Crowdfunding investments can only be made through an online platform operated by an intermediary (a registered broker-dealer or funding portal). These intermediaries link potential investors to companies seeking crowdfunding investments.
Looking to register as a funding portal? There is information here.
Additional information on compliance for crowdfunding intermediaries is here.
Looking for information about registered broker-dealers? Check out FINRA’s BrokerCheck.
Searching for a list of registered funding portals? Click here.
Additional information on compliance for issuers is here.
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