34-81805
Oct. 3, 2017
SR-NASDAQ-2017-099
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule Comments Due: Federal Register version (82 FR 47063)
34-81803
Oct. 3, 2017
SR-ISE-2017-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule Comments Due: Federal Register version (82 FR 47051)
34-81801
Oct. 3, 2017
SR-FINRA-2017-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA Comments Due: Federal Register version (82 FR 47274)
34-81792
Oct. 2, 2017
SR-NYSEArca-2017-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Administrator for the London Bullion Market Association Silver Price to ICE Benchmark Administration Comments Due: Federal Register version (82 FR 46867)
34-81796
Oct. 2, 2017
SR-NYSEArca-2017-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees and Charges Relating to the Listing Fees Applicable to Exchange Traded Products Comments Due: Exhibit 5 Federal Register version (82 FR 46865)
34-81791
Oct. 2, 2017
SR-NYSE-2017-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Permit Affiliated Member Organizations That Are Supplemental Liquidity Providers Comments Due: Exhibit 5 Federal Register version (82 FR 46845)
34-81798
Oct. 2, 2017
SR-NASDAQ-2017-097
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Fees at Rule 7051 Comments Due: Exhibit 5 Federal Register version (82 FR 46877)
34-81795
Oct. 2, 2017
SR-MRX-2017-18
Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Process Similar to Those of the Nasdaq Exchanges Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Rel. No. 34-82101 Federal Register version (82 FR 46848)
34-81777
Sept. 29, 2017
SR-BatsBZX-2017-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Certain Changes to Exchange Rules 14.11 and 14.12 Comments Due: Federal Register version (82 FR 46583)
34-81764
Sept. 29, 2017
SR-CHX-2017-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Sponsored Access Comments Due: Exhibit 5 Federal Register version (82 FR 46561)
34-81782
Sept. 29, 2017
SR-NYSENat-2017-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Re-Launch of Trading on the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 46586)
34-81766
Sept. 29, 2017
SR-NYSEArca-2017-86
Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPMorgan Managed Futures ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-82080 Federal Register version (82 FR 46566)
34-81767
Sept. 29, 2017
SR-NYSEARCA-2017-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 46580)
34-81775
Sept. 29, 2017
SR-NYSEArca-2017-115
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series Comments Due: Federal Register version (82 FR 46552)
34-81776
Sept. 29, 2017
SR-NYSE-2017-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Conforming Changes to Section 703.02 of the NYSE Listed Company Manual Comments Due: Federal Register version (82 FR 46548)
34-81770
Sept. 29, 2017
SR-GEMX-2017-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 716(c) on the Block Order Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 46564)
34-81773
Sept. 29, 2017
SR-NASDAQ-2017-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810 Comments Due: Federal Register version (82 FR 46581)
34-81765
Sept. 29, 2017
SR-MRX-2017-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 716(c) on the Block Order Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 46550)
34-81772
Sept. 29, 2017
SR-ISE-2017-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 716(c) on the Block Order Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 46576)
34-81768
Sept. 29, 2017
SR-C2-2017-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.45 Relating to Disaster Recovery Comments Due: Exhibit 5 Federal Register version (82 FR 46554)
34-81755
Sept. 28, 2017
SR-NYSEAMER-2017-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.2E (j)(6) Comments Due: Exhibit 5 Federal Register version (82 FR 46325)
34-81748
Sept. 28, 2017
SR-BatsEDGA-2017-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process, and Rule 13.4, Usage of Data Feeds, To Reflect the Name Change of NYSE MKT to NYSE American Comments Due: Exhibit 5 Federal Register version (82 FR 46317)
34-81749
Sept. 28, 2017
SR-BatsBYX-2017-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process, and Rule 11.26, Usage of Data Feeds, To Reflect the Name Change of NYSE MKT to NYSE American Comments Due: Exhibit 5 Federal Register version (82 FR 46323)
34-81754
Sept. 28, 2017
SR-Phlx-2017-74
Notice of Filing of Proposed Rule Change To Introduce the Intellicator Analytic Tool Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-82425 , Rel. No. 34-82085 Federal Register version (82 FR 46319)
34-81746
Sept. 28, 2017
SR-NYSEArca-2017-69
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of ProShares QuadPro Funds Under Commentary .02 to NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-81388 , Rel. No. 34-82105 Federal Register version (82 FR 46315)
34-81747
Sept. 28, 2017
SR-NYSEArca-2017-06
