Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and to Modernize Those Rules

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Date Received
Date Letter Type Commenter Name
Public Comment Pamela K. Ellis, Associate General Counsel, Municipal Securities Rulemaking Board
Public Comment Pamela K. Ellis, Associate General Counsel, Municipal Securities Rulemaking Board
Public Comment Leo Karwejna, Managing Director, Chief Compliance Officer, and Cheryl Maddox, General Counsel; The PFM Group
Public Comment Susan Gaffney, Executive Director, National Association of Municipal Advisors
Public Comment Marnie Lambert, President, Public Investors Arbitration Bar Association
Public Comment Matthew J. Gavaghan, Associate General Counsel, Janney Montgomery Scott LLC
Public Comment Mike Nicholas, Chief Executive Officer, Bond Dealers of America

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2016-15
Release Number
34-79295
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