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Release Number	SEC Issue Date	File Number	Details
34-60033	June 3, 2009	SR-MSRB-2009-04	Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) *Comments Due:* May 20, 2009 View Received Comments See Also - Rel. No. 34-59814 Federal Register version (74 FR 27369)
34-60026	June 2, 2009	SR-BX-2009-020	Order Approving Proposed Rule Change Regarding Market Maker Obligations *Comments Due:* May 19, 2009 See Also - Rel. No. 34-59804 Federal Register version (74 FR 27374)
34-60002	May 29, 2009	SR-NYSEArca-2009-32	Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis *Comments Due:* May 15, 2009 See Also - Rel. No. 34-59790 Federal Register version (74 FR 26901)
34-60004	May 29, 2009	SR-NYSE-2009-42	Order Approving the Proposed Rule Change Implementing NYSE Realtime Reference Prices Service on a Permanent Basis *Comments Due:* May 15, 2009 See Also - Rel. No. 34-59791 Federal Register version (74 FR 26905)
34-59987	May 27, 2009	SR-FINRA-2009-016	Order and Execution Information for Security Futures) and FINRA Rule 2266 (SIPC Information) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-59771 Federal Register version (74 FR 26902)
34-59981	May 27, 2009	SR-CBOE-2009-024	Order Granting Approval of a Proposed Rule Change Related to Its Obvious Error Rules *Comments Due:* May 15, 2009 See Also - Rel. No. 34-59793 Federal Register version (74 FR 26447)
34-59956	May 21, 2009	SR-NYSEAmex-2009-15	Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second *Comments Due:* May 20, 2009 See Also - Rel. No. 34-59825 Federal Register version (74 FR 25782)
34-59965	May 21, 2009	SR-NYSE-2009-25	Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc. *Comments Due:* April 27, 2009 See Also - Rel. No. 34-59655 Federal Register version (74 FR 25783)
34-59964	May 21, 2009	SR-MSRB-2009-03	Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) *Comments Due:* April 27, 2009 View Received Comments See Also - Rel. No. 34-59643 Federal Register version (74 FR 25778)
34-59966	May 21, 2009	SR-MSRB-2009-02	Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA) and Amendments to MSRB Rules G-32 and G-36 *Comments Due:* May 5, 2009 View Received Comments See Also - Rel. No. 34-59636 Federal Register version (74 FR 25790)
34-59961	May 21, 2009	SR-FINRA-2009-018	Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-59754 Federal Register version (74 FR 25795)
34-59962	May 21, 2009	SR-FINRA-2009-020	Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws See Also - Rel. No. 34-59696 Federal Register version (74 FR 25792)
34-59949	May 20, 2009	SR-ISE-2007-97	Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Data Fees *Comments Due:* April 28, 2009 See Also - Rel. No. 34-59679 Federal Register version (74 FR 25593)
34-59947	May 20, 2009	SR-FINRA-2009-017	Order Approving Proposed Rule Change to Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook See Also - Release No. 34-59745
34-59937	May 18, 2009	SR-NYSEArca-2009-24	Order Approving Proposed Rule Change To Adopt a Policy With Respect to the Treatment of Aberrant Trades *Comments Due:* April 27, 2009 See Also - Rel. No. 34-59650 Federal Register version (74 FR 25291)
34-59933	May 15, 2009	SR-NASDAQ-2009-028	Order Approving Proposed Rule Change to Reduce Fees for NASDAQ Basic Data Feeds *Comments Due:* May 5, 2009 See Also - Rel. No. 34-59712
34-59924	May 14, 2009	SR-Phlx-2009-23	Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange *Comments Due:* April 30, 2009 See Also - Rel. No. 34-59697 Federal Register version (74 FR 23759)
34-59916	May 13, 2009	SR-FINRA-2009-008	Order Granting Accelerated Approval to Filing as Amended by Amendment No. 2 Relating to Changes to Forms U4, U5, and FINRA Rule 8312 See Also - Rel. No. 34-59616 Federal Register version (74 FR 23750)
