|
|
 |
Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change to Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and to Modernize Those Rules
[Release No. 34-79295; File No. SR-MSRB-2016-15]
|
| Jan. 10, 2017 | Pamela K. Ellis, Associate General Counsel, Municipal Securities Rulemaking Board |
| Jan. 10, 2017 | Pamela K. Ellis, Associate General Counsel, Municipal Securities Rulemaking Board |
| Dec. 13, 2016 | Leo Karwejna, Managing Director, Chief Compliance Officer, and Cheryl Maddox, General Counsel; The PFM Group |
| Dec. 12, 2016 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
| Dec. 9, 2016 | Marnie Lambert, President, Public Investors Arbitration Bar Association |
| Dec. 9, 2016 | Mike Nicholas, Chief Executive Officer, Bond Dealers of America |
| Dec. 9, 2016 | Matthew J. Gavaghan, Associate General Counsel, Janney Montgomery Scott LLC |
http://www.sec.gov/comments/sr-msrb-2016-15/msrb201615.shtml
|
