34825
Feb. 7, 2023
812-15390
Elevation Series Trust and Paralel Advisors LLC
34827
Feb. 7, 2023
812-15402
RBB Fund Trust and Element ETFs, LLC.
34826
Feb. 7, 2023
812-15412
Cadre Horizon Fund, Inc., et al.
34823
Feb. 1, 2023
812-15397
Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC
34813
Jan. 24, 2023
812-15247
Monachil Credit Income Fund, et al.
34809
Jan. 18, 2023
812-15408
Touchstone Strategic Trust, et al.
34810
Jan. 18, 2023
812-15355
Forum Real Estate Income Fund, et al.
34808
Jan. 17, 2023
812-15248
PCM Fund, Inc., et al.
34805
Jan. 13, 2023
812-15326
Golub Capital BDC, Inc., et al.
34806
Jan. 13, 2023
812-15285
ACAP Strategic Fund, et al.
34799
Jan. 10, 2023
812-15382
MidCap Financial Investment Corporation, et al.
34800
Jan. 10, 2023
812-15388
Monroe Capital Corporation, et al.
34798
Jan. 9, 2023
812-15339
Silver Spike Investment Corp., et al.
34793
Dec. 28, 2022
812-15420
VanEck Russia ETF and VanEck Russia Small-Cap ETF, Series of VanEck ETF Trust, and Van Eck Associates Corporation; Notice of Application and Temporary Order
Federal Register version (88 FR 393)
34791
Dec. 23, 2022
812-15416
Franklin FTSE Russia ETF, a Series of Franklin Templeton ETF Trust, and Franklin Advisory Services, LLC; Notice of Application and Temporary Order
Federal Register version (87 FR 80238)
34789
Dec. 22, 2022
812-15358
Cantor Fitzgerald Sustainable Infrastructure Fund and Cantor Fitzgerald Investment Advisors, L.P.
34788
Dec. 22, 2022
812-15361
Varagon Capital Corporation, et al.
34776
Dec. 16, 2022
812-15393
Prospect Floating Rate and Alternative Income Fund, Inc. and Prospect Capital Management L.P.
34773
Dec. 14, 2022
812-15387
Hennessy Funds Trust, et al.
34772
Dec. 13, 2022
812-15251
Trinity Capital Inc.
34767
Nov. 30, 2022
812-15383
J.P. Morgan Exchange-Traded Fund Trust, et al.
34757
Nov. 22, 2022
812-15386
Royalty Pharma Plc and Royalty Pharma Finance Corporation
34753
Nov. 16, 2022
812-15237
Goldman Sachs BDC, Inc., et al
34751
Nov. 15, 2022
812-15371
Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust
34749
Nov. 8, 2022
812-15379
Lincoln Variable Insurance Products Trust and Lincoln Investment Advisors Corporation
34748
Nov. 8, 2022
812-15362
Main Street Capital Corporation, et al.
34742
Oct. 28, 2022
812-15305
PennantPark Investment Advisers, LLC, et al.
34740
Oct. 26, 2022
812-15366
Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP
34730
Oct. 25, 2022
812-15378
Neuberger Berman BDC LLC, et al.
34728
Oct. 14, 2022
812-15322
Nuveen Churchill Direct Lending Corp., et al.
34722
Sept. 30, 2022
812-15368
Ares Capital Corporation, et al.
34718
Sept. 26, 2022
812-15286
John Hancock Asset-Based Lending Fund, et al.
34705
Sept. 20, 2022
812-15344-01
CCOF II Lux Feeder, SCSp, et al.
34706
Sept. 20, 2022
812-15226
Capital Southwest Corporation
34704
Sept. 19, 2022
812-15287
Brightwood Capital Corporation I, Et Al
34700
Sept. 13, 2022
812-05867
Merrill Lynch Corporate Dividend Fund, Inc., et al.
34701
Sept. 13, 2022
812–05753
VALIC Timed Opportunity Fund, Inc.
34697
Sept. 8, 2022
812-15360
Pacific Funds Series Trust, et al.
34698
Sept. 8, 2022
812-15349
Varagon Capital Corporation, et al.
34696
Sept. 7, 2022
812-15341
Owl Rock Capital Corporation, et al.
34695
Sept. 6, 2022
812-15348
Rand Capital Corporation, et al.
34694
Aug. 31, 2022
812-15320
MSD Investment Corp., et al.
34691
Aug. 30, 2022
812-15342
New Mountain Capital, L.L.C., et al.
34692
Aug. 30, 2022
812-15350
Runway Growth Finance Corp., et al.
34693
Aug. 30, 2022
812-14387
CION Investment Corporation, et al.
34676
Aug. 17, 2022
812-5611
Piedmont Income Fund, Inc.
34679
Aug. 17, 2022
812-5419
Prudential-Bache Option Growth Fund, Inc.
34668
Aug. 9, 2022
812-15319
Quaker Investment Trust and Community Capital Management, LLC.
34666
Aug. 8, 2022
812-15283
Cypress Creek Private Strategies Master Fund, L.P., et al.