34-59905	May 12, 2009	SR-FINRA-2007-012	Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto To Amend Trade Reporting Rules To Require a Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA See Also - Rel. No. 34-57020 Federal Register version (74 FR 23455)
34-59906	May 12, 2009	SR-FINRA-2009-013	Order Granting Approval of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes See Also - Rel. No. 34-59672 Federal Register version (74 FR 23462)
34-59898	May 11, 2009	SR-NYSE-2009-37	Order Approving Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook *Comments Due:* April 29, 2009 See Also - Rel. No. 34-59681 Federal Register version (74 FR 22989)
34-59891	May 8, 2009	SR-Phlx-2009-24	Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Increasing Transaction Fees for Linkage Inbound Principal Orders and Principal Acting as Agent Orders *Comments Due:* April 29, 2009 See Also - Rel. No. 34-59669 Federal Register version (74 FR 22990)
34-59844	April 29, 2009	SR-NYSE-2009-31	Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System *Comments Due:* April 16, 2009 See Also - Rel. No. 34-59608 Federal Register version (74 FR 21035)
34-59839	April 28, 2009	SR-BSECC-2009-02	Order Granting Approval of a Proposed Rule Change To Amend the Articles of Organization and By-Laws of Boston Stock Exchange Clearing Corporation *Comments Due:* April 10, 2009 See Also - Rel. No. 34-59571 Federal Register version (74 FR 21031)
34-59826	April 28, 2009	SR-NYSEArca-2009-22	Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of the Grail American Beacon Large Cap Value ETF *Comments Due:* April 27, 2009 See Also - Rel. No. 34-59651 Federal Register version (74 FR 20512)
34-59824	April 27, 2009	SR-CBOE-2009-018	Order Approving Proposed Rule Change To Permanently Establish the Short Term Option Series Pilot Program *Comments Due:* April 16, 2009 See Also - Rel. No. 34-59601 Federal Register version (74 FR 20518)
34-59821	April 24, 2009	SR-DTC-2009-05	Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents *Comments Due:* April 6, 2009 See Also - Rel. No. 34-59540 Federal Register version (74 FR 20513)
34-59794	April 20, 2009	SR-Phlx-2009-17	Order Approving Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor *Comments Due:* April 6, 2009 See Also - Rel. No. 34-59538 Federal Register version (74 FR 18761)
34-59795	April 20, 2009	SR-NASDAQ-2006-064	Order Approving Proposed Rule Change as Modified by Amendments No. 2 and 3 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet *Comments Due:* April 11, 2007 See Also - Rel. No. 34-55457 Federal Register version (74 FR 19247)
34-59789	April 20, 2009	SR-FINRA-2009-009	Order Approving Proposed Rule Change To Adopt FINRA Rule 1122 (Filing of Misleading Information as to Membership or Registration) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-59563 Federal Register version (74 FR 18767)
34-59802	April 20, 2009	SR-FICC-2009-03	Order Granting Approval of a Proposed Rule Change To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities *Comments Due:* April 9, 2009 View Received Comments See Also - Rel. No. 34-59569 Federal Register version (74 FR 19248)
34-59755	April 13, 2009	SR-NYSE-2009-18	Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange *Comments Due:* March 31, 2009 See Also - Rel. No. 34-59489, Rel. No. 34-59488 Federal Register version (74 FR 18009)
34-59755	April 13, 2009	SR-NYSEAltr-2009-15	Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange *Comments Due:* March 31, 2009 See Also - Rel. No. 34-59489, Rel. No. 34-59488 Federal Register version (74 FR 18009)
34-59756	April 13, 2009	SR-ISE-2009-08	Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC *Comments Due:* March 31, 2009 See Also - Rel. No. 34-59492 Federal Register version (74 FR 18017)
34-59757	April 13, 2009	SR-FINRA-2009-006	Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals See Also - Rel. No. 34-59484 Federal Register version (74 FR 18268)
