR 13166)
34-80148
March 3, 2017
SR-MIAX-2017-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 13157)
34-80151
March 3, 2017
SR-MIAX-2017-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest Comments Due: Exhibit 5 Federal Register version (82 FR 13146)
34-80150
March 3, 2017
SR-ICC-2017-003
Notice Relating to ICC's End-of-Day Price Discovery Policies and Procedures Comments Due: Rel. No. 34-80506 , Rel. No. 34-80858 Federal Register version (82 FR 13173)
34-80152
March 3, 2017
SR-CBOE-2017-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism Comments Due: Federal Register version (82 FR 13155)
34-80143
March 2, 2017
SR-OCC-2017-801
Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility Comments Due: Rel. No. 34-79915 Federal Register version (82 FR 13036)
34-80141
March 2, 2017
SR-NYSEMKT-2017-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX Comments Due: Federal Register version (82 FR 13031)
34-80140
March 2, 2017
SR-NYSEArca-2017-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX Comments Due: Federal Register version (82 FR 13033)
34-80139
March 2, 2017
SR-FICC-2017-801
Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies Comments Due: View Received Comments Exhibit 2 , Exhibit 5 , Rel. No. 34-80341 Federal Register version (82 FR 13026)
34-80136
March 1, 2017
SR-BatsBZX-2017-14
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-80529 , Rel. No. 34-80505 Federal Register version (82 FR 12860)
34-80138
March 1, 2017
SR-NYSEArca-2016-149
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend NYSE Arca Rule 6.91 Comments Due: View Received Comments Rel. No. 34-79759 , Rel. No. 34-79404 Federal Register version (82 FR 12869)
34-80134
March 1, 2017
SR-BOX-2016-48
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules for an Open-Outcry Trading Floor Comments Due: View Received Comments Rel. No. 34-81292 , Rel. No. 34-80720 , Rel. No. 34-80719 , Rel. No. 34-79768 , Rel. No. 34-79421 Federal Register version (82 FR 12864)
34-80119
Feb. 28, 2017
SR-Phlx-2017-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Qualified Contingent Cross Orders Comments Due: Federal Register version (82 FR 12671)
34-80117
Feb. 28, 2017
SR-NYSEMKT-2017-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data Comments Due: Exhibit 5 Federal Register version (82 FR 12646)
34-80116
Feb. 28, 2017
SR-NYSEArca-2017-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data Comments Due: Exhibit 5 Federal Register version (82 FR 12663)
34-80122
Feb. 28, 2017
SR-NYSE-2017-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B Comments Due: Exhibit 5 Federal Register version (82 FR 12642)
34-80125
Feb. 28, 2017
SR-NYSE-2017-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data Comments Due: Exhibit 5 Federal Register version (82 FR 12658)
34-80120
Feb. 28, 2017
SR-NASDAQ-2017-015
Notice of Filing of Proposed Rule Change To Adopt Rule 7017 Comments Due: Exhibit 5 , Rel. No.34-80852 , Rel. No. 34-80465 Federal Register version (82 FR 12649)
34-80121
Feb. 28, 2017
SR-MIAX-2017-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 519, MIAX Order Monitor Comments Due: Exhibit 5 Federal Register version (82 FR 12656)
34-80118
Feb. 28, 2017
SR-IEX-2017-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt DEEP, a New Depth of Book Market Data Feed, Rename TOPS Viewer to IEX Data Platform, and Include Depth of Book Market Data Therein Comments Due: Exhibit 5 Federal Register version (82 FR 12653)
34-80123
Feb. 28, 2017
SR-CBOE-2017-010
Notice of Filing of a Proposed Rule Change Related to Unusual Market Conditions Comments Due: Rel. No. 34-81065 , Rel. No. 34-80854 , Rel. No. 34-80481 Federal Register version (82 FR 12667)
34-80114
Feb. 27, 2017
SR-LCHSA-2017-001
Notice To Adopt Revised Fee Schedule and Establish Annual Fixed Fee for General Members Comments Due: Exhibit 5 Federal Register version (82 FR 12481)
34-80101
Feb. 24, 2017
SR-ISEGemini-2017-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 12380)
34-80102
Feb. 24, 2017
SR-ISEGemini-2017-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders Comments Due: Exhibit 5 Federal Register version (82 FR 12381)
34-80106
Feb. 24, 2017
SR-ISEGemini-2017-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders Comments Due: Exhibit 5 Federal Register version (82 FR 12374)
34-80109
Feb. 24, 2017
