Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend NASD Rules to Modify and Expand NASD's Authority to Initiate Trading and Quotation Halts in OTC Equity Securities

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Date Received
Date Letter Type Commenter Name
Public Comment NASD Response to Comments
Public Comment R. Cromwell Coulson, Chairman and CEO, Pink Sheets LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2006-039
Release Number
34-53920
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