34-59747	April 10, 2009	SR-NYSEArca-2009-20	Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500 Index *Comments Due:* April 9, 2009 See Also - Rel. No. 34-59562 Federal Register version (74 FR 18012)
34-59742	April 9, 2009	SR-BX-2009-014	Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility *Comments Due:* March 27, 2009 See Also - Rel. No. 34-59475 Federal Register version (74 FR 17701)
34-59708	April 6, 2009	SR-NYSEArca-2009-12	Order Approving Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF *Comments Due:* March 27, 2009 See Also - Rel. No. 34-59459 Federal Register version (74 FR 16901)
34-59716	April 6, 2009	SR-NYSEArca-2009-11	Order Approving a Proposed Rule Change To Amend Rule 6.69-Reporting Duties *Comments Due:* March 24, 2009 See Also - Rel. No. 34-59440 Federal Register version (74 FR 17270)
34-59695	April 2, 2009	SR-DTC-2009-02	Order Approving Proposed Rule Change To Implement a Maturity Presentment Pend Function to Replace the Maturity Presentment Contingency System *Comments Due:* March 12, 2009 See Also - Rel. No. 34-59388 Federal Register version (74 FR 16028)
34-59700	April 2, 2009	SR-CBOE-2009-009	Order Approving a Proposed Rule Change To Amend its Rules Prohibiting Members From Functioning as Market Makers *Comments Due:* March 19, 2009 See Also - Rel. No. 34-59425 Federal Register version (74 FR 16246)
34-59678	April 1, 2009	SR-NYSEArca-2009-14	Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts *Comments Due:* March 31, 2009 See Also - Rel. No. 34-59542 Federal Register version (74 FR 15803)
34-59683	April 1, 2009	SR-NYSE-2009-12	Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. To Eliminate, in Each Case, a Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as "Non-Affiliated Directors" and a Related Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as "Fair Representation Candidates" *Comments Due:* March 13, 2009 See Also - Rel. No. 34-59400 Federal Register version (74 FR 15799)
34-59654	March 30, 2009	SR-BX-2009-008	Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer *Comments Due:* March 16, 2009 See Also - Rel. No. 34-59407 Federal Register version (74 FR 15551)
34-59638	March 27, 2009	SR-BX-2009-015	Order Handling and Exposure Periods on the Boston Options Exchange Facility From Three Seconds to One Second *Comments Due:* March 26, 2009 See Also - Rel. No. 34-59497 Federal Register version (74 FR 15020)
34-59618	March 23, 2009	SR-DTC-2009-04	Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services *Comments Due:* March 12, 2009 See Also - Rel. No. 34-59387 Federal Register version (74 FR 13490)
34-59615	March 20, 2009	SR-BX-2009-005	Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members *Comments Due:* February 25, 2009 See Also - Rel. No. 34-59307 Federal Register version (74 FR 14604)
34-59606	March 19, 2009	SR-NYSE-2009-04	Order Approving Proposed Rule Change To Establish Fees for NYSE Trades *Comments Due:* February 25, 2009 See Also - Rel. No. 34-59309 Federal Register version (74 FR 13293)
34-59599	March 19, 2009	SR-FINRA-2008-020	Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members See Also - Rel. No. 34-59262 Federal Register version (74 FR 12913)
34-59597	March 18, 2009	SR-NYSEArca-2009-03	Order Approving Proposed Rule Change To Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products *Comments Due:* March 4, 2009 See Also - Rel. No. 34-59364 Federal Register version (74 FR 12918)
34-59598	March 18, 2009	SR-NYSEArca-2009-05	Order Approving Proposed Rule Change To Establish Fees for NYSE Arca Trades *Comments Due:* February 24, 2009 See Also - Rel. No. 34-59308 Federal Register version (74 FR 12919)
34-59495A	March 18, 2009	SR-FINRA-2008-052	Order Granting Approval of a Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook; Correction See Also - Rel. No. 34-59253, Rel. No. 34-59495 Federal Register version (74 FR 12417)
