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Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

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First Quarter

Release No. Date Action
First Quarter
AAER-3740 Feb. 5, 2016 Bioelectronics Corp., et al.
Other Release Nos.: 34-77073, 33-10036
AAER-3739 Feb. 4, 2016 SciClone Pharmaceuticals, Inc.
Other Release No.: 34-77058
See Also:  Administrative Summary
AAER-3738 Feb. 4, 2016 Ignacio Cueto Plaza
Other Release No.: 34-77057
See Also:  Administrative Summary
AAER-3737 Feb. 2, 2016 Traci J. Anderson, CPA (Notice That Initial Decision Has Become Final)
Other Release Nos.: 34-77039, 33-10032
AAER-3736 Feb. 1, 2016 SAP SE
Other Release No.: 34-77005
AAER-3735 Jan. 27, 2016 Justin Moongyu Lee, Esq., CPA
Other Release No.: 34-76978
AAER-3734 Jan. 27, 2016 Andrew M. Miller
Other Release No.: LR-23454
AAER-3733 Jan. 20, 2016 Ocwen Financial Corp.
Other Release No.: 34-76938
AAER-3732 Jan. 12, 2016 Reid A. Hackney, CPA
Other Release No.: 34-76879
AAER-3731 Jan. 12, 2016 Miller Energy Resources, Inc., et al.
Other Release Nos.: 34-76876, 33-10002

 

http://www.sec.gov/divisions/enforce/friactions.shtml

Modified: 02/05/2016