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Release Number	SEC Issue Date	File Number	Details
34-61439	Jan. 28, 2010	SR-CBOE-2009-087	Order Approving Proposed Rule Change To Establish a Pilot Program To Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes *Comments Due:* January 14, 2010 View Received Comments See Also - Rel. No. 34-61183 Federal Register version (75 FR 5831)
34-61425	Jan. 26, 2010	SR-OCC-2009-18	Order Approving Proposed Rule Change To Allow Members To Deposit Customer Fully Paid or Excess Margin Securities to the Extent Permitted by No-Action Relief or Interpretive Guidance From the Commission or Interpretive Guidance From a Self-Regulatory Organization *Comments Due:* December 28, 2009 See Also - Rel. No. 34-61078, Rel. No. 34-61078 Federal Register version (75 FR 5366)
34-61417	Jan. 25, 2010	SR-FINRA-2009-086	Order Approving Proposed Rule Change To Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-61171 Federal Register version (75 FR 5157)
34-61403	Jan. 22, 2010	SR-NYSEAmex-2009-85	Order Approving Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service *Comments Due:* January 8, 2010 See Also - Rel. No. 34-61144 Federal Register version (75 FR 4598)
34-61404	Jan. 22, 2010	SR-NYSEArca-2009-108	Order Approving Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service *Comments Due:* January 8, 2010 See Also - Rel. No. 34-61143 Federal Register version (75 FR 5363)
34-61406	Jan. 22, 2010	SR-NYSE-2009-120	Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service *Comments Due:* January 8, 2010 See Also - Rel. No. 34-61145 Federal Register version (75 FR 4600)
34-61405	Jan. 21, 2010	SR-Phlx-2009-101	Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees *Comments Due:* January 7, 2010 See Also - Rel. No. 34-61141 Federal Register version (75 FR 4888)
34-61381	Jan. 20, 2010	SR-MSRB-2009-18	Order Approving Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) *Comments Due:* January 8, 2010 View Received Comments See Also - Rel. No. 34-61155 Federal Register version (75 FR 4126)
34-61365	Jan. 15, 2010	SR-NYSEArca-2009-114	Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of Grail McDonnell Fixed Income ETFs *Comments Due:* January 14, 2010 See Also - Rel. No. 34-61227 Federal Register version (75 FR 4124)
34-61368	Jan. 15, 2010	SR-ISE-2009-87	Order Approving Proposed Rule Change Relating to Foreign Currency Options *Comments Due:* December 15, 2009 See Also - Rel. No. 34-61010 Federal Register version (75 FR 3950)
34-61359	Jan. 14, 2010	SR-FINRA-2009-082	Order Approving a Proposed Rule Change Relating To Reporting of Trade Cancellations to FINRA See Also - Rel. No. 34-61105 Federal Register version (75 FR 3772)
34-61330	Jan. 12, 2010	SR-NYSEArca-2009-106	Order Approving Proposed Rule Change Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products *Comments Due:* December 31, 2009 See Also - Rel. No. 34-61104 Federal Register version (75 FR 2896)
34-61333	Jan. 12, 2010	SR-NYSE-2009-117	Order Approving Proposed Rule Change Amending Its Listing Fees for Structured Products *Comments Due:* December 29, 2009 Federal Register version (75 FR 2899)
34-61332	Jan. 12, 2010	SR-FINRA-2009-080	Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-61116 Federal Register version (75 FR 3270)
34-61338	Jan. 12, 2010	SR-FINRA-2009-084	Order Approving Proposed Rule Change To Adopt FINRA Rule 5330 (Adjustment of Orders) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-61083 Federal Register version (75 FR 2899)
34-61317	Jan. 8, 2010	SR-ISE-2009-103	Order Approving a Proposed Rule Change Relating to Market Data Fees *Comments Due:* December 29, 2009 See Also - Rel. No. 34-61086 Federal Register version (75 FR 2915)
34-61311	Jan. 7, 2010	SR-FINRA-2009-072	Order Approving Proposed Rule Change To Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes See Also - Rel. No. 34-61060 Federal Register version (75 FR 2179)