34-59586	March 17, 2009	SR-FINRA-2008-045	Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the FINRA Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications See Also - Rel. No. 34-59208 Federal Register version (74 FR 12166)
34-59587	March 17, 2009	SR-NYSEArca-2009-10	Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: SR-NYSEALTR-2009-11, SR-ISE-2009-04, SR-CBOE-2009-001, SR-NYSEArca-2009-10 *Comments Due:* March 12, 2009 See Also - Rel. No. 34-59378, Rel. No. 34-59377, Rel. No. 34-59395, Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59587	March 17, 2009	SR-CBOE-2009-001	Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: SR-NYSEALTR-2009-11, SR-ISE-2009-04, SR-CBOE-2009-001, SR-NYSEArca-2009-10 *Comments Due:* March 12, 2009 View Received Comments See Also - Rel. No. 34-59378, Rel. No. 34-59377, Rel. No. 34-59395, Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59587	March 17, 2009	SR-NYSEALTR-2009-11	Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: SR-NYSEALTR-2009-11, SR-ISE-2009-04, SR-CBOE-2009-001, SR-NYSEArca-2009-10 *Comments Due:* March 12, 2009 See Also - Rel. No. 34-59378, Rel. No. 34-59377, Rel. No. 34-59395, Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59587	March 17, 2009	SR-ISE-2009-04	Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: SR-NYSEALTR-2009-11, SR-ISE-2009-04, SR-CBOE-2009-001, SR-NYSEArca-2009-10 *Comments Due:* March 12, 2009 See Also - Rel. No. 34-59378, Rel. No. 34-59377, Rel. No. 34-59395, Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59582	March 16, 2009	SR-NASDAQ-2008-102	Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish a Pilot Program for NASDAQ Basic Data Feeds *Comments Due:* February 12, 2009 View Received Comments See Also - Rel. No. 34-59244 Federal Register version (74 FR 12423)
34-59579	March 13, 2009	SR-NASDAQ-2006-056	Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish Nasdaq Custom Data Feeds *Comments Due:* January 17, 2007 View Received Comments See Also - Rel. No. 34-54959 Federal Register version (74 FR 12167)
34-59580	March 13, 2009	SR-NASDAQ-2007-006	Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Establish the Nasdaq Daily Share Volume Service and To Establish Fees for the Service *Comments Due:* April 6, 2007 See Also - Rel. No. 34-55444 Federal Register version (74 FR 12169)
34-59560	March 11, 2009	SR-NYSEALTR-2009-02	Order Approving Proposed Rule Change To Revise Listing Fees See Also - Rel. No. 34-59304 Federal Register version (74 FR 11392)
34-59559	March 11, 2009	SR-NYSE-2009-03	Order Approving Proposed Rule Change To Adopt Listing Fees for Securities Listed Under Section 703.21 and 703.22 and Traded on NYSE Bonds *Comments Due:* February 25, 2009 See Also - Rel. No. 34-59313 Federal Register version (74 FR 11391)
34-59552	March 10, 2009	SR-CTA/CQ-2008-05	Order Approving the Thirteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Ninth Substantive Amendment to the Restated Consolidated Quotation Plan *Comments Due:* February 11, 2009 See Also - Release No. 34-59230 Federal Register version (74 FR 11621)
34-59543	March 9, 2009	SR-NYSE-2008-132	Order Imbalance Information Fee *Comments Due:* February 3, 2009 See Also - Rel. No. 34-59202 Federal Register version (74 FR 11159)
34-59544	March 9, 2009	SR-NYSE-2008-131	Order Approving Proposed Rule Change To Introduce a NYSE OpenBook Nonprofessional Subscriber Fee and To Revise the Unit of Count That Determines the Device Fees Payable by Data Recipients *Comments Due:* February 2, 2009 View Received Comments See Also - Rel. No. 34-59198 Federal Register version (74 FR 11162)
34-59518	March 5, 2009	SR-NYSEArca-2009-01	Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6) *Comments Due:* February 23, 2009 See Also - Rel. No. 34-59270 Federal Register version (74 FR 10642)