SR-Phlx-2017-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014 of the Options Rules Relating to Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (82 FR 12383)
34-80099
Feb. 24, 2017
SR-NYSEArca-2016-101
Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201 Comments Due: Rel. No. 34-80319 , Rel. No. 34-79726 , Rel. No. 34-79171 , Rel. No. 34-78770 , Rel. No. 34-78426 Federal Register version (82 FR 12253)
34-80104
Feb. 24, 2017
SR-BX-2017-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (82 FR 12378)
34-80098
Feb. 24, 2017
SR-Nasdaq-2016-120
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rules 7034 and 7051 To Establish the Third Party Connectivity Service Comments Due: View Received Comments Rel. No. 34-79431 , Rel. No. 34-79049 , Rel. No. 34-78713 , Rel. No. 34-80558 Federal Register version (82 FR 12253)
34-80107
Feb. 24, 2017
SR-NASDAQ-2017-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (82 FR 12376)
34-80100
Feb. 24, 2017
SR-ISE-2017-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Directed Orders Comments Due: Exhibit 5 Federal Register version (82 FR 12269)
34-80105
Feb. 24, 2017
SR-FINRA-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules Comments Due: Exhibit 5 Federal Register version (82 FR 12387)
34-80094
Feb. 23, 2017
SR-NYSEARCA-2016-176
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-81538 , Rel. No. 34-81155 , Rel. No. 34-80501 , Rel. No. 34-79792 Federal Register version (82 FR 12268)
34-80093
Feb. 23, 2017
SR-BX-2017-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(a) To Eliminate Prorated Billing Comments Due: Exhibit 5 Federal Register version (82 FR 12249)
34-80081
Feb. 22, 2017
SR-NSX-2017-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (82 FR 11986)
34-80085
Feb. 22, 2017
SR-NYSEMKT-2017-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (82 FR 12156)
34-80077
Feb. 22, 2017
SR-NYSEMKT-2016-63
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80309 , Rel. No. 34-79672 , Rel. No. 34-79378 , Rel. No. 34-78968 , Rel. No. 34-78629 Federal Register version (82 FR 11959)
34-80076
Feb. 22, 2017
SR-NYSEArca-2016-89
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80310 , Rel. No. 34-79673 , Rel. No. 34-79379 , Rel. No. 34-78967 , Rel. No. 34-78628 Federal Register version (82 FR 11951)
34-80079
Feb. 22, 2017
SR-NYSEArca-2016-173
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-80427 , Rel. No. 34-79742 Federal Register version (82 FR 11955)
34-80082
Feb. 22, 2017
SR-NYSEArca-2017-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (82 FR 11973)
34-80084
Feb. 22, 2017
SR-NYSE-2017-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (82 FR 11960)
34-80088
Feb. 22, 2017
SR-NASDAQ-2017-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(b) To Eliminate Prorated Billing Comments Due: Exhibit 5 Federal Register version (82 FR 12148)
34-80089
Feb. 22, 2017
SR-MIAX-2017-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 518, Complex Orders, To Establish the Complex MIAX Options Price Collar Comments Due: Exhibit 5 Federal Register version (82 FR 12153)
34-80080
Feb. 22, 2017
SR-ISE-2017-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 11971)
34-80090
Feb. 22, 2017
SR-ISE-2017-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 715 and Rule 721 Comments Due: Exhibit 5 Federal Register version (82 FR 12150)
34-80086
Feb. 22, 2017
SR-CBOE-2017-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 11988)
34-80074
Feb. 21, 2017
SR-Phlx-2016-105
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 501, 507, 508, 510, and 511 of the Exchange Comments Due: View Received Comments Federal Register version (82 FR 11967)
34-80073
Feb. 21, 2017
SR-NYSEMKT-2017-08
Notice of Filing of Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation Comments Due: Rel. No. 34-80330 Federal Register version (82 FR 11952)
34-80072
Feb. 21, 2017
SR-NYSEArca-2017-17
Notice of Filing of Proposed Rule Change To Amend Rule 6.37B Regarding Market Maker Quotations Comments Due: Exhibit 5 , Rel. No. 34-80329 Federal Register version (82 FR 11964)
34-80075
Feb. 21, 2017
SR-ISE-2017-03
Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80432 Federal Register version (82 FR 11975)
34-80071
Feb. 21, 2017
SR-ICEEU-2017-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Charges and Rates of Return Applicable to Margin and Guaranty Fund Deposits Comments Due: Exhibit 5 Federal Register version (82 FR 11962)