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-80729 , Rel. No. 34-80502 , Rel. No. 34-80297 , Rel. No. 34-79955 , Rel. No. 34-81201 Federal Register version (82 FR 46338)
34-81756
Sept. 28, 2017
SR-GEMX-2017-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 46313)
34-81753
Sept. 28, 2017
SR-MIAX-2017-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 529, Order Routing to Other Exchanges Comments Due: Exhibit 5 Federal Register version (82 FR 46315)
34-81734
Sept. 27, 2017
SR-BatsBZX-2017-50
Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date For Certain Changes to Exchange Rules 14.11 and 14.12 Comments Due: View Received Comments Rel. No. 34-81387 Federal Register version (82 FR 46103)
34-81737
Sept. 27, 2017
SR-NYSEArca-2017-112
Notice of Filing of Proposed Rule Change To List and Trade Shares of the GraniteShares Palladium Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments 34-82340 , Rel. No. 34-82031 Federal Register version (82 FR 46106)
34-81738
Sept. 27, 2017
SR-NYSEArca-2017-84
Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series Comments Due: View Received Comments Rel. No. 34-81411 Federal Register version (82 FR 46111)
34-81733
Sept. 27, 2017
SR-NASDAQ-2017-081
Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810 Comments Due: View Received Comments Rel. No. 34-81406 Federal Register version (82 FR 45921)
34-81721
Sept. 26, 2017
SR-NYSEArca-2017-85
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and To List and Trade Shares of the ProShares European Volatility Futures ETF Comments Due: View Received Comments Rel. No. 34-81373 , Rel. No. 34-82066 Federal Register version (82 FR 45922)
34-81720
Sept. 26, 2017
4-631
Notice of Filing and Immediate Effectiveness of the Fifteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (82 FR 45922)
34-81725
Sept. 26, 2017
SR-IEX-2017-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Listing Fees Comments Due: Exhibit 5 Federal Register version (82 FR 45917)
34-81722
Sept. 26, 2017
SR-FINRA-2017-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 Comments Due: Federal Register version (82 FR 45915)
34-81716
Sept. 25, 2017
SR-NYSEAMER-2017-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 45653)
34-81715
Sept. 25, 2017
SR-BatsBZX-2017-07
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Comments Due: View Received Comments Rel. No. 34-81363 , Rel. No. 34-80664 , Rel. No. 34-80350 , Rel. No. 34-79989 Federal Register version (82 FR 45634)
34-81699
Sept. 25, 2017
SR-NYSEArca-2017-111
Notice of Filing of Proposed Rule Change To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-82334 , Rel. No. 34-82040 Federal Register version (82 FR 45634)
34-81713
Sept. 25, 2017
SR-NYSEArca-2017-109
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 14.2 To Make Technical and Conforming Updates in Connection With the Recent Merger of NYSE Arca Equities, Inc. With and Into the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 45647)
34-81717
Sept. 25, 2017
SR-NYSEArca-2017-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 45631)
34-81697
Sept. 25, 2017
SR-NASDAQ-2017-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Features of the Enterprise License Set Forth at Rule 7047 Comments Due: Exhibit 5 Federal Register version (82 FR 45639)
34-81714
Sept. 25, 2017
SR-CBOE-2017-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Exchange To Publish End-of-Day Indicative Values in SPX After the Close of Regular Trading Hours in SPX Comments Due: Exhibit 5 Federal Register version (82 FR 45650)
34-81681
Sept. 22, 2017
SR-NYSEArca-2017-107
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Rel. No. 34-82044 , Rel. No. 34-82390 Federal Register version (82 FR 45342)
34-81682
Sept. 22, 2017
SR-NYSEArca-2017-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Certain Changes Applicable to IQ Municipal Insured ETF, IQ Municipal Intermediate ETF, and IQ Municipal Short Duration ETF Comments Due: Federal Register version (82 FR 45329)
34-81680
Sept. 22, 2017
SR-ICEEU-2017-010
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy Comments Due: Federal Register version (82 FR 45339)
34-81670
Sept. 21, 2017
SR-NYSEAMER-2017-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Amend its Options Rules, as Described Herein, To Reduce Unnecessary Complexity and To Promote Standardization and Clarity Comments Due: Exhibit 5 Federal Register version (82 FR 45095)
34-81672
Sept. 21, 2017
SR-NYSEAMER-2017-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31E Relating to the Minimum Trade Size Modifier for Additional Order Types and Expanding the Minimum Trade Size Modifier for Existing Order Types Comments Due: Exhibit 5 Federal Register version (82 FR 45099)
34-81676
Sept. 21, 2017
SR-NYSEAMER-2017-15
Notice of Filing of Proposed Rule Change Amending Rule 980NY (Electronic Complex Order Trading) To Clarify the Priority of Electronic Complex Orders and To Modify Aspects of Its Complex Order Auction Process Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-82027 Federal Register version (82 FR 45085)