34-59522	March 5, 2009	SR-NYSEArca-2008-134	Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rule 10.16, Sanctioning Guidelines *Comments Due:* January 20, 2009 See Also - Rel. No. 34-59117 Federal Register version (74 FR 10638)
34-59495	March 3, 2009	SR-FINRA-2008-052	Order Granting Approval of a Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-59253, and Corrected Order Federal Register version (74 FR 10632)
34-59434	Feb. 23, 2009	SR-BSE-2008-56	Order Granting Approval of Proposed Rule Change Relating to BOX Rules Governing Doing Business With the Public See Also - Rel. No. 34-59211 Federal Register version (74 FR 9012)
34-59421	Feb. 19, 2009	SR-NASDAQ-2009-005	Order Exposure Periods on the NASDAQ Options Market From Three Seconds to One Second *Comments Due:* February 18, 2009 See Also - Rel. No. 34-59310 Federal Register version (74 FR 8599)
34-59382	Feb. 11, 2009	SR-FINRA-2008-064	Order Approving Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) See Also - Rel. No. 34-59138 Federal Register version (74 FR 7718)
34-59384	Feb. 11, 2009	SR-DTC-2008-13	Order Approving a Proposed Rule Change Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 *Comments Due:* January 7, 2009 See Also - Rel. No. 34-59088 Federal Register version (74 FR 7941)
34-59386	Feb. 11, 2009	SR-DTC-2008-06	Order Approving Proposed Rule Change, As Amended, To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-Off Time Frames for Settling Banks *Comments Due:* September 8, 2008 See Also - Rel. No. 34-58343 Federal Register version (74 FR 7715)
34-59376	Feb. 10, 2009	SR-NYSEArca-2008-139	Order Approving Proposed Rule Change Amending the Minor Rule Plan To Increase Certain Sanctions *Comments Due:* January 28, 2009 See Also - Rel. No. 34-59191 Federal Register version (74 FR 7505)
34-59369	Feb. 6, 2009	SR-NASDAQ-2008-097	Order Data Recordation Requirements for Registered Options Market Makers *Comments Due:* January 23, 2009 View Received Comments See Also - Rel. No. 34-59163 Federal Register version (74 FR 7278)
34-59370	Feb. 6, 2009	SR-NASDAQ-2008-101	Order Approving Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market Retroactive to September 1, 2008 *Comments Due:* January 23, 2009 See Also - Rel. No. 34-59149 Federal Register version (74 FR 7276)
34-59361	Feb. 5, 2009	4-518	Order Approving Amendment To Add the BATS Exchange, Inc. as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS Federal Register version (74 FR 6925)
34-59358	Feb. 4, 2009	SR-FINRA-2008-051	Order Approving Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Require Arbitrators To Provide an Explained Decision Upon the Joint Request of the Parties See Also - Rel. No. 34-58862 Federal Register version (74 FR 6928)
34-59359	Feb. 4, 2009	SR-CBOE-2008-123	Order Type for CBSX *Comments Due:* January 23, 2009 See Also - Rel. No. 34-59147 Federal Register version (74 FR 6927)
34-59353	Feb. 3, 2009	SR-NYSEALTR-2008-12	Order Approving Proposed Rule Change To Establish the Risk Management Gateway Service *Comments Due:* January 21, 2009 See Also - Rel. No. 34-59144 Federal Register version (74 FR 6935)
34-59354	Feb. 3, 2009	SR-NYSE-2008-101	Order Approving Proposed Rule Change To Establish the Risk Management Gateway Service *Comments Due:* January 21, 2009 See Also - Rel. No. 34-59145 Federal Register version (74 FR 6683)
34-59335	Feb. 2, 2009	SR-FINRA-2008-061	Order Approving Proposed Rule Change To Adopt FINRA Rule 5240 (Anti-Intimidation/Coordination) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-59119 Federal Register version (74 FR 6335)
34-59340	Feb. 2, 2009	SR-FINRA-2008-047	Order Approving Proposed Rule Change To Amend the Codes of Arbitration Procedure To Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000 See Also - Rel. No. 34-58651 Federal Register version (74 FR 6335)
