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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

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Date Sort descending	Letter Type	Commenter Name
Jan. 11, 2018	Public Comment	Kyle Brandon, Managing Director, SIFMA
Feb. 2, 2017	Public Comment	Kyle Brandon, Managing Director, SIFMA

File Number

SR-FINRA-2017-001

Release Number

34-79752

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on FINRA Rulemaking

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