Agenda: November 7, 2018, Telephonic Meeting of the Securities and Exchange Commission Investor Advisory Committee
| 2:00-2:15 p.m. | Welcome Remarks and Approval of Minutes of Previous Meeting |
| 2:15-3:30 p.m. | Discussion of the SEC’s Proposed Regulation Best Interest and Form CRS Relationship Summary (which may include a Recommendation of the Investor as Purchaser Subcommittee) |
| 3:30 p.m. | Adjourn |