34-81520
Sept. 1, 2017
SR-C2-2017-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 42368)
34-81510
Aug. 31, 2017
SR-BatsBZX-2017-53
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3), Index Fund Shares Comments Due: Rel. No. 34-81876 Federal Register version (82 FR 42399)
34-81512
Aug. 31, 2017
SR-BX-2017-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Application of Exchange Rule 11140 (Transactions in Securities "Ex-Dividend," "Ex-Rights" or "Ex-Warrants") as it Relates to Establishing Ex-Dividend Dates in connection With the Implementation of the T+2 Settlement Cycle on September 5, 2017 Comments Due: Federal Register version (82 FR 42407)
34-81511
Aug. 31, 2017
SR-FICC-2017-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Interpretive Guidance With Respect to Watch List Consequences Comments Due: Federal Register version (82 FR 42396)
34-81516
Aug. 31, 2017
SR-CBOE-2017-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.25, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: Exhibit 5 Federal Register version (82 FR 42375)
34-81515
Aug. 31, 2017
SR-BatsEDGX-2017-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.3, Trading Halts, and Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: Exhibit 5 Federal Register version (82 FR 42382)
34-81496
Aug. 30, 2017
SR-BatsEDGA-2017-22
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e Federal Register version (82 FR 42206)
34-81497
Aug. 30, 2017
SR-BatsBZX-2017-55
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e Federal Register version (82 FR 42181)
34-81498
Aug. 30, 2017
SR-BatsBYX-2017-19
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e Federal Register version (82 FR 42127)
34-81501
Aug. 30, 2017
SR-Phlx-2017-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 431, 432, and 835 To Conform Them to Securities Exchange Act Rule 15c6-1(a), Which Shortens the Settlement Cycle to Two Dates After the Trade Date, and To Interpret the Amended Rules To Exclude September 5, 2017 as the First Ex-Dividend Date Thereunder Comments Due: Exhibit 5 Federal Register version (82 FR 42203)
34-81505
Aug. 30, 2017
SR-NYSEArca-2017-90
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments rel. No. 34-82166 , Rel. No. 34-81915 Federal Register version (82 FR 42147)
34-81502
Aug. 30, 2017
SR-IEX-2017-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 Comments Due: Exhibit 5 Federal Register version (82 FR 42141)
34-81504
Aug. 30, 2017
SR-BOX-2017-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees and Rebates for the Trading Floor on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (82 FR 42195)
34-81506
Aug. 30, 2017
SR-BOX-2017-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish a Booth Space Fee for the BOX Trading Floor Comments Due: Exhibit 5 Federal Register version (82 FR 42200)
34-81499
Aug. 30, 2017
SR-CBOE-2017-041
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-BOX-2017-17
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-PHLX-2017-43
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-NYSEMKT-2017-29
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-NYSEArca-2017-57
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-BX-2017-027
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-PEARL-2017-23
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-ISE-2017-46
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-FINRA-2017-013
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-C2-2017-018
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-BatsBZX-2017-37
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-BatsEDGX-2017-23
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-NYSEMKT-2017-30
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-NYSEArca-2017-59
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-NYSE-2017-23
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-NASDAQ-2017-055
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-MIAX-2017-20
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81499
Aug. 30, 2017
SR-IEX-2017-18
Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-82135 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80797 , Rel. No. 34-80783 , Rel. No. 34-80787 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 Federal Register version (82 FR 42168)
34-81503
Aug. 30, 2017
SR-BatsEDGX-2017-35
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Rel. No. 34-81849 Federal Register version (82 FR 42153)
34-81495
Aug. 29, 2017
SR-BatsBZX-2017-56
Notice of Filing of a Proposed Rule Change To List and Trade Shares of Specified Series of the Innovator Shield Strategy S&P 500 Monthly Index Series and Innovator Ultra Shield Strategy S&P 500 Monthly Index Series Under Rule 14.11(c)(3) Comments Due: Rel. No. 34-81895 , Rel. No. 34-82078 Federal Register version (82 FR 42003)
34-81494
Aug. 29, 2017
SR-NYSE-2017-32
