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Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change to Adopt the Third Party Connectivity Service under Rules 7034(b) and 7051
(Release No. 34-78713; File No. SR-NASDAQ-2016-120)
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| Apr. 18, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
| Apr. 13, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
| Mar. 31, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
| Feb. 15, 2017 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Feb. 6, 2017 | Eric Swanson, EVP, General Counsel and Secretary, Bats Global Markets, Inc. |
| Jan. 31, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
| Jan. 26, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
| Jan. 26, 2017 | T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc. |
| Dec. 27, 2016 | Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel Securities |
| Dec. 23, 2016 | John A. McCarthy, General Counsel, KCG Holdings, Inc. |
| Dec. 20, 2016 | Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA |
| Dec. 9, 2016 | John Ramsay, Chief Markets Policy Officer, Investors Exchange LLC, New York, New York |
| Nov. 23, 2016 | Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA |
| Oct. 12, 2016 | Eric Swanson, Esq., Bats Global Markets, Inc., New York, New York |
| Oct. 6, 2016 | Douglas A. Cifu, Chief Executive Officer, Virtu Financial |
| Oct. 4, 2016 | Jeffrey S. Davis, Vice President and Deputy General Counsel, Nasdaq, Inc., Rockville, Maryland |
| Sep. 12, 2016 | Eric Swanson, Esq., General Counsel, Bats Global Markets, Inc., New York, New York
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Meetings with SEC Officials
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| Nov. 10, 2016 | Memorandum from the Division of Trading and Markets regarding a November 9, 2016, meeting with representatives of Nasdaq Stock Market LLC |
http://www.sec.gov/comments/sr-nasdaq-2016-120/nasdaq2016120.shtml
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