| 9:00-9:30 a.m. | Networking Session and Continental Breakfast |
| 9:30-10:00 a.m. | Welcome Remarks and Approval of Minutes of Previous Meeting |
| 10:00-10:30 a.m. | Discussion of a Recommendation of the Investor as Purchaser Subcommittee Regarding Electronic Delivery of Information to Retail Investors |
| 10:30-12:00 p.m. | Discussion Regarding Retail Investor Protections and Transparency in Municipal and Corporate Bond Markets
- Lynnette Kelly, Executive Director, Municipal Securities Rulemaking Board
- William F. Maxwell, Mary Jo Vaughn Rauscher Chair in Financial Investments, Edwin L. Cox School of Business, Southern Methodist University
- Rebecca Olsen, Acting Director, Office of Municipal Securities, SEC
- Randy Snook, Executive Vice President, Business Policies & Practices, SIFMA
|
| 12:00-1:30 p.m. | Lunch/Non-Public Administrative Session |
| 1:30-1:50 p.m. | Discussion Regarding Cybersecurity Risk Disclosures (which may include a Recommendation of the Investor as Owner Subcommittee) |
| 1:50-2:15 p.m. | Discussion Regarding Dual-Class Share Structures (which may include a Recommendation of the Investor as Owner Subcommittee) |
| 2:15-3:15 p.m. | Discussion Regarding Retail Investor Disclosure: What Works, What Doesn’t, and Best Practices
- Daylian M. Cain, Associate Professor of Management and Marketing, Yale School of Management
- K. Jeremy Ko, Senior Financial Economist, Division of Economic and Risk Analysis, SEC
- Lisa Lehmann, Executive Director of the U.S. Department of Veterans Affairs National Center for Ethics in Health Care and Associate Professor of Medicine at Harvard Medical School
- Sunita Sah, John and Norma Balen Sesquicentennial Fellow and Assistant Professor of Management and Organizations, Samuel Curtis Johnson Graduate School of Management, Cornell University
|
| 3:15-3:30 p.m. | Subcommittee Reports |
| 3:30 p.m. | Adjourn |
