Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Adopt the Third Party Connectivity Service under Rules 7034(b) and 7051

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Date Received
Date Letter Type Commenter Name
Public Comment T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Public Comment T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Public Comment T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Public Comment Eric Swanson, EVP, General Counsel and Secretary, Bats Global Markets, Inc.
Public Comment T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Public Comment T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Public Comment T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Public Comment Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel Securities
Public Comment John A. McCarthy, General Counsel, KCG Holdings, Inc.
Public Comment Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA
Public Comment John Ramsay, Chief Markets Policy Officer, Investors Exchange LLC, New York, New York
Public Comment Melissa MacGregor, Managing Director and Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 9, 2016, meeting with representatives of Nasdaq Stock Market LLC
Public Comment Eric Swanson, Esq., Bats Global Markets, Inc., New York, New York
Public Comment Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Public Comment Jeffrey S. Davis, Vice President and Deputy General Counsel, Nasdaq, Inc., Rockville, Maryland
Public Comment Eric Swanson, Esq., General Counsel, Bats Global Markets, Inc., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-Nasdaq-2016-120
Release Number
34-78713
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