34-61276	Jan. 4, 2010	SR-NYSEAmex-2009-82	Order Approving a Proposed Rule Change Rescinding NYSE Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange's Gap Quote Policy *Comments Due:* December 22, 2009 See Also - Rel. No. 34-61049 Federal Register version (75 FR 1439)
34-61275	Jan. 4, 2010	SR-NYSE-2009-112	Order Approving a Proposed Rule Change Rescinding Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange's Gap Quote Policy *Comments Due:* December 22, 2009 See Also - Rel. No. 34-61048 Federal Register version (75 FR 1438)
34-61274	Jan. 4, 2010	SR-CBOE-2009-089	Order Approving a Proposed Rule Change Related to Stock-Option Orders *Comments Due:* December 28, 2009 See Also - Rel. No. 34-61068 Federal Register version (75 FR 1437)
34-61257	Dec. 30, 2009	SR-NYSE-2009-116	Order Approving a Proposed Rule Change To Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10% *Comments Due:* December 21, 2009 See Also - Rel. No. 34-61043 Federal Register version (75 FR 500)
34-61259	Dec. 30, 2009	SR-CBOE-2009-025	Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL) *Comments Due:* December 15, 2009 See Also - Rel. No. 34-61024 Federal Register version (75 FR 502)
34-61244	Dec. 28, 2009	SR-NYSEAmex-2009-81	Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Amex Equities Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rule 13 and Rule 15 *Comments Due:* December 8, 2009 See Also - Rel. No. 34-60973 Federal Register version (75 FR 479)
34-61242	Dec. 28, 2009	SR-FINRA-2009-076	Order Approving Proposed Rule Change Amending the FINRA Rule 9550 Series (Expedited Proceedings) See Also - Rel. No. 34-61026 Federal Register version (75 FR 167)
34-61240	Dec. 24, 2009	SR-NYSEArca-2009-101	Order Approving Proposed Rule Change Amending Equities Rule 5.2(j)(3) *Comments Due:* December 15, 2009 See Also - Rel. No. 34-61022 Federal Register version (75 FR 168)
34-61233	Dec. 23, 2009	SR-NYSE-2009-111	Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 123C To Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15 *Comments Due:* December 8, 2009 View Received Comments See Also - Rel. No. 34-60974 Federal Register version (74 FR 69169)
34-61219	Dec. 22, 2009	SR-NYSEArca-2009-95	Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Platinum Trust *Comments Due:* December 8, 2009 See Also - Rel. No. 34-60970 Federal Register version (74 FR 68886)
34-61220	Dec. 22, 2009	SR-NYSEArca-2009-94	Order Granting Approval of Proposed Rule Change Relating To Listing and Trading Shares of the ETFS Palladium Trust *Comments Due:* December 8, 2009 See Also - Rel. No. 34-60971 Federal Register version (74 FR 68895)
34-61226	Dec. 22, 2009	SR-CTA/CQ-2009-02	Order Approving the Thirteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan *Comments Due:* December 10, 2009 See Also - Release No. 34-60985 Federal Register version (74 FR 68893)
34-61207	Dec. 18, 2009	SR-Phlx-2009-84	Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules Relating to Conduct of Business on the Exchange *Comments Due:* December 8, 2009 See Also - Rel. No. 34-60961 Federal Register version (74 FR 69185)
34-61198	Dec. 17, 2009	SR-CBOE-2009-078	Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders *Comments Due:* December 3, 2009 View Received Comments See Also - Rel. No. 34-60931 Federal Register version (74 FR 68880)
34-61178	Dec. 16, 2009	SR-NYSEArca-2009-90	Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency *Comments Due:* December 3, 2009 See Also - Exhibit 5, Rel. No. 34-60921 Federal Register version (74 FR 68434)
34-61177	Dec. 16, 2009	SR-NYSE-2009-105	Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency *Comments Due:* December 3, 2009 See Also - Exhibit 5, Rel. No. 34-60922 Federal Register version (74 FR 68643)
34-61163	Dec. 14, 2009	SR-NYSEArca-2009-103	Order Granting Accelerated Approval of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF *Comments Due:* December 9, 2009 See Also - Rel. No. 34-61021 Federal Register version (74 FR 67944)
