Fixed Income Market Structure Advisory Committee — Technology and Electronic Trading Subcommittee

Summary Minutes of November 15, 2018 Call

The Technology and Electronic Trading Subcommittee held a call on November 15, 2018.

The call convened at approximately 9:00 a.m. via telephone. The following Subcommittee members were on the call:

Dan Allen
Matt Andresen
John Bagley
Horace Carter
Larry Harris
Amar Kuchinad
Rick McVey
Sonali Theisen

The following staff from the Division of Trading and Markets joined the call:

Lizzie Baird
David Dimitrious
Tom Eady
Molly Kim
Patrick Norton
Justin Pica
Ben Bernstein

The following staff from the Office of Municipal Securities joined the call:

Ben Tecmire

The Subcommittee continued their discussion of last look practices in bid-wanted auctions on electronic trading platforms. The Subcommittee determined to continue to pursue their discussion of this topic on future calls.

The call concluded at approximately 10:00 a.m.