34-81671
Sept. 21, 2017
SR-BatsBZX-2017-54
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-82025 , Rel. No. 34-82388 Federal Register version (82 FR 45103)
34-81675
Sept. 21, 2017
SR-NYSEArca-2017-110
Notice of Filing of Proposed Rule Change To List and Trade Shares of the GraniteShares Platinum Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-82249 , Rel. No. 34-82026 Federal Register version (82 FR 45080)
34-81668
Sept. 21, 2017
SR-NASDAQ-2017-074
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Midpoint Extended Life Order Comments Due: View Received Comments Federal Register version (82 FR 45095)
34-81667
Sept. 21, 2017
SR-DTC-2017-016
Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework File Nos.: Comments Due: Rel. No. 34-82006 Federal Register version (82 FR 45106)
34-81662
Sept. 20, 2017
SR-IEX-2017-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Manner in Which the Order Collar and Router Constraint Apply to Auctions and the Opening Process Comments Due: Exhibit 5 Federal Register version (82 FR 44861)
34-81651
Sept. 19, 2017
SR-NYSEAMER-2017-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 44683)
34-81654
Sept. 19, 2017
SR-BatsBYX-2017-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 44674)
34-81652
Sept. 19, 2017
SR-NYSEARCA-2017-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule in Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (82 FR 44677)
34-81655
Sept. 19, 2017
SR-NYSEArca-2016-177
Notice of Filing of Amendment No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Rule 8.200-E Comments Due: View Received Comments Rel. No. 34-81177 , Rel. No. 34-80486 , Rel. No. 34-80180 , Rel. No. 34-79793 Federal Register version (82 FR 44678)
34-81642
Sept. 18, 2017
SR-Phlx-2017-55
Notice of Filing of Proposed Rule Change To Amend Certain Sections of Rules 1024, Conduct of Accounts for Options Trading, and of 1025, Supervision of Accounts, To Conform Them More Closely To Comparable Rules of the Chicago Board Options Exchange ("CBOE") and To Make Minor Clarifications and Corrections to the Text Comments Due: Exhibit 5 , Rel. No. 34-82005 Federal Register version (82 FR 44481)
34-81641
Sept. 18, 2017
SR-NYSE-2017-36
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Equity Trading Rules for Trading UTP Securities on Pillar, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing Comments Due: View Received Comments Federal Register version (82 FR 44483)
34-81632
Sept. 15, 2017
SR-GEMX-2017-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Offer Monthly Subscriptions for Open and Close Trade Profile Information Comments Due: Exhibit 5 Federal Register version (82 FR 44235)
34-81638
Sept. 15, 2017
SR-FICC-2017-002
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook Comments Due: View Received Comments Rel. No. 34-80812 , Rel. No. 34-80524 , Rel. No. 34-80234 , Rel. No. 34-82090 Federal Register version (82 FR 44234)
34-81612
Sept. 14, 2017
SR-NYSE-2017-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 44016)
34-81610
Sept. 14, 2017
SR-ISE-2017-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Third Party Developer Fees From the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 44013)
34-81613
Sept. 14, 2017
SR-CBOE-2017-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct an Inadvertent Marking Error in the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 44014)
34-81614
Sept. 14, 2017
SR-CBOE-2017-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 44008)
34-81615
Sept. 14, 2017
SR-BOX-2017-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (82 FR 44018)
34-81600
Sept. 13, 2017
SR-BatsEDGA-2017-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees Comments Due: Exhibit 5 Federal Register version (82 FR 43598)
34-81594
Sept. 13, 2017
SR-BatsBZX-2017-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Account for IEX as a Primary Listing Market and To Amend Certain Rules To Reflect the Name Change of NYSE MKT to NYSE American Comments Due: Exhibit 5 Federal Register version (82 FR 43595)
34-81601
Sept. 13, 2017
SR-NYSEARCA-2017-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (82 FR 43633)
34-81603
Sept. 13, 2017
SR-NYSEARCA-2017-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E Comments Due: Exhibit 5 Federal Register version (82 FR 43609)
34-81591
Sept. 13, 2017
SR-NASDAQ-2017-091
Notice of Filing of Proposed Rule Change To List and Trade Shares of Calvert Ultra-Short Income NextSharesTM Comments Due: View Received Comments Rel. No. 34-81987 Federal Register version (82 FR 43611)
34-81595
Sept. 13, 2017
SR-MSRB-2017-06
Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements Comments Due: View Received Comments Exhibit 2 , Exhibit 5 , Order Release No. 34-82321 , Rel. No. 34-82053 Federal Register version (82 FR 43587)
34-81597
Sept. 13, 2017
SR-MRX-2017-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Language From Chapter 19 of the Rulebook Comments Due: Exhibit 5 Federal Register version (82 FR 43597)
