Comments on FICC Advance Notice

Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 8, 2017, conference call with representatives of Fixed Income Clearing Corporation (FICC)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 28, 2017, conference call with representatives of ED&F Man Capital Markets Inc., Rosenthal Collins Group, LLC, and South Street Securities, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FICC-2017-801
Release Number
34-80139
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