34-60460
Aug. 7, 2009
SR-NYSEArca-2009-55
Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF Comments Due: Rel. No. 34-60195 Federal Register version (74 FR 41468)
34-60405
July 30, 2009
4-546
Order Approving the National Market System Plan Relating to Options Order Protection and Locked/Crossed Markets Submitted by the Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Release No. 34-59647 Federal Register version (74 FR 39362)
34-60385
July 24, 2009
SR-NYSEAmex-2009-26
Order Imbalance Information Datafeed Comments Due: Rel. No. 34-60122 Federal Register version (74 FR 38249)
34-60381
July 24, 2009
SR-CBOE-2009-038
Order Book Comments Due: Rel. No. 34-60130 Federal Register version (74 FR 38067)
34-60377
July 23, 2009
SR-FINRA-2009-031
Order Approving Proposed Rule Change as Amended, Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours Rel. No. 34-60022 Federal Register version (74 FR 38250)
34-60370
July 23, 2009
SR-CBOE-2009-033
Order Approving Proposed Rule Change Regarding Statutory Disqualification Procedures Comments Due: Rel. No. 34-60106 Federal Register version (74 FR 37758)
34-60366
July 22, 2009
SR-FINRA-2009-030
Order Information Rel. No. 34-60085 Federal Register version (74 FR 37268)
34-60367
July 22, 2009
SR-FINRA-2009-038
Order Granting Approval of Proposed Rule Change to Repeal Incorporated NYSE Rule 134 (Differences and Omissions-Cleared Transactions) and NYSE Rule 440I (Records of Compensation Arrangements-Floor Brokerage) as Part of the Process To Develop the Consolidated FINRA Rulebook Rel. No. 34-60070 Federal Register version (74 FR 38077)
34-60353
July 21, 2009
SR-CHX-2009-02
Order Granting Approval of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-Lot Orders From the Exchange's Matching System Comments Due: Rel. No. 34-60083 Federal Register version (74 FR 37076)
34-60356
July 21, 2009
SR-NYSE-2009-08
Order Approving Proposed Rule Change Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers Comments Due: View Received Comments Rel. No. 34-59746 Federal Register version (74 FR 37281)
34-60348
July 20, 2009
SR-FINRA-2009-019
Order Approving Proposed Rule Change To Adopt FINRA Rules 1010 (Electronic Filing Requirements for Uniform Forms) and 2263 (Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4) in the Consolidated FINRA Rulebook Rel. No. 34-59784 Federal Register version (74 FR 37077)
34-60306
July 14, 2009
SR-FINRA-2009-035
Order Approving a Proposed Rule Change To Adopt Its Temporary and Permanent Cease and Desist Authority on a Permanent Basis Rel. No. 34-60028 Federal Register version (74 FR 36292)
34-60276
July 9, 2009
SR-NASDAQ-2009-042
Order Approving Proposed Rule Change To Amend Its Limited Liability Agreement and By-Laws Comments Due: Rel. No. 34-59907 Federal Register version (74 FR 34840)
34-60252
July 7, 2009
SR-NYSEAmex-2009-24
Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote Comments Due: Rel. No. 34-60055 Federal Register version (74 FR 37255)
34-60251
July 7, 2009
SR-NYSE-2009-55
Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity To Trigger the Execution of a d-Quote Comments Due: Rel. No. 34-60045 Federal Register version (74 FR 34068)
34-60247
July 6, 2009
SR-BX-2009-021
Order Approving Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. Comments Due: Rel. No. 34-59908 Federal Register version (74 FR 33495)
34-60215
July 1, 2009
SR-NYSE-2006-92
Order Approving Proposed Rule Change, as Modified by Amendment No. 4, To Amend NYSE Rule 452 and Corresponding Listed Company Manual Section 402.08 To Eliminate Broker Discretionary Voting for the Election of Directors, Except for Companies Registered Under the Investment Company Act of 1940, and To Codify Two Previously Published Interpretations That Do Not Permit Broker Discretionary Voting for Material Amendments to Investment Advisory Contracts With an Investment Company Comments Due: View Received Comments Rel. No. 34-59464 Federal Register version (74 FR 33293)
34-60203
June 30, 2009
SR-NASDAQ-2009-053
Order of Summary Abrogation of a Proposed Rule Change to Reduce Certain Transaction Fees for Members that Trade Equities on NASDAQ and Make Markets in Options on the NASDAQ OMX PHLX, Inc. Options Exchange