34-80064
Feb. 17, 2017
SR-Phlx-2017-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PIXL pricing Comments Due: Exhibit 5 Federal Register version (82 FR 11666)
34-80059
Feb. 17, 2017
SR-NYSEArca-2017-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 6.62, 6.73 and Make a Conforming Change to Rule 6.47A Comments Due: Exhibit 5 Federal Register version (82 FR 11674)
34-80061
Feb. 17, 2017
SR-PEARL-2017-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 11676)
34-80062
Feb. 17, 2017
SR-MIAX-2017-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Fees Relating to the MIAX Express Network Interconnect ("MENI") Comments Due: Exhibit 5 Federal Register version (82 FR 11670)
34-80050
Feb. 16, 2017
SR-BatsBZX-2017-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Option Regulatory Fees as They Relate to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 11491)
34-80055
Feb. 16, 2017
SR-BX-2017-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the BX Options Market Port Fees and Institute a Fee Cap at Chapter XV Section 3 Comments Due: Exhibit 5 Federal Register version (82 FR 11381)
34-80051
Feb. 16, 2017
SR-NASDAQ-2017-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7014 and 7018 Comments Due: Exhibit 5 Federal Register version (82 FR 11376)
34-80046
Feb. 15, 2017
SR-BX-2017-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality Comments Due: Federal Register version (82 FR 11385)
34-80045
Feb. 15, 2017
SR-NASDAQ-2017-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality Comments Due: Federal Register version (82 FR 11389)
34-80036
Feb. 14, 2017
SR-BatsBZX-2017-10
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Under Bats Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-80399 Federal Register version (82 FR 11278)
34-80041
Feb. 14, 2017
SR-CHX-2017-04
Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-81415 , Rel. No. 34-80364 , Rel. No. 34-80740 , Rel. No. 34-81913 Federal Register version (82 FR 11252)
34-80035
Feb. 14, 2017
SR-PEARL-2017-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee ("ORF") Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 11272)
34-80037
Feb. 14, 2017
SR-CBOE-2017-014
Notice of Filing of a Proposed Rule Change Related to Rule 24.9(e) Comments Due: Rel. No. 34-80385 Federal Register version (82 FR 11290)
34-80034
Feb. 14, 2017
SR-BatsEDGX-2017-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Use of the Exchange's Equities Platform Comments Due: Exhibit 5 Federal Register version (82 FR 11275)
34-80028
Feb. 13, 2017
SR-NYSEArca-2017-09
Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Short Duration Income ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-80346 , Rel. No. 34-80657 Federal Register version (82 FR 11089)
34-80029
Feb. 13, 2017
SR-NYSEArca-2017-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 11085)
34-80032
Feb. 13, 2017
SR-NYSEARCA-2017-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (82 FR 11076)
34-80030
Feb. 13, 2017
SR-NYSE-2017-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the New York Stock Exchange LLC Listed Company Manual To Waive the First Partial Year's Annual Fees for Companies Transferring From Other Exchanges Comments Due: Exhibit 5 Federal Register version (82 FR 11084)
34-80031
Feb. 13, 2017
SR-C2-2017-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 11087)
34-80025
Feb. 13, 2017
SR-BatsEDGX-2017-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Option Regulatory Fees as They Relate to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 11081)
34-80018
Feb. 10, 2017
SR-NSX-2017-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, To Cease Trading on the Exchange's System as of February 1, 2017 Comments Due: Federal Register version (82 FR 10947)
34-80012
Feb. 10, 2017
SR-BatsBZX-2017-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Fees as They Relate to the Equities Options Platform Comments Due: Federal Register version (82 FR 10922)
34-80017
Feb. 10, 2017
SR-BatsBZX-2017-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. Adding NBBO Setter Tiers Comments Due: Federal Register version (82 FR 10920)
34-80007
Feb. 10, 2017
SR-Phlx-2017-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy Comments Due: Exhibit 5 Federal Register version (82 FR 10949)
34-80008
Feb. 10, 2017
SR-Phlx-2017-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 10933)
34-80019