34-61150	Dec. 10, 2009	SR-ODD-2009-01	Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Dividend Index Options *Comments Due:* January 8, 2010
34-61140	Dec. 10, 2009	SR-CBOE-2009-048	Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated *Comments Due:* August 6, 2009 See Also - Rel. No. 34-60307 Federal Register version (74 FR 67294)
34-61080	Dec. 1, 2009	SR-FINRA-2009-068	Order Granting Approval of Proposed Rule Change Relating to FINRA's Rules Governing Clearly Erroneous Executions See Also - Rel. No. 34-60851 Federal Register version (74 FR 64117)
34-61071	Nov. 30, 2009	SR-FINRA-2009-067	Order Entry and Execution Practices) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60850 Federal Register version (74 FR 64109)
34-61067	Nov. 25, 2009	SR-NYSE-2009-89	Order Approving a Proposed Rule Change as Modified by Amendment No. 1 To Amend Certain Corporate Governance Requirements *Comments Due:* October 8, 2009 View Received Comments See Also - Rel. No. 34-60653 Federal Register version (74 FR 63808)
34-61061	Nov. 24, 2009	SR-NYSEArca-2009-44	Order Granting Partial Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Expanding the Penny Pilot Program *Comments Due:* December 22, 2009 View Received Comments See Also - Rel. No. 34-59944, Rel. No. 34-60711 Federal Register version (74 FR 62857)
34-61059	Nov. 24, 2009	SR-FINRA-2009-059	Order Approving Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270 See Also - Rel. No. 34-60754 Federal Register version (74 FR 62847)
34-61052	Nov. 23, 2009	SR-FINRA-2009-066	Order Granting Approval of Proposed Rule Change To Adopt FINRA Rule 2251 (Forwarding of Proxy and Other Issuer-Related Materials) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60824 Federal Register version (74 FR 62857)
34-61042	Nov. 20, 2009	SR-FINRA-2009-057	Order Granting Approval of a Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment See Also - Rel. No. 34-60624 Federal Register version (74 FR 62616)
34-61006	Nov. 16, 2009	SR-OCC-2009-15	Order Approving Proposed Rule Change To Revise the Minimum Eligibility Criteria for Common Stock Loaned Through Stock Loan Programs and Deposited as Margin Collateral *Comments Due:* October 27, 2009 See Also - Rel. No. 34-60743, Rel. No. 34-60743 Federal Register version (74 FR 61182)
34-61002	Nov. 13, 2009	SR-FINRA-2009-050	Order Approving a Proposed Rule Change Relating to Availability of Information Pursuant to FINRA Rule 8312 (FINRA BrokerCheck Disclosure) See Also - Rel. No. 34-60462 Federal Register version (74 FR 61193)
34-60984	Nov. 10, 2009	SR-NYSEAmex-2009-57	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 36-NYSE Amex Equities To Conform With Proposed Amendments to Corresponding NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas *Comments Due:* October 19, 2009 See Also - Rel. No. 34-60692 Federal Register version (74 FR 59599)
34-60975	Nov. 10, 2009	SR-NYSEArca-2009-83	Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the Grail American Beacon International Equity ETF *Comments Due:* October 30, 2009 See Also - Rel. No. 34-60773 Federal Register version (74 FR 59590)
34-60983	Nov. 10, 2009	SR-NYSE-2009-84	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas *Comments Due:* October 19, 2009 See Also - Rel. No. 34-60691 Federal Register version (74 FR 59596)
34-60978	Nov. 10, 2009	SR-CBOE-2009-068	Order Approving a Proposed Rule Change To Amend the $1 Strike Program To Allow Low-Strike LEAPS *Comments Due:* October 28, 2009 See Also - Rel. No. 34-60749 Federal Register version (74 FR 59296)
34-60968	Nov. 9, 2009	SR-NYSEAMEX-2009-63	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation *Comments Due:* October 26, 2009 See Also - Rel. No. 34-60739 Federal Register version (74 FR 59318)