34-59336	Feb. 2, 2009	SR-CBOE-2008-127	Order Approving Proposal To Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series *Comments Due:* January 23, 2009 View Received Comments See Also - Rel. No. 34-59152 Federal Register version (74 FR 6332)
34-59332	Jan. 30, 2009	SR-NYSEArca-2008-136	Order Approving Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6) Relating to the Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities *Comments Due:* January 21, 2009 See Also - Rel. No. 34-59146 Federal Register version (74 FR 6338)
34-59320	Jan. 30, 2009	SR-NYSE-2008-112	Order Granting Approval of Proposed Rule Change To Discontinue Policy of Prohibiting Transfer Agents From Charging Fees for Issuing Stock Certificates *Comments Due:* January 20, 2009 View Received Comments See Also - Rel. No. 34-59106 Federal Register version (74 FR 6934)
34-59321	Jan. 30, 2009	SR-NSCC-2008-08	Order Granting Approval of a Proposed Rule Change To Amend Rules To Add an Agreement From Fund Members That Submit Mutual Fund Profile Information *Comments Due:* January 20, 2009 See Also - Rel. No. 34-59105 Federal Register version (74 FR 6933)
34-59300	Jan. 27, 2009	SR-CBOE-2008-117	Order Approving a Proposed Rule Change To Amend Exchange Rule 4.21 Relating to Third Party Deposits *Comments Due:* January 13, 2009 See Also - Rel. No. 34-59104 Federal Register version (74 FR 5874)
34-59281	Jan. 22, 2009	SR-NYSE-2008-120	Order Approving Proposed Rule Change Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE *Comments Due:* December 15, 2008 See Also - Rel. No. 34-58970 Federal Register version (74 FR 5014)
34-59265	Jan. 16, 2009	SR-BSE-2008-36	Order Approving Proposed Rule Change Relating to Delisting Standards See Also - Rel. No. 34-58942 Federal Register version (74 FR 4790)
34-59266	Jan. 16, 2009	SR-NASDAQ-2008-016	Order Approving Proposed Rule Change To Create the Nasdaq Market Pathfinders Service and Establish Fees for the Service *Comments Due:* August 7, 2008 View Received Comments See Also - Rel. No. 34-58145 Federal Register version (74 FR 4799)
34-59254	Jan. 15, 2009	SR-FINRA-2008-054	Order Approving Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-58905 Federal Register version (74 FR 4271)
34-59250	Jan. 14, 2009	SR-ISE-2008-90	Order Approving Proposed Rule Change Relating to Alternative Primary Market Makers *Comments Due:* January 5, 2009 See Also - Rel. No. 34-59053 Federal Register version (74 FR 4062)
34-59238	Jan. 13, 2009	SR-NSCC-2006-17	Order Approving Proposed Rule Change To Reorganize Membership Rules and Procedures *Comments Due:* July 31, 2008 See Also - Rel. No. 34-58100 Federal Register version (74 FR 3661)
34-59218	Jan. 8, 2009	4-575	Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock E *Comments Due:* January 6, 2008 See Also - Rel. No. 34-59101 Federal Register version (74 FR 2143)
34-59214	Jan. 7, 2009	SR-NASDAQ-2008-096	Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares *Comments Due:* January 6, 2009 See Also - Rel. No. 34-59098 Federal Register version (74 FR 2149)
34-59212	Jan. 7, 2009	SR-MSRB-2008-07	Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations *Comments Due:* December 19, 2008 View Received Comments See Also - Rel. No. 34-58998 Federal Register version (74 FR 1741)
34-59210	Jan. 7, 2009	SR-CBOE-2008-118	Order Granting Approval of Proposed Rule Change Related to Obvious Error Rules *Comments Due:* December 29, 2008 See Also - Rel. No. 34-59038 Federal Register version (74 FR 1737)
34-59203	Jan. 6, 2009	SR-NASDAQ-2008-084	Order Approving Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships *Comments Due:* December 23, 2008 See Also - Rel. No. 34-59014 Federal Register version (74 FR 1743)
34-59194	Jan. 5, 2009	SR-NYSEArca-2008-135	Order Exposure Period From Three Seconds to One Second *Comments Due:* January 2, 2009 See Also - Rel. No. 34-59082 Federal Register version (74 FR 976)