Investment Company Act Order

Quick Links

  • empty
Release Number SEC Issue Date File Number Details
34887 812-15332 Ares Strategic Income Fund and Ares Capital Management LLC
34885 812-15440 The RBB Fund, Inc., et al.
34883 812-15441 Cloudflare, Inc.
34882 812-15406 Pender Real Estate Credit Fund and Pender Capital Management, LLC
34880 812-15292 BC Partners Lending Corporation, et al.
34878 812-15380 Lord Abbett & Co. LCC, et al.
34877 812-15437 Confluent, Inc.
34876 812-15424 JPMorgan Private Markets Fund, et al.
34872 812-15325 PGIM Private Real Estate Fund, Inc., et al.
34863 812-15411 Tidal Trust II, et al.
34857 812-15356 The RBB Fund, Inc., et al.
34858 812-15352 The RBB Fund, Inc., et al.
34852 812-15353 Carlyle AlpInvest Private Markets Fund, et al.
34851 812-15367 Constitution Capital Access Fund, LLC, et al.
34847 812-15309 Kennedy Lewis Management LP, et al.
34844 812-15375 Fidelity Private Credit Fund and Fidelity Diversifying Solutions LLC
34833 812-15409 Guidestone Funds and Guidestone Capital Management, LLC
34834 812-15224 Forum Real Estate Income Fund, et al.
34831 812-15307 Fidelity Private Credit Fund., et al.
34829 812-15297 Prospect Capital Management L.P. and Prospect Floating Rate and Alternative Income Fund, Inc.
34825 812-15390 Elevation Series Trust and Paralel Advisors LLC
34827 812-15402 RBB Fund Trust and Element ETFs, LLC.
34826 812-15412 Cadre Horizon Fund, Inc., et al.
34823 812-15397 Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC
34813 812-15247 Monachil Credit Income Fund, et al.
34809 812-15408 Touchstone Strategic Trust, et al.
34810 812-15355 Forum Real Estate Income Fund, et al.
34808 812-15248 PCM Fund, Inc., et al.
34805 812-15326 Golub Capital BDC, Inc., et al.
34806 812-15285 ACAP Strategic Fund, et al.
34799 812-15382 MidCap Financial Investment Corporation, et al.
34800 812-15388 Monroe Capital Corporation, et al.
34798 812-15339 Silver Spike Investment Corp., et al.
34793 812-15420 VanEck Russia ETF and VanEck Russia Small-Cap ETF, Series of VanEck ETF Trust, and Van Eck Associates Corporation; Notice of Application and Temporary Order
Federal Register version (88 FR 393)
34791 812-15416 Franklin FTSE Russia ETF, a Series of Franklin Templeton ETF Trust, and Franklin Advisory Services, LLC; Notice of Application and Temporary Order
Federal Register version (87 FR 80238)
34789 812-15358 Cantor Fitzgerald Sustainable Infrastructure Fund and Cantor Fitzgerald Investment Advisors, L.P.
34788 812-15361 Varagon Capital Corporation, et al.
34776 812-15393 Prospect Floating Rate and Alternative Income Fund, Inc. and Prospect Capital Management L.P.
34773 812-15387 Hennessy Funds Trust, et al.
34772 812-15251 Trinity Capital Inc.
34767 812-15383 J.P. Morgan Exchange-Traded Fund Trust, et al.
34757 812-15386 Royalty Pharma Plc and Royalty Pharma Finance Corporation
34753 812-15237 Goldman Sachs BDC, Inc., et al
34751 812-15371 Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust
34749 812-15379 Lincoln Variable Insurance Products Trust and Lincoln Investment Advisors Corporation
34748 812-15362 Main Street Capital Corporation, et al.
34742 812-15305 PennantPark Investment Advisers, LLC, et al.
34740 812-15366 Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP
34730 812-15378 Neuberger Berman BDC LLC, et al.