34-60967	Nov. 9, 2009	SR-NYSEARCA-2009-84	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation With NYFIX Millennium LLC and NYFIX Securities Corporation *Comments Due:* October 26, 2009 See Also - Rel. No. 34-60738 Federal Register version (74 FR 59330)
34-60969	Nov. 9, 2009	SR-NYSE-2009-96	Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Permitting Affiliation With NYFIX Millennium LLC and NYFIX Securities Corporation *Comments Due:* October 26, 2009 See Also - Rel. No. 34-60737 Federal Register version (74 FR 59294)
34-60957	Nov. 6, 2009	SR-CBOE-2009-070	Order Approving a Proposed Rule Change Relating to Preferred Market Makers *Comments Due:* October 28, 2009 See Also - Rel. No. 34-60746 Federal Register version (74 FR 58332)
34-60889	Oct. 27, 2009	SR-DTC-2009-13	Order Approving Proposed Rule Change Relating to Municipal Bonds Redemption Process *Comments Due:* August 25, 2009 View Received Comments See Also - Rel. No. 34-60394 Federal Register version (74 FR 56907)
34-60872	Oct. 23, 2009	SR-OCC-2009-14	Order Approving Proposed Rule Change To Clear Options Based on Index-Linked Securities *Comments Due:* September 23, 2009 See Also - Rel. No. 34-60602, Rel. No. 34-60602 Federal Register version (74 FR 55878)
34-60868	Oct. 22, 2009	SR-NYSE-2009-83	Order Approving Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies *Comments Due:* October 8, 2009 See Also - Rel. No. 34-60644 Federal Register version (74 FR 55883)
34-60863	Oct. 22, 2009	SR-BX-2009-055	Order Approving a Proposed Rule Change To Retroactively Correct an Error in Rule 7018 *Comments Due:* October 8, 2009 See Also - Rel. No. 34-60634 Federal Register version (74 FR 55875)
34-60859	Oct. 21, 2009	SR-ISE-2009-64	Order Approving a Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees *Comments Due:* October 8, 2009 See Also - Rel. No. 34-60654 Federal Register version (74 FR 55610)
34-60840	Oct. 20, 2009	SR-Phlx-2009-77	Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200 *Comments Due:* October 7, 2009 See Also - Rel. No. 34-60637 Federal Register version (74 FR 55593)
34-60841	Oct. 20, 2009	4-546	Order Approving Joint Amendment No. 1 to the Options Order Protection and Locked/Crossed Market Plan *Comments Due:* August 30, 2024 View Received Comments See Also - Release No. 34-60507 Federal Register version (74 FR 55077)
34-60835	Oct. 16, 2009	SR-FINRA-2009-055	Order Approving Proposed Rule Change To Adopt FINRA Rules 5210 (Publication of Transactions and Quotations) and 5220 (Offers at Stated Prices) Into the Consolidated Rulebook See Also - Rel. No. 34-60613 Federal Register version (74 FR 54616)
34-60823	Oct. 14, 2009	SR-NYSEAmex-2009-59	Order Granting Approval of Proposed Rule Change Amending NYSE Amex Options Rule 915 *Comments Due:* October 2, 2009 See Also - Rel. No. 34-60622 Federal Register version (74 FR 54112)
34-60822	Oct. 14, 2009	SR-NYSEArca-2009-77	Order Granting Approval of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j) *Comments Due:* October 2, 2009 See Also - Rel. No. 34-60621 Federal Register version (74 FR 54114)
34-60818	Oct. 13, 2009	SR-BX-2009-048	Order Approving a Proposed Rule Change To Amend the Grandfathered Rules of the Exchange *Comments Due:* September 29, 2009 See Also - Rel. No. 34-60591 Federal Register version (74 FR 54113)
34-60741	Sept. 29, 2009	SR-NYSEAmex-2009-45	Order Approving Proposed Rule Change Amending Rule 476A (Imposition of Fines for Minor Violation(s) of Rules) *Comments Due:* September 16, 2009 See Also - Rel. No. 34-60520 Federal Register version (74 FR 51350)
34-60725	Sept. 28, 2009	SR-MSRB-2009-12	Order Approving Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) *Comments Due:* September 8, 2009 View Received Comments See Also - Rel. No. 34-60487 Federal Register version (74 FR 50855)
34-60716	Sept. 24, 2009	SR-NYSEArca-2009-70	Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan) *Comments Due:* September 14, 2009 See Also - Rel. No. 34-60518 Federal Register version (74 FR 50861)
