Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Additional Archives

2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999

Third Quarter |  Second Quarter | First Quarter

Third Quarter

AAER-3899 Sep. 21, 2017 Paritz & Company, P.A., et al.
Other Release No.: 34-81678
AAER-3898 Sep. 21, 2017 Telia Company AB
Other Release No.: 34-81669
AAER-3897 Sep. 20, 2017 Joseph H. Craft, CPA
Other Release No.: 34-81664
AAER-3896 Sep. 14, 2017 Thomas C. Tekulve, Jr., CPA
Other Release No.: 34-81619
AAER-3895 Sep. 8, 2017 John R. Holtzhauser, CPA
Other Release No.: 34-81559
AAER-3894 Sep. 7, 2017 Brian K. Rabinovitz, CPA
Other Release No.: 34-81546
AAER-3893 Sep. 7, 2017 Waldemar Grab
Other Release No.: 34-81544
AAER-3892 Sep. 7, 2017 Adrian D. Beamish, CPA
Other Release No.: 34-81542
AAER-3891 Aug. 22, 2017 Matthew Gamsey, CPA
Other Release No.: 34-81452
AAER-3890 Aug. 22, 2017 Edward Dimaria
Other Release No.: 34-81451
AAER-3889 Aug. 15, 2017 Lisa Pavelka Mcalister, CPA
Other Release No.: 34-81397
AAER-3888 Aug. 15, 2017 KPMG LLP and John Riordan, CPA
Other Release No.: 34-81396
AAER-3887 Aug. 8, 2017 Michelle L. Helterbran Cochran, CPA
Other Release No.: 34-81349
AAER-3886 Aug. 1, 2017 Michael S. Shore
Other Release No.: 33-10396
AAER-3885 July 28, 2017 Lynn Tilton; Patriarch Partners, et al. (Order Denying Motion to Stay Administrative Proceeding)
Other Release No.:  IC-32765, IA-4735
AAER-3884 Jul. 27, 2017 Halliburton Company and Jeannot Lorenz
Other Release No.: 34-81222
AAER-3883 Jul. 19, 2017 Enviso Capital, LLC, Ryan Bowers and Jeffrey Laberge, CPA
Other Release Nos.: 34-81173, IA-4731, IC-32737
AAER-3882 Jul. 5, 2017 Ryan Petersen
Other Release No.: LR-23874
AAER-3881 Jun. 21, 2017 Jay Mac Rust and Christopher K. Brenner
Other Release No.: LR-23865

Second Quarter

AAER-3880 Jun. 21, 2017 Christopher K. Brenner, Esq. (CPA)
Other Release No.: 34-80991
AAER-3879 Jun. 19, 2017 Mark C. Northrop, CPA
Other Release Nos.: 33-10371, 34-80963, IA-4717
AAER-3878 Jun. 15, 2017 Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros
Other Release No.: 34-80949
AAER-3877 Jun. 15, 2017 Eric W. Kirchner and Richard G. Rodick
Other Release No.: 34-80947
AAER-3876 Jun. 14, 2017 Edward Richardson Jr., CPA and Edward Richardson Jr.
Other Release No.: 34-80918
AAER-3875 Jun. 12, 2017 Lisa Hanmer, CPA
Other Release No.: 34-80904
AAER-3874 Jun. 9, 2017 Michael B. Hayford, et al.
Other Release No.: 33-10369
AAER-3873 Jun. 7, 2017 Dan (“Alice”) Zhang, CPA
Other Release No.: 34-80872
AAER-3872 Jun. 1, 2017 David R. Humphrey, CPA
Other Release Nos.: 33-10368, 34-80839
AAER-3871 May 23, 2017 Lisa Hanmer, CPA
Other Release No.: 34-80750
AAER-3870 May 23, 2017 Daniel Millmann, CPA
Other Release No.: 34-80749
AAER-3869 May 1, 2017 MagnaChip Semiconductor Corporation and Margaret Hye-Ryoung Sakai, CPA
Other Release No.: 33-10352
AAER-3868 Apr. 28, 2017 David Pruitt, CPA
Other Release No.: 34-80548
AAER-3867 Apr. 28, 2017 Mark Wentlent
Other Release No.: 34-80547
AAER-3866 Apr. 21, 2017 Mark McKinnies, CPA
Other Release No.: 34-80507
AAER-3865 Apr. 10, 2017 Galena Biopharma, Inc. and Mark J. Ahn
Other Release No.: 33-10337
AAER-3864 Apr. 4, 2017 William Joseph Kouser Jr., CPA and Ryan James Dougherty, CPA
Other Release No.: 34-80370

First Quarter

AAER-3863 Mar. 14, 2017 Nima Hedayati
Other Release No.: 34-80238
AAER-3862 Mar. 3, 2017 Desarrolladora Homex S.A.B. de C.V
Other Release No.: LR-23765
AAER-3861 Mar. 10, 2017 Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie
Other Release No.: LR-23775
AAER-3860 Feb. 24, 2017 Edward Richardson Jr., CPA and Edward Richardson Jr.
Other Release No.: 34-80103
AAER-3859 Feb. 3, 2017 Thomas Miller and William Liang
Other Release No.: LR-23741
AAER-3858 Feb. 3, 2017 Ixia and Victor Alston
Other Release No.: 33-10302
AAER-3857 Jan. 31, 2017 David A. Aronson, CPA
Other Release No.: 34-79903
AAER-3856 Jan. 26, 2017 Anderson Bradshaw PLLC, et al.
Other Release No.: 34-79880
AAER-3855 Jan. 23, 2017 Overseas Shipholding Group, Inc. and Myles Robert Itkin
Other Release Nos.: 34-79857, 33-10286
AAER-3854 Jan. 23, 2017 Donald P. Jones, CPA
Other Release No.: 34-79856
AAER-3853 Jan. 23, 2017 Shelly R. Mcguire, CPA
Other Release No.: 34-79855
AAER-3852 Jan. 19, 2017 HomeStreet, Inc. and Darrell Van Amen
Other Release No.: 34-79844
AAER-3851 Jan. 18, 2017 Orthofix International N.V.
Other Release No.: 34-79828
AAER-3850 Jan. 18, 2017 General Motors Company
Other Release Nos.: 34-79825
AAER-3849 Jan. 18, 2017 MDC Partners Inc.
Other Release No.: 33-10283
AAER-3848 Jan. 18, 2017 Kenneth Mack and Bryan McMillan
Other Release No.: 34-79820
AAER-3847 Jan. 18, 2017 Brian McCollum
Other Release No.: 34-79819
AAER-3846 Jan. 18, 2017 Jeffrey Hammel, CPA
Other Release Nos.: 34-79817, 33-10282
AAER-3845 Jan. 18, 2017 Orthofix International N.V.
Other Release Nos.: 34-79815, 33-10281
AAER-3844 Jan. 11, 2017 L3 Technologies, Inc.
Other Release No.: 34-79772
AAER-3843 Jan. 12, 2017 Biomet, Inc.
Other Release No.: 34-79780
AAER-3842 Jan. 10, 2017 Larry Lee Crawford, CPA
Other Release No.: 34-79765
AAER-3841 Jan. 6, 2017 Cadbury Limited and Mondelēz International, Inc.
Other Release No.: 34-79753
See also: Administrative Summary