Investment Company Act Order

Quick Links

  • empty
Release Number SEC Issue Date File Number Details
IC-35437 812-15574 IC-35437
IC-35431 812-15624 IC-35431
IC-35430 812-15646 Hamilton Lane Private Assets Fund, et al.
IC-35429 812-15649 TCW PRIVATE ASSET INCOME FUND et al
IC-35428 812-15651 CALLODINE SPECIALTY INCOME FUND et al
IC-35422 812-15536 Willow Tree Capital Corporation, et al.
IC-35421 813-00414 Greystone & Co. II LLC and Greystone Employee Investments LP
IC-35416 812-15654 Figure Certificate Company
IC-35415 812-15188 Zscaler, Inc.
IC-35414 812-15571 IC-35414
IC-35413 812-15642 Redwood Real Estate Income Fund and Redwood Investment Management, LLC
IC-35412 812-15645 IC-35412
IC-35411 812-15179-01 IC-35411
IC-35406 812-15564 Franklin Lexington Private Markets Fund, et al.
IC-35404 812-15547 John Hancock Multi Asset Credit Fund, et al.
See Also - Hearing Request
IC-35398 812-15580 Institutional Investment Strategy Fund, et al.
IC-35391 812-15518 5C Lending Partners Corp., et al.
IC-35390 812-15638 Elevation Series Trust and TrueMark Investments, LLC
IC-35389 812-15550 AGL PRIVATE INCOME FUND, et al.
IC-35384 812-15596 Gemcorp Capital Advisors LLC and Gemcorp Commodities Alternative Products Fund
IC-35383 812-15507 IC-35383
IC-35380 812-15563 AFA PRIVATE CREDIT FUND, et al.
IC-35379 812-15500 TriplePoint Venture Growth BDC Corp., et al.
IC-35376 813-00403 IC-35376
IC-35375 812-15433 White Oak Secured Asset Lending Fund, Inc.
IC-35372 812-15532 Jefferies Finance LLC, et al.
IC-35371 812-15615 Sound Point Alternative Income Fund, Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC
IC-35369 812-15482 Lafayette Square USA, Inc., et al.
IC-35360 812-15598 T. ROWE PRICE OHA FLEXIBLE CREDIT INCOME FUND OHA PRIVATE CREDIT ADVISORS II, L.P.
IC-35356 812-15608 Russell Investments New Economy Infrastructure Fund, Russell Investments Strategic Credit Fund and Russell Investment Management, LLC
IC-35353 812-15612 Wellington Global Multi-Strategy Fund, et al.
IC-35352 812-15603 MA Specialty Credit Income Fund, et al.
IC-35349 812-15499 Franklin BSP Capital Corporation, et al.
IC-35347 812-15498 Great Elm Capital Corp., et al.
IC-35346 812-15365 Lafayette Square USA, Inc., et al.
IC-35334 812-15523 CION Grosvenor Infrastructure Fund, et al.
IC-35333 812-15489 AB PRIVATE CREDIT INVESTORS, LLC, et al.
IC-35330 812-15602 GLADSTONE ALTERNATIVE INCOME FUND, et al.
IC-35320 812-15549 Oaktree Strategic Credit Fund, et al.
IC-35319 812-15548 CMFG Variable Annuity Account, et al.
IC-35318 812-15427 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
IC-35314 812-15451 Felicitas Private Markets Fund, et al.
IC-35309 812-15496 IC-35309
IC-35299 812-15486 Axonic Alternative Income Fund, et al.
IC-35298 812-15515 Overland Advantage, et al.
IC-35295 812-15491 Order Under Sections 17(d) and 57(i) of The Investment Company Act of 1940 and Rule 17d-1 Under The Act
IC-35294 812-15601 Unified Series Trust and Efficient Capital Management, LLC
IC-35293 812-15569 CION Grosvenor Infrastructure Fund and CION Grosvenor Management, LLC
IC-35288 812-15561 IC-35288
IC-35275 812-15395 HPS Corporate Lending Fund, et al.
IC-35276 812-15275 Carlyle Secured Lending, Inc., et al.
