Agenda: November 7, 2018, Telephonic Meeting of the Securities and Exchange Commission Investor Advisory Committee

2:00-2:15 p.m.Welcome Remarks and Approval of Minutes of Previous Meeting
2:15-3:30 p.m.Discussion of the SEC’s Proposed Regulation Best Interest and Form CRS Relationship Summary (which may include a Recommendation of the Investor as Purchaser Subcommittee)
3:30 p.m.Adjourn