Notice of Filing of Proposed Rule Change To Amend Section 202.06 of the NYSE Listed Company Manual To Prohibit Listed Companies From Issuing Material News After the Official Closing Time for the Exchange's Trading Session Until the Earlier of Publication of Such Company's Official Closing Price on the Exchange or Five Minutes After the Official Closing Time Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-81914 , Rel. No. 34-82213 Federal Register version (82 FR 42008)
34-81493
Aug. 29, 2017
SR-NASDAQ-2017-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4752(d)(2)(F)(i) Comments Due: Exhibit 5 Federal Register version (82 FR 42000)
34-81488
Aug. 28, 2017
SR-FINRA-2017-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a New Electronic Form 211 Comments Due: Federal Register version (82 FR 41670)
34-81487
Aug. 25, 2017
SR-LCHSA-2017-006
Notice of Filing of Proposed Rule Change Relating to Options on Index Credit Default Swaps Comments Due: Rel. No. 34-81819 , Rel. No. 34-82109 Federal Register version (82 FR 41438)
34-81484
Aug. 25, 2017
SR-IEX-2017-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to Rule 15.110 Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 41446)
34-81486
Aug. 25, 2017
SR-ICC-2017-012
Notice of Filing of Proposed Rule Change Relating to ICC's Liquidity Risk Management Framework and ICC's Stress Testing Framework Comments Due: Rel. No. 34-81797 Federal Register version (82 FR 41454)
34-81483
Aug. 25, 2017
SR-CBOE-2017-057
Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain ETFs Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-82770 , Rel. No. 34-81853 Federal Register version (82 FR 41457)
34-81478
Aug. 24, 2017
SR-NYSE-2017-31
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Listed Company Manual To Adopt Initial and Continued Listing Standards for Subscription Receipts Comments Due: View Received Comments Rel. No. 34-81102 , Rel. No. 34-81856 Federal Register version (82 FR 41300)
34-81479
Aug. 24, 2017
SR-NASDAQ-2017-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2 Entitled "NASDAQ Options Market-Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (82 FR 41298)
34-81470
Aug. 23, 2017
SR-NYSEAMER-2017-05
Notice of Filing of Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide Comments Due: Exhibit 5 , Rel. No. 34-81783 Federal Register version (82 FR 41075)
34-81469
Aug. 23, 2017
SR-IEX-2017-20
Notice of Filing of Proposed Rule Change To Adopt Rule 14.602 To Describe the Complimentary Products and Services To Be Made Available to All Listed Companies Comments Due: Exhibit 5 , Rel. No. 34-81872 Federal Register version (82 FR 41077)
34-81468
Aug. 23, 2017
SR-BatsEDGX-2017-29
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt New Rules That Describe the Trading of Complex Orders on the Exchange Comments Due: View Received Comments Rel. No. 34-81137 , Rel. No. 34-81891 Federal Register version (82 FR 41079)
34-81454
Aug. 22, 2017
SR-BatsEDGA-2017-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8, Order Types, To Permit Midpoint Discretionary Orders To Be Non-Displayed Comments Due: Exhibit 5 Federal Register version (82 FR 40823)
34-81453
Aug. 22, 2017
SR-NYSEArca-2017-88
Notice of Filing of Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 2027 Under NYSE Arca Equities Rule 8.200, Commentary .02 Comments Due: View Received Comments Rel. No. 34-82138 , Rel. No. 34-81848 Federal Register version (82 FR 40816)
34-81457
Aug. 22, 2017
SR-BatsEDGX-2017-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, Definitions, 11.8, Order Types, and 11.10, Order Execution Comments Due: Exhibit 5 Federal Register version (82 FR 40812)
34-81446
Aug. 21, 2017
SR-NASDAQ-2017-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Application of Rule 11140 in Connection With the Implementation of the Shortened Settlement Cycle (T+2) on September 5, 2017 Comments Due: Federal Register version (82 FR 40604)
34-81448
Aug. 21, 2017
SR-FINRA-2017-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Application of FINRA Rule 11140 (Transactions in Securities "Ex-Dividend," "Ex-rights" or "Ex-Warrants") in Connection With the Implementation of the Shortened Settlement Cycle (T+2) on September 5, 2017 Comments Due: Federal Register version (82 FR 40610)
34-81433
Aug. 18, 2017
SR-Phlx-2017-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening Comments Due: Exhibit 5 Federal Register version (82 FR 40197)
34-81442
Aug. 18, 2017
SR-NYSEArca-2017-54
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Generic Listing Criteria Applicable to Equity Index-Linked Securities Comments Due: View Received Comments Rel. No. 34-81081 , Rel. No. 34-80707 Federal Register version (82 FR 40178)
34-81440
Aug. 18, 2017
SR-NYSE-2017-30
Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-82332 , Rel. No. 34-81309 , Rel. No. 34-80933 , Rel. No. 34-81640 Federal Register version (82 FR 40183)
34-81439
Aug. 18, 2017
SR-NSCC-2017-015