IC-35274 812-15545 FRANKLIN LEXINGTON PRIVATE MARKETS FUND, et al.
IC-35219 812-15553 Order Under Section 6(c) of the Investment Company Act of 1940
IC-35218 812-15434 Order Under Sections 17(d) and 57(i) of the Investment Company Act of 1940 and Rule 17d-1 Under the Act
IC-35217 812-15478 Kennedy Lewis Capital Company, et al
IC-35216 812-15520 TCW Direct Lending LLC, et al
IC-35212 812-15519 Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.
IC-35211 812-15535 Monachil Credit Income Fund, et al.
IC-35209 812-15450 Crescent Capital BDC, Inc., et al.
IC-35208 813-00398 F&W Investments LP and Fenwick & West LLP
IC-35206 812-15457 Polen Credit Opportunities Fund, et al.
IC-35198 812-15524 Venerable Insurance and Annuity Company, et al.
IC-35196 813-00410 Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP
IC-35192 812-15476-01 Sound Point Meridian Capital, Inc., et al.
IC-35186 812-15557 Aether Infrastructure & Natural Resources Fund, et al.
IC-35174 812-15473 Oaktree Fund Advisors, LLC and Oaktree Diversified Income Fund Inc.
IC-35171 812-15446 Coller Secondaries Private Equity Opportunities Fund, et al.
IC-35169 812-15546 Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC
IC-35167 812-15531 James Alpha Funds Trust d/b/a Easterly Funds Trust, et al.
IC-35166 812-15464 IC-35166
IC-35164 812-15381 First Trust Real Assets Fund, et al.
IC-35158 812-15488 Barings Corporate Investors, et al.
IC-35156 812-15527 Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC
IC-35151 812-15502 BlP Ventures Evergreen BDC, et al
IC-35149 812-15490 Diameter Credit Company et.al
IC-35148 812-15209 Blue Tractor ETF Trust, et al.
IC-35147 812-15516 ROUNDHILL ETF TRUST, et al.
IC-35146 812-15526 BondBloxx ETF Trust and BondBloxx Investment Management Corporation
IC-35145 812-15403 Investment Managers Series Trust and Liberty Street Advisors, Inc.
IC-35136 812-15431 Golub BDC Inc et al.
IC-35135 812-15537 Axxes Private Markets Fund and Axxes Advisors LLC
IC-35134 812-15534 AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
IC-35133 812-15468 AB CarVal Opportunistic Credit Fund, et al.
IC-35130 812-15493 CAZ Strategic Opportunities Fund, et al
IC-35128 812-15477 GC Advisors LLC and Golub Capital Private Credit Fund
IC-35126 812-15479 IC-35126
IC-35125 812-15495 IC-35125
IC-35124 812-15522 Octagon XAI CLO Income Fund and XA Investments LLC
IC-35093 812-15429 AB CarVal Opportunistic Credit Fund, et al.
IC-35092 812-15513 Mainstay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC
IC-35091 812-15530 Nuveen Enhanced Floating Rate Income Fund, et al.
IC-35072 812-15509 Order Under Section 6(C) of The Investment Company Act of 1940 Granting an Exemption from Sections 18(a)(2), 18(c) And 18(i) of The Act, Under Sections 6(C) and 23(C) of The Act Granting an Exemption from Rule 23c-3 of The Act and Pursuant to Section 1
IC-35071 812-15514 Order Under Section 6(c) of the Investment Company Act of 1940
IC-35070 812-15506 Order Under Section 6(c) of the Investment Company Act of 1940
IC-35069 812-15467 Oxford Park Income Fund, Inc., et al.
IC-35066 812-15511 Jackson Credit Opportunities Fund, et. al.
IC-35064 812-15458 John Hancock GA Mortgage Trust, et al.
IC-35065 812-15459 Order Under Sections 17(D) And 57(I) of the Investment Company Act of 1940 and Rule 17d-1 Under the Act
IC-35063 812-15392 Kayne Anderson Energy Infrastructure Fund, Inc., et al.
IC-35062 812-15439 Nomura Alternative Income Fund, et al.
Displaying 401 - 500 of 2214