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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

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Date Sort descending	Letter Type	Commenter Name
Jan. 11, 2018	Public Comment	Kyle Brandon, Managing Director, SIFMA
Feb. 2, 2017	Public Comment	Kyle Brandon, Managing Director, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2017-001

Release Number

34-79752

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Rules & Regulations

Enforcement & Litigation

Compliance

Comments on FINRA Rulemaking

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Comments on FINRA Rulemaking

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