34-60196
June 30, 2009
SR-DTC-2006-16
Order Granting Approval of a Proposed Rule Change as Amended Relating to FAST and DRS Limited Participant Requirements for Transfer Agents Comments Due: View Received Comments Supplemental Response of the DTC , Reply of Petitioner , s Petition for Review , Securities Transfer Association Petition for Commission Review , Securities Transfer Association Notice of Intent to Submit a Petition for Commission Review , Rel. Nos. 34-57959 Federal Register version (74 FR 33496)
34-60185
June 29, 2009
SR-CBOE-2009-028
Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members Comments Due: Rel. No. 34-59935 Federal Register version (74 FR 32210)
34-60183
June 26, 2009
SR-NASDAQ-2009-039
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of The NASDAQ OMX Group, Inc. Comments Due: Rel. No. 34-59858 Federal Register version (74 FR 32207)
34-60169
June 24, 2009
SR-Phlx-2009-40
Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading of Foreign Currency Options Comments Due: Rel. No. 34-60021 Federal Register version (74 FR 31782)
34-60163
June 23, 2009
SR-BX-2009-025
Order Approving Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers Comments Due: Rel. No. 34-59919
34-60164
June 23, 2009
SR-CBOE-2009-029
Order Approving a Proposed Rule Change To Permanently Establish the Quarterly Option Series Program Comments Due: Rel. No. 34-59920 Federal Register version (74 FR 31333)
34-60127
June 17, 2009
SR-ISE-2007-121
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements Comments Due: Rel. No. 34-59877 Federal Register version (74 FR 30188)
34-60132
June 17, 2009
SR-FINRA-2009-015
Order Approving Proposed Rule Change Relating to Expedited Administration of Promissory Note Cases Rel. No. 34-59885 Federal Register version (74 FR 30191)
34-60126
June 17, 2009
SR-CBOE-2008-55
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements Comments Due: View Received Comments Rel. No. 34-59876 Federal Register version (74 FR 30186)
34-60129
June 17, 2009
SR-CBOE-2009-030
Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs Comments Due: Rel. No. 34-59896 Federal Register version (74 FR 30189)
34-60121
June 16, 2009
SR-MSRB-2009-05
Order Granting Approval of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA) Comments Due: Rel. No. 34-59881 Federal Register version (74 FR 29526)
34-60113
June 15, 2009
SR-FINRA-2007-009
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modernize and Simplify NASD Rule 2720 Rel. No. 34-59880 Federal Register version (74 FR 29255)
34-60084
June 10, 2009
SR-Phlx-2009-37
Order Granting Approval of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists Comments Due: Rel. No. 34-59842 Federal Register version (74 FR 28745)
34-60086
June 10, 2009
SR-FINRA-2009-023
Order Approving Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook Rel. No. 34-59762 Federal Register version (74 FR 28743)
34-60064
June 8, 2009
SR-NYSEArca-2009-30
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares Diversified Alternatives Trust Comments Due: Rel. No. 34-59835 Federal Register version (74 FR 28315)
34-60061
June 5, 2009
SR-FINRA-2009-011
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend the Panel Composition Rules of the Code of Arbitration Procedure for Industry Disputes Rel. No. 34-59836 Federal Register version (74 FR 28318)
34-60033
June 3, 2009
SR-MSRB-2009-04
Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-59814 Federal Register version (74 FR 27369)
34-60026
June 2, 2009
SR-BX-2009-020
Order Approving Proposed Rule Change Regarding Market Maker Obligations Comments Due: Rel. No. 34-59804 Federal Register version (74 FR 27374)
34-60002
May 29, 2009
SR-NYSEArca-2009-32
Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis Comments Due: Rel. No. 34-59790 Federal Register version (74 FR 26901)
34-60004
May 29, 2009
SR-NYSE-2009-42
Order Approving the Proposed Rule Change Implementing NYSE Realtime Reference Prices Service on a Permanent Basis Comments Due: Rel. No. 34-59791 Federal Register version (74 FR 26905)
34-59987
May 27, 2009
SR-FINRA-2009-016