34728 812-15322 Nuveen Churchill Direct Lending Corp., et al.
34722 812-15368 Ares Capital Corporation, et al.
34718 812-15286 John Hancock Asset-Based Lending Fund, et al.
34705 812-15344-01 CCOF II Lux Feeder, SCSp, et al.
34706 812-15226 Capital Southwest Corporation
34704 812-15287 Brightwood Capital Corporation I, Et Al
34700 812-05867 Merrill Lynch Corporate Dividend Fund, Inc., et al.
34701 812–05753 VALIC Timed Opportunity Fund, Inc.
34697 812-15360 Pacific Funds Series Trust, et al.
34698 812-15349 Varagon Capital Corporation, et al.
34696 812-15341 Owl Rock Capital Corporation, et al.
34695 812-15348 Rand Capital Corporation, et al.
34694 812-15320 MSD Investment Corp., et al.
34691 812-15342 New Mountain Capital, L.L.C., et al.
34692 812-15350 Runway Growth Finance Corp., et al.
34693 812-14387 CION Investment Corporation, et al.
34676 812-5611 Piedmont Income Fund, Inc.
34679 812-5419 Prudential-Bache Option Growth Fund, Inc.
34668 812-15319 Quaker Investment Trust and Community Capital Management, LLC.
34666 812-15283 Cypress Creek Private Strategies Master Fund, L.P., et al.
34661 812-15377 iShares MSCI Russia ETF, a Series of iShares Inc., and BlackRock Fund Advisors; Notice of Application and Temporary Order
Federal Register version (87 FR 48521)
34660 812-15090 Sixth Street Specialty Lending, Inc., Et Al
34658 812-15327 Morgan Stanley Direct Lending Fund, et al.
34659 812-15330 Prospect Capital Corporation, et al.
34654 812-15336 Goldman Sachs Trust II, et al
34650 812-15334 Federated Hermes Project and Trade Finance Tender Fund and Federated Investment Management Company
34646 813-00405 Viking Global Equities II LP and Viking Global Investors LP
34640 812-15314 Voya Senior Income Fund, et al.
34639 812-15298 Blackrock Capital Investment Advisors, LLC and Blackrock Private Credit Fund
34617 812-15208 Lafayette Square Empire BDC, Inc., et al
34616 812-15337 Allianz Global Investors U.S. LLC, et al.
34614 812-15168 Stone Point Credit Corporation, et al.
34613 812-15315 First Eagle Alternative Capital BDC, Inc., et al.
34611 812-15079 WCB Investment Pool LLC
34612 812-15317 Blackstone Floating Rate Enhanced Income Fund, et al.
34604 812-15280 AFC BDC Inc., et al.
34586 812-15312 Churchill Asset Management LLC and Nuveen Churchill Private Capital Income Fund
34584 812-15213 Capital Southwest Corporation
34580 812-15291 AGL Separate Account VL-R, et al.
34579 812-15255 Stellus Capital Investment Corporation, et al.
34578 812-15333 Voya Russia Fund, a Series of Voya Mutual Funds, and Voya Investments, LLC; Notice of Application and Temporary Order
Federal Register version (87 FR 28080)
34574 812-15294 IndexIQ Active ETF Trust and IndexIQ Advisors LLC
34572 812-15310 Brighthouse Funds Trust I, et al.
34571 812-15308 Principal Exchange-Traded Funds, et al.
34568 813-00393 Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P.
See Also - 34365A
34558 812-15259 BlackRock Capital Investment Corporation, et al.
34557 812-15267 Panagram Capital, LLC, et al.
34555 812-15277 Alpha Alternative Assets Fund and Alpha Growth Management LLC
34553 812-15245 Redwood Enhanced Income Corp., et al.
34551 812-15136 Jefferies Private Credit BDC Inc., et al.
34546 812-15234 Onex Falcon Direct Lending BDC Fund, et al
Displaying 401 - 500 of 2075