Agenda: September 13, 2018, Meeting of the Securities and Exchange Commission Investor Advisory Committee

9:00-9:30 a.m.Welcome Remarks and Approval of Minutes of Previous Meeting
9:30-10:40 a.m.Discussion Regarding the U.S. Proxy Voting Infrastructure
(Subpanel 1)
  • Ken Bertsch, Executive Director, Council of Institutional Investors
  • Arthur Crozier, Chairman, Innisfree M&A Incorporated
  • David A. Katz, Partner, Wachtell, Lipton, Rosen & Katz
  • Deborah P. Majoras, Chief Legal Officer & Secretary, The Procter & Gamble Company
  • Brian L. Schorr, Partner and Chief Legal Officer, Trian Fund Management, L.P.
10:40—10:45 a.m.Break
10:45-11:45 a.m.Discussion Regarding the U.S. Proxy Voting Infrastructure
(Subpanel 2)
  • Lyell Dampeer, President, Investor Communication Solutions U.S., Broadridge Financial Solutions, Inc.
  • Alexander Lebow, Co-Founder, SAY
  • Edward Rock, Martin Lipton Professor of Law; Director, Institute for Corporate Governance & Finance, New York University School of Law
  • John Zecca, General Counsel North America and Chief Regulatory Officer, Nasdaq
11:45-1:30 p.m. Lunch/Non-Public Administrative Session
1:30-2:00 p.m.Discussion Regarding the Commission's Proposed Transaction Fee Pilot in NMS stocks
(which may include a Recommendation of the Market Structure Subcommittee)
2:00-3:15 p.m.Discussion Regarding the Implications of Passive Investing
  • Rodney Comegys, Principal and Head of the Risk Management Group, Vanguard
  • Jeb B. Doggett, Managing Director, Casey Quirk by Deloitte
  • Marcel Kahan, George T. Lowy Professor of Law, New York University School of Law
  • Robert C. Pozen, Senior Lecturer, MIT Sloan School of Management
  • Robert W. Sharps, Group Chief Investment Officer, T. Rowe Price Group, Inc.
3:15-3:30 p.m.Subcommittee Reports
3:30 p.m.Adjourn