Order and Execution Information for Security Futures) and FINRA Rule 2266 (SIPC Information) in the Consolidated FINRA Rulebook Rel. No. 34-59771 Federal Register version (74 FR 26902)
34-59981
May 27, 2009
SR-CBOE-2009-024
Order Granting Approval of a Proposed Rule Change Related to Its Obvious Error Rules Comments Due: Rel. No. 34-59793 Federal Register version (74 FR 26447)
34-59956
May 21, 2009
SR-NYSEAmex-2009-15
Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second Comments Due: Rel. No. 34-59825 Federal Register version (74 FR 25782)
34-59965
May 21, 2009
SR-NYSE-2009-25
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Rel. No. 34-59655 Federal Register version (74 FR 25783)
34-59964
May 21, 2009
SR-MSRB-2009-03
Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-59643 Federal Register version (74 FR 25778)
34-59966
May 21, 2009
SR-MSRB-2009-02
Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA) and Amendments to MSRB Rules G-32 and G-36 Comments Due: View Received Comments Rel. No. 34-59636 Federal Register version (74 FR 25790)
34-59961
May 21, 2009
SR-FINRA-2009-018
Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook Rel. No. 34-59754 Federal Register version (74 FR 25795)
34-59962
May 21, 2009
SR-FINRA-2009-020
Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws Rel. No. 34-59696 Federal Register version (74 FR 25792)
34-59949
May 20, 2009
SR-ISE-2007-97
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Data Fees Comments Due: Rel. No. 34-59679 Federal Register version (74 FR 25593)
34-59947
May 20, 2009
SR-FINRA-2009-017
Order Approving Proposed Rule Change to Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook Release No. 34-59745
34-59937
May 18, 2009
SR-NYSEArca-2009-24
Order Approving Proposed Rule Change To Adopt a Policy With Respect to the Treatment of Aberrant Trades Comments Due: Rel. No. 34-59650 Federal Register version (74 FR 25291)
34-59933
May 15, 2009
SR-NASDAQ-2009-028
Order Approving Proposed Rule Change to Reduce Fees for NASDAQ Basic Data Feeds Comments Due: Rel. No. 34-59712
34-59924
May 14, 2009
SR-Phlx-2009-23
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange Comments Due: Rel. No. 34-59697 Federal Register version (74 FR 23759)
34-59916
May 13, 2009
SR-FINRA-2009-008
Order Granting Accelerated Approval to Filing as Amended by Amendment No. 2 Relating to Changes to Forms U4, U5, and FINRA Rule 8312 Rel. No. 34-59616 Federal Register version (74 FR 23750)
34-59905
May 12, 2009
SR-FINRA-2007-012
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto To Amend Trade Reporting Rules To Require a Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA Rel. No. 34-57020 Federal Register version (74 FR 23455)
34-59906
May 12, 2009
SR-FINRA-2009-013
Order Granting Approval of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes Rel. No. 34-59672 Federal Register version (74 FR 23462)
34-59898
May 11, 2009
SR-NYSE-2009-37
Order Approving Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook Comments Due: Rel. No. 34-59681 Federal Register version (74 FR 22989)
34-59891
May 8, 2009
SR-Phlx-2009-24
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Increasing Transaction Fees for Linkage Inbound Principal Orders and Principal Acting as Agent Orders Comments Due: Rel. No. 34-59669 Federal Register version (74 FR 22990)
34-59844
April 29, 2009
SR-NYSE-2009-31
Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System Comments Due: Rel. No. 34-59608 Federal Register version (74 FR 21035)
34-59839
April 28, 2009
SR-BSECC-2009-02
Order Granting Approval of a Proposed Rule Change To Amend the Articles of Organization and By-Laws of Boston Stock Exchange Clearing Corporation Comments Due: Rel. No. 34-59571 Federal Register version (74 FR 21031)
34-59826
April 28, 2009
SR-NYSEArca-2009-22
Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of the Grail American Beacon Large Cap Value ETF Comments Due: Rel. No. 34-59651 Federal Register version (74 FR 20512)
34-59824
April 27, 2009
SR-CBOE-2009-018
Order Approving Proposed Rule Change To Permanently Establish the Short Term Option Series Pilot Program Comments Due: Rel. No. 34-59601 Federal Register version (74 FR 20518)
34-59821
April 24, 2009
SR-DTC-2009-05
Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents Comments Due: Rel. No. 34-59540 Federal Register version (74 FR 20513)
34-59794
April 20, 2009
SR-Phlx-2009-17
Order Approving Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor Comments Due: Rel. No. 34-59538 Federal Register version (74 FR 18761)
34-59795
April 20, 2009
SR-NASDAQ-2006-064
Order Approving Proposed Rule Change as Modified by Amendments No. 2 and 3 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet Comments Due: Rel. No. 34-55457 Federal Register version (74 FR 19247)
34-59789
April 20, 2009
SR-FINRA-2009-009
Order Approving Proposed Rule Change To Adopt FINRA Rule 1122 (Filing of Misleading Information as to Membership or Registration) in the Consolidated FINRA Rulebook Rel. No. 34-59563 Federal Register version (74 FR 18767)
34-59802
April 20, 2009
SR-FICC-2009-03
Order Granting Approval of a Proposed Rule Change To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities Comments Due: View Received Comments Rel. No. 34-59569 Federal Register version (74 FR 19248)
34-59755
April 13, 2009
SR-NYSE-2009-18
Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange Comments Due: Rel. No. 34-59489 , Rel. No. 34-59488 Federal Register version (74 FR 18009)
34-59755
April 13, 2009
SR-NYSEAltr-2009-15
Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange Comments Due: Rel. No. 34-59489 , Rel. No. 34-59488 Federal Register version (74 FR 18009)
34-59756
April 13, 2009
SR-ISE-2009-08
Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC Comments Due: Rel. No. 34-59492 Federal Register version (74 FR 18017)
34-59757
April 13, 2009
SR-FINRA-2009-006
Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals Rel. No. 34-59484 Federal Register version (74 FR 18268)
34-59747
April 10, 2009
SR-NYSEArca-2009-20
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500 Index Comments Due: Rel. No. 34-59562 Federal Register version (74 FR 18012)
34-59742
April 9, 2009
SR-BX-2009-014
Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility Comments Due: Rel. No. 34-59475 Federal Register version (74 FR 17701)
34-59708
April 6, 2009
SR-NYSEArca-2009-12
Order Approving Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF Comments Due: Rel. No. 34-59459 Federal Register version (74 FR 16901)
34-59716
April 6, 2009
SR-NYSEArca-2009-11
Order Approving a Proposed Rule Change To Amend Rule 6.69-Reporting Duties Comments Due: Rel. No. 34-59440 Federal Register version (74 FR 17270)
34-59695
April 2, 2009
SR-DTC-2009-02
Order Approving Proposed Rule Change To Implement a Maturity Presentment Pend Function to Replace the Maturity Presentment Contingency System Comments Due: Rel. No. 34-59388 Federal Register version (74 FR 16028)
34-59700
April 2, 2009
SR-CBOE-2009-009
Order Approving a Proposed Rule Change To Amend its Rules Prohibiting Members From Functioning as Market Makers Comments Due: Rel. No. 34-59425 Federal Register version (74 FR 16246)
34-59678
April 1, 2009
SR-NYSEArca-2009-14
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts Comments Due: Rel. No. 34-59542 Federal Register version (74 FR 15803)
34-59683
April 1, 2009
SR-NYSE-2009-12
Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. To Eliminate, in Each Case, a Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as "Non-Affiliated Directors" and a Related Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as "Fair Representation Candidates" Comments Due: Rel. No. 34-59400 Federal Register version (74 FR 15799)
34-59654
March 30, 2009
SR-BX-2009-008
Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer Comments Due: Rel. No. 34-59407 Federal Register version (74 FR 15551)
34-59638
March 27, 2009
SR-BX-2009-015
Order Handling and Exposure Periods on the Boston Options Exchange Facility From Three Seconds to One Second Comments Due: Rel. No. 34-59497 Federal Register version (74 FR 15020)
34-59618
March 23, 2009
SR-DTC-2009-04
Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services Comments Due: Rel. No. 34-59387 Federal Register version (74 FR 13490)
34-59615
March 20, 2009
SR-BX-2009-005
Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members Comments Due: Rel. No. 34-59307 Federal Register version (74 FR 14604)
