Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Continued Listing Requirements for Exchange-Traded Products

[Release No. 334-79081; File No. SR-NASDAQ-2016-135]

Submitted Comments

(Click here for meetings with SEC officials)
Jul. 11, 2017 Dorothy Donohue, Acting General Counsel, Investment Company Institute
Feb. 23, 2017 Matthew B. Farber, Assistant General Counsel, First Trust Advisors L.P.
Feb. 15, 2017 Kevin McCarthy, Senior Managing Director, Nuveen Fund Advisors, LLC
Feb. 15, 2017 Ryan Louvar, General Counsel, WisdomTree Asset Management, Inc.
Feb. 14, 2017 Peter K. Ewing, Senior Vice President, Northern Trust Investments, Inc.
Feb. 14, 2017 Samara Cohen, Joanne Medero, and Deepa Damre; BlackRock, Inc.
Feb. 13, 2017 James E. Ross, Executive Vice President and Chairman, Global SPDR Business, State Street Global Advisors
Feb. 10, 2017 Steven Price, SVP, Director of Distribution Services and Chief Compliance Officer, ALPS Distributors, Inc.
Feb. 10, 2017 Anna Paglia, Head of Legal, Invesco PowerShares Capital Management LLC
Jan. 12, 2017 David W. Blass, General Counsel, Investment Company Institute
Jan. 11, 2017 Jonathan Cayne, Senior Associate General Counsel, Nasdaq, Inc.
Jan. 9, 2017 Jonathan Cayne, Senior Associate General Counsel, Nasdaq, Inc.

Meetings with SEC Officials

(Click here for submitted comments from the public)
Feb. 28, 2017 Memorandum from the Division of Trading and Markets regarding a February 24, 2017, meeting with representatives of the Investment Company Institute, Invesco PowerShares Capital Management LLC, and State Street Global Advisors
Feb. 16, 2017 Memorandum from the Division of Trading and Markets regarding a February 13, 2017, telephonic meeting with representatives of the Investment Company Institute