Notice of Filing of Proposed Rule Change To Amend and Clarify a Margin Charge Relating to CNS Fails Position Comments Due: Exhibit 5 , Rel. No. 34-81774 Federal Register version (82 FR 40176)
34-81431
Aug. 18, 2017
SR-GEMX-2017-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create the Market Access and Routing Subsidy Program Comments Due: Exhibit 5 Federal Register version (82 FR 40193)
34-81436
Aug. 18, 2017
SR-GEMX-2017-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening Comments Due: Federal Register version (82 FR 40188)
34-81432
Aug. 18, 2017
SR-MSRB-2017-04
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-81060 Federal Register version (82 FR 40199)
34-81434
Aug. 18, 2017
SR-ISE-2017-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening Comments Due: Exhibit 5 Federal Register version (82 FR 40190)
34-81438
Aug. 18, 2017
SR-FINRA-2017-027
Notice of Filing of a Proposed Rule Change Relating to Capital Acquisition Broker Rules 203 (Engaging in Distribution and Solicitation Activities With Government Entities) and 458 (Books and Records Requirements for Government Distribution and Solicitation Activities) Comments Due: Exhibit 5 , Rel. No. 34-81781 Federal Register version (82 FR 40181)
34-81418
Aug. 17, 2017
SR-NYSEAMER-2017-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules Comments Due: Exhibit 5 Federal Register version (82 FR 40051)
34-81415
Aug. 17, 2017
SR-CHX-2017-04
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay Comments Due: View Received Comments Rel. No. 34-80740 , Rel. No. 34-80364 , Rel. No. 34-80041 , Rel. No. 34-81913 Federal Register version (82 FR 40051)
34-81419
Aug. 17, 2017
SR-NYSEArca-2017-40
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection With the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchang Comments Due: View Received Comments Rel. No. 34-81294 , Rel. No. 34-81294 Federal Register version (82 FR 40044)
34-81420
Aug. 17, 2017
SR-NYSE-2017-41
Notice of Filing and Immediate Effectiveness of Proposed Change in Connection With the Name Change of Its Affiliate, From NYSE MKT LLC to NYSE American LLC Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d Federal Register version (82 FR 40055)
34-81422
Aug. 17, 2017
SR-GEMX-2017-37
Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Rel. No. 34-81802 Federal Register version (82 FR 40026)
34-81413
Aug. 17, 2017
SR-ICC-2017-008
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Credit Default Swap Contracts Comments Due: Rel. No. 34-81029 , Rel. No. 34-81644 Federal Register version (82 FR 40026)
34-81414
Aug. 17, 2017
SR-ICC-2017-009
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Credit Default Swap Contracts Comments Due: Rel. No. 34-81030 , Rel. No. 34-81646 Federal Register version (82 FR 40050)
34-81408
Aug. 16, 2017
SR-NYSEAMER-2017-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 39921)
34-81409
Aug. 16, 2017
SR-Phlx-2017-67
Notice of Filing of Proposed Rule Change Related to the Floor Requirements Comments Due: Rel. No. 34-81826 Federal Register version (82 FR 39925)
34-81411
Aug. 16, 2017
SR-NYSEArca-2017-84
Notice of Filing of Proposed Rule Change To Extend the Implementation Date for Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series Comments Due: View Received Comments Rel. No. 34-81738 Federal Register version (82 FR 39929)
34-81406
Aug. 16, 2017
SR-NASDAQ-2017-081
Notice of Filing of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810 Comments Due: View Received Comments Rel. No. 34-81733 Federal Register version (82 FR 39920)
34-81407
Aug. 16, 2017
SR-BatsEDGX-2017-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.2, Days and Hours of Business Comments Due: Exhibit 5 Federal Register version (82 FR 39930)
34-81402
Aug. 15, 2017
SR-CFE-2017-002
Notice of Filing of a Proposed Rule Change Regarding Recordkeeping Requirements Comments Due: Exhibit 4 Federal Register version (82 FR 39621)
34-81404
Aug. 15, 2017
SR-BatsBZX-2017-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.2, Days and Hours of Business Comments Due: Exhibit 5 Federal Register version (82 FR 39641)
34-81401
Aug. 15, 2017
SR-Phlx-2017-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 925 To Create a Limited Exception to the Exchange's Procedures To Designate an Inactive Nominee as an Effective Permit Holder Intra-Day and Make a Non-Substantive Change to the Pricing Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 39639)
34-81400
Aug. 15, 2017
SR-NYSEArca-2017-56
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3) Comments Due: View Received Comments Rel. No. 34-82295 , Rel. No. 34-81062 , Rel. No. 34-81794 Federal Register version (82 FR 39643)
34-81399
Aug. 15, 2017
SR-LCHSA-2017-007
Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps Comments Due: Rel. No. 34-81818 , Rel. No. 34-82109 Federal Register version (82 FR 39622)
34-81403
Aug. 15, 2017
