Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change, as modified by Amendment No. 4, to Amend NYSE Rule 452 and Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting for the Election of Directors and Codify Two Previously Published Interpretations That Do Not Permit Broker Discretionary Votes for Material Amendments to Investment Advisory Contracts

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a June 30, 2009, meeting with a representative of Broadridge Financial Solutions Inc.
Public Comment Steven Gratzer
Public Comment Marc Cox, Shareholder, Charlotte, North Carolina
Public Comment Neils Holch, Executive Director, Shareholder Communications Coalition
Public Comment Frank Curtiss, Head of Corporate Governance, Railpen Investments
Public Comment Michael R. McAlevey, Vice President and Chief Corporate, Securities & Finance Counsel, General Electric Company
Public Comment Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Public Comment Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association, New York, New York
Public Comment Marilyn J. Wasser, Executive Vice President & General Counsel, Realogy Corporation
Public Comment David E. Brown, Jr., Justin R. Howard, Mark F. McElreath, and William S. Ortwein, Alston Bird LLP, Atlanta, Georgia
Public Comment Doug Pearce, Chief Executive Officer and Chief Investment Officer, British Columbia Investment Management Corporation
Public Comment John Endean, President, American Business Conference
Public Comment Steven B. Boehm and Cynthia M. Krus, Sutherland Asbill Brennan LLP, Washington, District of Columbia
Public Comment Lewis B. Campbell, Chairman and Chief Executive Officer, Textron Inc.
Public Comment Anne Sheehan, Director, Corporate Governance, California State Teachers' Retirement System's
Public Comment Anthony J. Horan, Corporate Secretary, JPMorgan Chase & Co.
Public Comment Ashbel C. Williams, Executive Director CIO, Florida State Board of Administration, Tallahassee, Florida
Public Comment Barry M. Olliff, Chief Investment Officer, City of London Investment Company Limited
Public Comment Carl T. Hagberg
Public Comment Cary Klafter, Vice President, Legal and Corporate Affairs, and Corporate Secretary, Intel Corporation
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Public Comment Clifford DuPree, Vice President, Corporate Governance & Assistant Corporate Secretary, CA, Inc.
Public Comment Dale A. Rocheleau, Esq., Sr. Vice President, General Counsel and Corporate Secretary, Central Vermont Public Service Corporation
Public Comment Daniel Rothstein, Executive Vice President Chief Risk Officer & General Counsel, Provident New York Bancorp
Public Comment David M. Dobkin
Public Comment David S. Rosenthal, Vice President, Investor Relations, Exxon Mobil Corporation
Public Comment David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce, Washington, District of Columbia
Public Comment E.J. Wunsch, Assistant Secretary and Associate General Counsel, The Procter & Gamble Company
Public Comment G. Richard Wagoner, Jr., Chairman and Chief Executive Officer, General Motors Corporation
Public Comment Hye-Won Choi, Senior Vice President and Head of Corporate Governance, Teachers Insurance and Annuity Association and College Retirement Equities Fund

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2006-92
Release Number
34-59464
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