34-60710	Sept. 23, 2009	SR-CBOE-2009-057	Order Approving Proposed Rule Change Related to Market-Maker and Specialist Orders *Comments Due:* September 8, 2009 See Also - Rel. No. 34-60491 Federal Register version (74 FR 50853)
34-60697	Sept. 21, 2009	SR-FINRA-2009-052	Order Granting Approval of Proposed Rule Change To Adopt FINRA Rule 2264 (Margin Disclosure Statement) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60697 Federal Register version (74 FR 49051)
34-60701	Sept. 21, 2009	SR-FINRA-2009-014	Order Approving Proposed Rule Change To Adopt FINRA Rule 2150 (Improper Use of Customers' Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60135 Federal Register version (74 FR 49425)
34-60687	Sept. 18, 2009	SR-Phlx-2009-59	Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Exchange's By-Laws, Regulatory Oversight Committee and Referee Program *Comments Due:* September 1, 2009 See Also - Rel. No. 34-60431 Federal Register version (74 FR 49060)
34-60694	Sept. 18, 2009	SR-Phlx-2009-65	Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 *Comments Due:* September 8, 2009 See Also - Rel. No. 34-60466 Federal Register version (74 FR 49048)
34-60686	Sept. 18, 2009	SR-BX-2009-041	Order Approving a Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and To Modify Related Rules *Comments Due:* September 8, 2009 See Also - Rel. No. 34-60686 Federal Register version (74 FR 49051)
34-60670	Sept. 15, 2009	SR-NYSEAmex-2009-46	Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 1000 To Allow Exchange Systems To Access CCS Interest To Partially Fill an Incoming Limit Order *Comments Due:* September 1, 2009 See Also - Rel. No. 34-60428 Federal Register version (74 FR 48328)
34-60671	Sept. 15, 2009	SR-NYSE-2009-71	Order Approving a Proposed Rule Change Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest To Partially Fill an Incoming Limit Order *Comments Due:* September 1, 2009 See Also - Rel. No. 34-60429 Federal Register version (74 FR 48327)
34-60668	Sept. 14, 2009	SR-BX-2009-043	Order Approving Proposed Rule Change To Extend a Holiday for Certain Registration and Processing Fees for Associated Persons *Comments Due:* August 31, 2009 See Also - Rel. No. 34-60427 Federal Register version (74 FR 48115)
34-60665	Sept. 14, 2009	SR-CBOE-2009-052	Order Approving a Proposed Rule Change Related to the Hybrid Matching Algorithms *Comments Due:* August 31, 2009 See Also - Rel. No. 34-60420 Federal Register version (74 FR 48114)
34-60659	Sept. 11, 2009	SR-FINRA-2009-044	Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60330 Federal Register version (74 FR 48117)
34-60645	Sept. 10, 2009	SR-FINRA-2009-039	Order Approving Proposed Rule Change To Adopt FINRA Rule 3310 (Anti-Money Laundering Compliance Program) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60112 Federal Register version (74 FR 47630)
34-60648	Sept. 10, 2009	SR-FINRA-2009-048	Order Approving Proposed Rule Change To Adopt FINRA Rule 5230 (Payments Involving Publications That Influence the Market Price of a Security) in the Consolidated FINRA Rulebook See Also - Rel. No. 34-60422 Federal Register version (74 FR 47837)
34-60639	Sept. 9, 2009	SR-CTA-2008-01	Order Approving the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 2008 *Comments Due:* July 20, 2009 See Also - Release No. 34-60154 Federal Register version (74 FR 47629)
34-60635	Sept. 8, 2009	SR-FINRA-2007-024	Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Rule 2320 Regarding Best Execution and Interpositioning See Also - Rel. No. 34-59788 Federal Register version (74 FR 47302)
34-60620	Sept. 3, 2009	SR-CHX-2009-10	Order Types to the Brokerplex System *Comments Due:* August 25, 2009 See Also - Rel. No. 34-60395 Federal Register version (74 FR 46814)