34-81598
Sept. 13, 2017
SR-ISE-2017-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Clarifying Changes to ISE's Rulebook and Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 43618)
34-81605
Sept. 13, 2017
SR-ISE-2017-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Increase the Priority Customer Taker Fee for Regular Orders in SPY Comments Due: Exhibit 5 Federal Register version (82 FR 43800)
34-81602
Sept. 13, 2017
SR-IEX-2017-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 Comments Due: Exhibit 5 Federal Register version (82 FR 43627)
34-81596
Sept. 13, 2017
SR-BatsEDGX-2017-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trade Centers, To Account for IEX as a Primary Listing Market and To Amend Certain Rules To Reflect the Name Change of NYSE MKT to NYSE American Comments Due: Exhibit 5 Federal Register version (82 FR 43802)
34-81582
Sept. 12, 2017
SR-NYSEAMER-2017-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY and Rule 953NY Comments Due: Exhibit 5 Federal Register version (82 FR 43601)
34-81583
Sept. 12, 2017
SR-Phlx-2017-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Missing Letter to Section IV, Part D of the Pricing Schedule Comments Due: Federal Register version (82 FR 43607)
34-81580
Sept. 12, 2017
SR-NYSEArca-2017-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O Comments Due: Exhibit 5 Federal Register version (82 FR 43578)
34-81579
Sept. 12, 2017
SR-NASDAQ-2017-088
Notice of Filing of Proposed Rule Change To Amend Rule 4703(a) To Allow Members To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 43584)
34-81586
Sept. 12, 2017
SR-CBOE-2017-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the On-Floor Lead Market-Maker Program Comments Due: Federal Register version (82 FR 43629)
34-81569
Sept. 11, 2017
SR-NYSEAMER-2017-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 43433)
34-81567
Sept. 11, 2017
SR-Phlx-2017-34
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Add an Exception to Phlx Rule 1000(f)(iii) for Certain Floor Broker Transactions and Adopt Rule 1063(e)(v) To Add the Snapshot Functionality to the Options Floor Broker Management System Comments Due: View Received Comments Rel. No. 34-81230 , Rel. No. 34-81980 Federal Register version (82 FR 43432)
34-81568
Sept. 11, 2017
SR-NYSEArca-2017-98
Notice of Filing of Proposed Rule Change To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-81918 Federal Register version (82 FR 43417)
34-81573
Sept. 11, 2017
SR-NYSEARCA-2017-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (82 FR 43430)
34-81574
Sept. 11, 2017
SR-NASDAQ-2017-090
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM Comments Due: View Received Comments Rel. No. 34-81973 Federal Register version (82 FR 43423)
34-81558
Sept. 8, 2017
SR-BatsBZX-2017-46
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c) Comments Due: View Received Comments Rel. No. 34-81947 , Rel. No. 34-81191 Federal Register version (82 FR 43278)
34-81556
Sept. 8, 2017
SR-NASDAQ-2017-061
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4702 and 4754 Relating to the Nasdaq Closing Cross and To Make Other Related Changes Comments Due: View Received Comments Rel. No. 34-81188 Federal Register version (82 FR 43264)
34-81555
Sept. 8, 2017
SR-ISE-2017-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-ISE-2017-32 Comments Due: Exhibit 5 Federal Register version (82 FR 43261)
34-81554
Sept. 8, 2017
SR-DTC-2017-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports Relating to Municipal Security Issues Comments Due: Exhibit 5 Federal Register version (82 FR 43274)
34-81547
Sept. 7, 2017
SR-NYSEAMER-2017-11
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 43059)
34-81549
Sept. 7, 2017
SR-NYSEAMER-2017-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 43064)
34-81548
Sept. 7, 2017
SR-NYSE-2017-44
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 43057)
34-81545
Sept. 7, 2017
SR-NSCC-2017-804
Notice of No Objection to an Advance Notice to Expand the Application of the Family-Issued Securities Charge Comments Due: Rel. No. 34-81286 Federal Register version (82 FR 43054)
34-81537
Sept. 6, 2017
SR-NYSEAMER-2017-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Commentary .06 to Rule 980NY To Enhance the Price Protections for Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 42866)
34-81538
Sept. 6, 2017
SR-NYSEARCA-2016-176
Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-81155 , Rel. No. 34-80501 , Rel. No. 34-80094 , Rel. No. 34-79792 Federal Register version (82 FR 42865)
34-81539
Sept. 6, 2017
SR-NYSEArca-2017-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Commentary .06 to NYSE Arca Rule 6.91-O To Enhance the Price Protections for Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 42861)
34-81531
Sept. 5, 2017
SR-NYSE-2017-43
Notice of Dividend or Stock Distribution Announcements to the Exchange Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 42712)
