Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
[Release No. 34-79752; File No. SR-FINRA-2017-001]
Submitted Comments |
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| Jan. 11, 2018 | Kyle Brandon, Managing Director, SIFMA |
| Feb. 2, 2017 | Kyle Brandon, Managing Director, SIFMA |