Feb. 10, 2017
SR-NYSE-2017-03
Notice of Filing of Proposed Rule Change Amending Rule 98 Comments Due: Rel. No. 34-80334 Federal Register version (82 FR 10942)
34-80022
Feb. 10, 2017
SR-NYSE-2016-72
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies Comments Due: Rel. No. 34-80199 , Rel. No. 34-79676 Federal Register version (82 FR 10947)
34-80015
Feb. 10, 2017
SR-NASDAQ-2017-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 7026 Comments Due: Federal Register version (82 FR 10944)
34-79993
Feb. 9, 2017
SR-NYSEMKT-2017-01
Notice of Filing of Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80590 , Rel. No. 34-80337 Federal Register version (82 FR 10814)
34-79998
Feb. 9, 2017
SR-NYSEMKT-2017-05
Notice of Filing of Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80268 , Rel. No. 34-80700 Federal Register version (82 FR 10828)
34-80002
Feb. 9, 2017
SR-NYSE-2016-45
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80311 , Rel. No. 34-79674 , Rel. No. 34-79316 , Rel. No. 34-78966 , Rel. No. 34-78887 , Rel. No. 34-78556 Federal Register version (82 FR 10827)
34-79999
Feb. 9, 2017
SR-ICEEU-2017-002
Notice of Filing of Proposed Rule Change To Revise the ICE Clear Europe Clearing Rules Relating to the Application of Default Provisions in the Event of a Resolution Proceeding Comments Due: Rel. No. 34-80304 Federal Register version (82 FR 10848)
34-80003
Feb. 9, 2017
SR-CBOE-2017-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 10846)
34-79989
Feb. 8, 2017
SR-BatsBZX-2017-07
Notice of Filing of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Comments Due: View Received Comments Rel. No. 34-81363 , Rel. No. 34-80350 , Rel. No. 34-80664 , Rel. No. 34-81715 Federal Register version (82 FR 10615)
34-79988
Feb. 8, 2017
SR-ICC-2017-002
Notice Relating to ICC's Liquidity Thresholds for Euro Denominated Products Comments Due: Exhibit 5 , Rel. No. 34-79988 Federal Register version (82 FR 10611)
34-79984
Feb. 7, 2017
SR-CHX-2016-16
Notice of Withdrawal of a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay Comments Due: View Received Comments Rel. No. 34-79608 , Rel. No. 34-79216 , Rel. No. 34-78860 Federal Register version (82 FR 10521)
34-79982
Feb. 7, 2017
SR-NYSEMKT-2017-04
Notice of Filing of Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Exhibit 5 , 34-80577.pdf , Rel. No. 34-79982 Federal Register version (82 FR 10508)
34-79983
Feb. 7, 2017
SR-MIAX-2017-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule To Modify Its Market Maker and Other Market Participant Transaction Fees Comments Due: Exhibit 5 Federal Register version (82 FR 10519)
34-79981
Feb. 7, 2017
SR-CBOE-2017-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocation and Priority Rules Comments Due: Exhibit 5 Federal Register version (82 FR 10524)
34-79979
Feb. 6, 2017
SR-OC-2017-01
Notice of Filing of Proposed Rule Change Regarding Fraudulent Acts Comments Due: Exhibit 4 Federal Register version (82 FR 10099)
34-79975
Feb. 6, 2017
SR-NYSEArca-2017-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset Comments Due: Federal Register version (82 FR 10418)
34-79976
Feb. 6, 2017
SR-NYSEArca-2017-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules Related to Flexible Exchange Options Comments Due: Exhibit 5 Federal Register version (82 FR 10422)
34-79978
Feb. 6, 2017
SR-MSRB-2017-01
Notice of Filing of a Proposed Rule Change To Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and To Rescind Paragraph (f), on Minimum Denominations, From MSRB Rule G-15 Comments Due: View Received Comments Exhibit 2 , Exhibit 5 , Rel. No. 34-80610 Federal Register version (82 FR 10123)
34-79963
Feb. 3, 2017
SR-ISEMercury-2017-03
Notice of Filing of Proposed Rule Change To Adopt Chapter 9 Comments Due: View Received Comments Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements Federal Register version (82 FR 10130)
34-79965
Feb. 3, 2017
SR-ISE-Gemini-2017-04
Notice of Filing of Proposed Rule Change to Adopt Chapter 9 Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 10147)
34-79962
Feb. 3, 2017
SR-BatsEDGA-2017-03
Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 , Rel. No. 34-80256 Federal Register version (82 FR 10047)
34-79956
Feb. 3, 2017
SR-BatsBZX-2017-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of Logical Port Known as a Purge Port Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (82 FR 10102)