SR-ISE-2017-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .14 of Rule 504, Entitled "Series of Options Contracts Open for Trading" Comments Due: Federal Register version (82 FR 39636)
34-81398
Aug. 15, 2017
SR-BOX-2017-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 2120 (Trading Conduct and Order & Decorum on the Trading Floor) and Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Adopt Rule Violations and Sanctions Applicable to the Trading Floor Comments Due: Exhibit 5 Federal Register version (82 FR 39630)
34-81387
Aug. 14, 2017
SR-BatsBZX-2017-50
Notice of Filing of a Proposed Rule Change To Extend the Implementation Date For Certain Changes to Exchange Rules 14.11 and 14.12 Comments Due: View Received Comments Rel. No. 34-81734 Federal Register version (82 FR 39473)
34-81388
Aug. 14, 2017
SR-NYSEArca-2017-69
Notice of Filing of Proposed Rule Change To List and Trade Shares of ProShares QuadPro Funds Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-81746 , Rel. No. 34-82105 Federal Register version (82 FR 39477)
34-81392
Aug. 14, 2017
SR-NYSEARCA-2017-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Fees and Credits for Routing Certain Orders to NYSE American LLC Comments Due: Exhibit 5 Federal Register version (82 FR 39469)
34-81390
Aug. 14, 2017
SR-NASDAQ-2017-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify When Nasdaq Will Utilize the Secondary Source of Data Comments Due: Exhibit 5 Federal Register version (82 FR 39471)
34-81391
Aug. 14, 2017
SR-BOX-2017-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading), IM-5050-1, To Include the iShares S&P 500 Index ETF in the List of Exchange-Traded Funds Eligible for $1 Strike Price Intervals Comments Due: Exhibit 5 Federal Register version (82 FR 39466)
34-81382
Aug. 11, 2017
SR-Phlx-2017-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Clarify When Nasdaq PSX Will Utilize the Secondary Source of Data Pursuant to Rule 3304 Comments Due: Exhibit 5 Federal Register version (82 FR 39148)
34-81381
Aug. 11, 2017
SR-BX-2017-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Clarify When the Exchange Will Utilize the Secondary Source of Data Pursuant to Rule 4759 Comments Due: Exhibit 5 Federal Register version (82 FR 39145)
34-81369
Aug. 10, 2017
SR-BatsEDGA-2017-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 38972)
34-81368
Aug. 10, 2017
SR-BatsBYX-2017-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period Comments Due: Exhibit 5 Federal Register version (82 FR 38960)
34-81370
Aug. 10, 2017
SR-Phlx-2017-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 38962)
34-81374
Aug. 10, 2017
SR-Phlx-2017-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section A of Its Pricing Schedule Relating to the Exchange's Monthly Permit Fees for PSX Only Members Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (82 FR 38979)
34-81373
Aug. 10, 2017
SR-NYSEArca-2017-85
Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 To Reference EURO STOXX 50 Volatility Index Futures and To List and Trade Shares of the ProShares European Volatility Futures ETF Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-81721 , Rel. No. 34-82066 Federal Register version (82 FR 38973)
34-81371
Aug. 10, 2017
SR-MIAX-2017-39
Notice of Filing of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options Comments Due: Exhibit 5 , Rel. No. 34-81739 Federal Register version (82 FR 38942)
34-81372
Aug. 10, 2017
SR-MIAX-2017-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule in Connection With the Adoption of Certain New Complex Order Types Comments Due: Exhibit 5 Federal Register version (82 FR 38964)
34-81363
Aug. 9, 2017
SR-BatsBZX-2017-07
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Under BZX Rule 14.11(c)(4) Comments Due: View Received Comments Rel. No. 34-80664 , Rel. No. 34-80350 , Rel. No. 34-79989 , Rel. No. 34-81715 Federal Register version (82 FR 38726)
34-81366
Aug. 9, 2017
SR-CHX-2016-20
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. Comments Due: View Received Comments 2017 providing notice of Commission review of delegated action and stay of order , Rel. No. 34-82077 , Rel. No. 34-80864 , Rel. No. 34-79781 , Rel. No. 34-79474 Federal Register version (82 FR 38734)
34-81362
Aug. 9, 2017
SR-Phlx-2017-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 38730)
34-81360
Aug. 9, 2017
SR-NASDAQ-2017-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy Program Comments Due: Exhibit 5 Federal Register version (82 FR 38752)
34-81361
Aug. 9, 2017
SR-NASDAQ-2017-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees Comments Due: Exhibit 5 Federal Register version (82 FR 38749)
34-81359
Aug. 9, 2017
SR-MRX-2017-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations Comments Due: Exhibit 5 Federal Register version (82 FR 38726)
34-81365
Aug. 9, 2017
SR-IEX-2017-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Nonsubstantive Conflicting Rule Text in Rule 11.190 Comments Due: Exhibit 5 Federal Register version (82 FR 38723)