34-60598	Sept. 1, 2009	SR-ISE-2009-45	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Changes to Rule 312 in Connection With the Purchase by International Securities Exchange Holdings, Inc. of Equity Interests in Optifreeze, LLC *Comments Due:* August 20, 2009 See Also - Rel. No. 34-60382 Federal Register version (74 FR 46280)
34-60594	Aug. 31, 2009	SR-DTC-2009-11	Order Approving Proposed Rule Change To Eliminate One of the Indemnity Surety Programs in the Profile Modification System *Comments Due:* August 10, 2009 See Also - Rel. No. 34-60304 Federal Register version (74 FR 46285)
34-60589	Aug. 31, 2009	SR-CBOE-2009-047	Order Approving a Proposed Rule Change To Permit All CBSX Market-Makers To Operate From the CBSX Floor Post *Comments Due:* August 20, 2009 See Also - Rel. No. 34-60375 Federal Register version (74 FR 46290)
34-60586	Aug. 28, 2009	SR-BATS-2009-026	Order Entry and Receipt of Market Data See Also - Rel. No. 34-60364 Federal Register version (74 FR 46256)
34-60582	Aug. 28, 2009	4-429	Order Approving Amendments To Withdraw From the Intermarket Options Linkage Plan Filed by Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc. View Received Comments See Also - Release No. 34-60360 Federal Register version (74 FR 45662)
34-60584	Aug. 28, 2009	SR-ISE-2009-35	Order Granting Approval of Proposed Rule Change Relating to Qualified Contingent Cross Orders *Comments Due:* July 17, 2009 View Received Comments See Also - Request to Vacate Order, Order Extending Time to File Statements, Order Granting Petition for Review and Scheduling Filing of Statements, Automatic Stay of Delegated Action, s Response to Motion to Lift Automatic Stay, s Petition for Review, Automatic Stay of Delegated Action, Automatic Stay of Delegated Action, s Notice of Intention to Petition for Review, s Petition for Review, Rel. No. 34-60147 Federal Register version (74 FR 45663)
34-60559	Aug. 21, 2009	SR-ISE-2009-27	Order Protection and Locked/Crossed Market Plan *Comments Due:* June 29, 2009 See Also - Rel. No. 34-60014 Federal Register version (74 FR 46250)
34-60560	Aug. 21, 2009	SR-FINRA-2009-045	Order Approving Proposed Rule Change Relating to Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility See Also - Rel. No. 34-60239 Federal Register version (74 FR 44414)
34-60555	Aug. 21, 2009	SR-CBOE-2009-039	Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers *Comments Due:* August 7, 2009 See Also - Rel. No. 34-60271 Federal Register version (74 FR 43741)
34-60550	Aug. 20, 2009	SR-Phlx-2009-61	Order Protection and Locked/Crossed Market Plan *Comments Due:* August 18, 2009 See Also - Rel. No. 34-60363 Federal Register version (74 FR 44430)
34-60546	Aug. 20, 2009	SR-NASDAQ-2009-058	Order Approving Proposed Rule Change To Modify Port Fees *Comments Due:* August 6, 2009 See Also - Rel. No. 34-60265 Federal Register version (74 FR 43184)
34-60551	Aug. 20, 2009	SR-CBOE-2009-040	Order Protection and Locked/Crossed Market Plan *Comments Due:* July 29, 2009 See Also - Rel. No. 34-60187 Federal Register version (74 FR 43196)
34-60542	Aug. 19, 2009	SR-NYSE-2009-60	Order Approving a Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements *Comments Due:* August 6, 2009 See Also - Rel. No. 34-60261 Federal Register version (74 FR 43193)
34-60531	Aug. 19, 2009	4-443	Order Approving Amendment No. 3 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options View Received Comments See Also - Release No. 34-60365 Submit a Comment on 4-443 Federal Register version (74 FR 43173)
34-60526	Aug. 18, 2009	SR-NYSEAmex-2009-19	Order Protection and Locked/Crossed Market Plan *Comments Due:* June 30, 2009 See Also - Rel. No. 34-60015 Federal Register version (74 FR 43185)
34-60527	Aug. 18, 2009	SR-NYSEArca-2009-45	Order Protection and Locked/Crossed Market Plan *Comments Due:* July 6, 2009 See Also - Rel. No. 34-60054 Federal Register version (74 FR 43178)
34-60530	Aug. 18, 2009	SR-BX-2009-028	Order Protection and Locked/Crossed Market Plan *Comments Due:* July 20, 2009 See Also - Rel. No. 34-60158 Federal Register version (74 FR 43200)