34-59606
March 19, 2009
SR-NYSE-2009-04
Order Approving Proposed Rule Change To Establish Fees for NYSE Trades Comments Due: Rel. No. 34-59309 Federal Register version (74 FR 13293)
34-59599
March 19, 2009
SR-FINRA-2008-020
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members Rel. No. 34-59262 Federal Register version (74 FR 12913)
34-59597
March 18, 2009
SR-NYSEArca-2009-03
Order Approving Proposed Rule Change To Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products Comments Due: Rel. No. 34-59364 Federal Register version (74 FR 12918)
34-59598
March 18, 2009
SR-NYSEArca-2009-05
Order Approving Proposed Rule Change To Establish Fees for NYSE Arca Trades Comments Due: Rel. No. 34-59308 Federal Register version (74 FR 12919)
34-59495A
March 18, 2009
SR-FINRA-2008-052
Order Granting Approval of a Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook; Correction Rel. No. 34-59253 , Rel. No. 34-59495 Federal Register version (74 FR 12417)
34-59586
March 17, 2009
SR-FINRA-2008-045
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the FINRA Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications Rel. No. 34-59208 Federal Register version (74 FR 12166)
34-59587
March 17, 2009
SR-NYSEArca-2009-10
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: Comments Due: Rel. No. 34-59378 , Rel. No. 34-59377 , Rel. No. 34-59395 , Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59587
March 17, 2009
SR-CBOE-2009-001
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: Comments Due: View Received Comments Rel. No. 34-59378 , Rel. No. 34-59377 , Rel. No. 34-59395 , Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59587
March 17, 2009
SR-NYSEALTR-2009-11
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: Comments Due: Rel. No. 34-59378 , Rel. No. 34-59377 , Rel. No. 34-59395 , Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59587
March 17, 2009
SR-ISE-2009-04
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program File Nos.: Comments Due: Rel. No. 34-59378 , Rel. No. 34-59377 , Rel. No. 34-59395 , Rel. No. 34-59394 Federal Register version (74 FR 12414)
34-59582
March 16, 2009
SR-NASDAQ-2008-102
Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish a Pilot Program for NASDAQ Basic Data Feeds Comments Due: View Received Comments Rel. No. 34-59244 Federal Register version (74 FR 12423)
34-59579
March 13, 2009
SR-NASDAQ-2006-056
Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish Nasdaq Custom Data Feeds Comments Due: View Received Comments Rel. No. 34-54959 Federal Register version (74 FR 12167)
34-59580
March 13, 2009
SR-NASDAQ-2007-006
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Establish the Nasdaq Daily Share Volume Service and To Establish Fees for the Service Comments Due: Rel. No. 34-55444 Federal Register version (74 FR 12169)
34-59560
March 11, 2009
SR-NYSEALTR-2009-02
Order Approving Proposed Rule Change To Revise Listing Fees Rel. No. 34-59304 Federal Register version (74 FR 11392)
34-59559
March 11, 2009
SR-NYSE-2009-03
Order Approving Proposed Rule Change To Adopt Listing Fees for Securities Listed Under Section 703.21 and 703.22 and Traded on NYSE Bonds Comments Due: Rel. No. 34-59313 Federal Register version (74 FR 11391)
34-59552
March 10, 2009
SR-CTA/CQ-2008-05
Order Approving the Thirteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Ninth Substantive Amendment to the Restated Consolidated Quotation Plan Comments Due: Release No. 34-59230 Federal Register version (74 FR 11621)
34-59543
March 9, 2009
SR-NYSE-2008-132
Order Imbalance Information Fee Comments Due: Rel. No. 34-59202 Federal Register version (74 FR 11159)
34-59544
March 9, 2009
SR-NYSE-2008-131
Order Approving Proposed Rule Change To Introduce a NYSE OpenBook Nonprofessional Subscriber Fee and To Revise the Unit of Count That Determines the Device Fees Payable by Data Recipients Comments Due: View Received Comments Rel. No. 34-59198 Federal Register version (74 FR 11162)
34-59518
March 5, 2009
SR-NYSEArca-2009-01
Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6) Comments Due: Rel. No. 34-59270 Federal Register version (74 FR 10642)
