Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

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First Quarter

First Quarter

AAER-4114 Jan. 16, 2020 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus, CPA (Corrected Order Granting Petitions for Review and Scheduling Briefs)
Other Release No.: 34-88001
AAER-4113 Jan. 15, 2020 Jeffrey Wada, CPA
Other Release No.: 34-87970
AAER-4112 Jan. 15, 2020 David Middendorf, CPA
Other Release No.: 34-87969
AAER-4111 Jan. 3, 2020 Robert A. Karmann, CPA
Other Release No.: 34-87884