34661
Aug. 3, 2022
812-15377
iShares MSCI Russia ETF, a Series of iShares Inc., and BlackRock Fund Advisors; Notice of Application and Temporary Order
Federal Register version (87 FR 48521)
34660
Aug. 3, 2022
812-15090
Sixth Street Specialty Lending, Inc., Et Al
34658
Aug. 2, 2022
812-15327
Morgan Stanley Direct Lending Fund, et al.
34659
Aug. 2, 2022
812-15330
Prospect Capital Corporation, et al.
34654
July 25, 2022
812-15336
Goldman Sachs Trust II, et al
34650
July 19, 2022
812-15334
Federated Hermes Project and Trade Finance Tender Fund and Federated Investment Management Company
34646
July 12, 2022
813-00405
Viking Global Equities II LP and Viking Global Investors LP
34640
June 29, 2022
812-15314
Voya Senior Income Fund, et al.
34639
June 28, 2022
812-15298
Blackrock Capital Investment Advisors, LLC and Blackrock Private Credit Fund
34617
June 15, 2022
812-15208
Lafayette Square Empire BDC, Inc., et al
34616
June 14, 2022
812-15337
Allianz Global Investors U.S. LLC, et al.
34614
June 14, 2022
812-15168
Stone Point Credit Corporation, et al.
34613
June 9, 2022
812-15315
First Eagle Alternative Capital BDC, Inc., et al.
34611
June 7, 2022
812-15079
WCB Investment Pool LLC
34612
June 7, 2022
812-15317
Blackstone Floating Rate Enhanced Income Fund, et al.
34604
June 1, 2022
812-15280
AFC BDC Inc., et al.
34586
May 17, 2022
812-15312
Churchill Asset Management LLC and Nuveen Churchill Private Capital Income Fund
34584
May 16, 2022
812-15213
Capital Southwest Corporation
34580
May 11, 2022
812-15291
AGL Separate Account VL-R, et al.
34579
May 9, 2022
812-15255
Stellus Capital Investment Corporation, et al.
34578
May 4, 2022
812-15333
Voya Russia Fund, a Series of Voya Mutual Funds, and Voya Investments, LLC; Notice of Application and Temporary Order
Federal Register version (87 FR 28080)
34574
April 29, 2022
812-15294
IndexIQ Active ETF Trust and IndexIQ Advisors LLC
34572
April 27, 2022
812-15310
Brighthouse Funds Trust I, et al.
34571
April 26, 2022
812-15308
Principal Exchange-Traded Funds, et al.
34568
April 21, 2022
813-00393
Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P.
See Also -
34365A
34558
April 14, 2022
812-15259
BlackRock Capital Investment Corporation, et al.
34557
April 11, 2022
812-15267
Panagram Capital, LLC, et al.
34555
April 5, 2022
812-15277
Alpha Alternative Assets Fund and Alpha Growth Management LLC
34553
April 1, 2022
812-15245
Redwood Enhanced Income Corp., et al.
34551
March 30, 2022
812-15136
Jefferies Private Credit BDC Inc., et al.
34546
March 29, 2022
812-15234
Onex Falcon Direct Lending BDC Fund, et al
34537
March 22, 2022
812-15282
Northern Lights Fund Trust IV, et al.
34532
March 15, 2022
812-15243
Alpha Architect ETF Trust and Empowered Funds, LLC
34534
March 15, 2022
812-15288
Thrivent ETF Trust, et al.
34525
March 8, 2022
812-15295
Morgan Stanley Pathway Funds
34526
March 8, 2022
812-15293
Brinker Capital Destinations Trust
34528
March 8, 2022
812-15231
Advisors Series Trust and Semper Capital Management, L.P.
34527
March 8, 2022
812-15273
DoubleLine ETF Trust, et al.
34524
March 3, 2022
812-15276
John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC
34518
March 1, 2022
812-15274
Credit Suisse Asset Management, LLC., et al.
34509
Feb. 16, 2022
812-15215
MSD Investment, LLC, et al.
34508
Feb. 15, 2022
812-15264
Catholic Responsible Investments Funds and Christian Brothers Investment Services, Inc.
34506
Feb. 15, 2022
812-14556
Silver Point Specialty Lending Fund, et al.
34498
Feb. 9, 2022
812-15284
Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund
34496
Feb. 7, 2022
812-15235
John Hancock Exchange-Traded Fund Trust, et al.
34494
Feb. 2, 2022
812-15217
ETF Opportunities Trust and Applied Finance Advisors, LLC
34492
Feb. 1, 2022
812-15257
Fairway Private Equity & Venture Capital Opportunities Fund and Fairway Capital Management, LLC
34493
Feb. 1, 2022
812-15190
HPS Corporate Lending Fund, et al.
34489
Jan. 31, 2022
812-15192
Apollo Credit Management, LLC and Apollo Debt Solutions BDC.
See Also -
812-15192-01
34481
Jan. 25, 2022
812-15223
Flat Rock Global, LLC, et al.
34473
Jan. 19, 2022
812-15225
Capital Group ETF Trust, et al.