Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Additional Archives

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Third Quarter |  Second Quarter |  First Quarter

Third Quarter

AAER-4065 Aug. 22, 2019 Deutsche Bank AG
Other Release No.: 34-86740
AAER-4064 Aug. 21, 2019 Michael Filkoski, CPA and Scott Magnuson, CPA
Other Release No.: 34-86720
AAER-4063 Aug. 7, 2019 Thomas W. Avent, Jr., CPA, Esq.
Other Release No.: 34-86594
AAER-4062 Aug. 5, 2019 Nandu Thondavadi
Other Release No.: 34-86564
AAER-4060 Jul. 26, 2019 Nevanna Sacks, CPA
Other Release Nos.: 34-86495
AAER-4059 Jul. 16, 2019 Dov Weinstein, CPA and Dov Weinstein & Co., CPA
Other Release Nos.: 34-86385
See also: Administrative Summary
AAER-4058 Jul. 10, 2019 Thomas H. Laws, CPA
Other Release No.: 34-86350
AAER-4057 Jul. 1, 2019 Thomas Chang, CPA
Other Release No.: 34-86252

Second Quarter

AAER-4056 Jun. 28, 2019 S. Jeffrey Jones, CPA
Other Release No.: 34-86240
AAER-4055 Jun. 28, 2019 R. Gordon Jones, CPA
Other Release No.: 34-86239
AAER-4054 Jun. 20, 2019 Walmart Inc.
Other Release No.: 34-86159
AAER-4053 Jun. 17, 2019 Michael Santicchia, CPA
Other Release No.: 34-86124
AAER-4052 Jun. 17, 2019 Stephen D. Cheaney, CPA
Other Release No.: 34-86123
AAER-4051 Jun. 17, 2019 KPMG LLP
Other Release No.: 34-86118
AAER-4050 Jun. 14, 2019 David Vogel, CPA
Other Release No.: 34-86107
AAER-4049 Jun. 5, 2019 Pinnacle Accountancy Group, PLLC and Douglas W. Child, CPA
Other Release No.: 34-86034
AAER-4048 Jun. 5, 2019 Michael T. Rand, CPA
Other Release No.: 34-86028
AAER-4047 May 13, 2019 Bryan B. Long, CPA
Other Release No.: 34-85847
AAER-4046 May 9, 2019 TelefĂ´nica Brasil S.A.
Other Release No.: 34-85819
AAER-4045 May 3, 2019 GT Advanced Technologies Inc.
Other Release Nos.: 33-10636, 34-85767
AAER-4044 Apr. 25, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
Other Release No.: 34-85717
AAER-4043 Apr. 23, 2019 Michael F. Cronin, CPA
Other Release No.: 34-85709
AAER-4042 Apr. 22, 2019 David M. Martin, CPA
Other Release No.: 34-85703
AAER-4041 Apr. 22, 2019 Dov Zaidman, CPA, and ZBS Group LLP
Other Release Nos.: 33-10632, 34-85702
AAER-4040 Apr. 11, 2019 Karen Bruton and Hope Advisors, LLC (Order Regarding Further Proceedings)
Other Release No.: 34-85630, IA-5222
AAER-4039 Apr. 10, 2019 Adam C. Derbyshire
Other Release Nos.: 33-10627, 34-85582
AAER-4038 Apr. 4, 2019 Evan R. Kita, et al.
Other Release No.: LR-24441
AAER-4037 Apr. 5, 2019 KLJ & Associates, LLP, Kent L. Jensen, CPA and Ronald A. Burgmeier, CPA
Other Release No.: 34-85518
AAER-4036 Apr. 3, 2019 Evan R. Kita, CPA
Other Release No.: 34-85496
AAER-4035 Apr. 2, 2019 Kevin E. Brooks, CPA
Other Release No.: 34-85483
AAER-4034 Apr. 1, 2019 Jennifer F. Wolf, CPA
Other Release No.: 34-85478

First Quarter

AAER-4033 Mar. 29, 2019 Fresenius Medical Care AG & Co. KGaA
Other Release No.: 34-85468
AAER-4032 Mar. 26, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA, and Michael Remus CPA
Other Release No.: 34-85423
AAER-4031 Mar. 22, 2019 Judson F. "Rick" Hoover, CPA
Other Release No.: 34-85398
AAER-4030 Mar. 13, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
Other Release No.: 34-85310
AAER-4029 Mar. 11, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
Other Release No.: 34-85284
AAER-4028 Mar. 6, 2019 Mobile TeleSystems PJSC
Other Release No.: 34-85261
AAER-4027 Mar. 5, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
Other Release No.: 34-85250
AAER-4026 Mar. 1, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
Other Release No.: 34-85237
AAER-4025 Mar. 1, 2019 Arthur Viola
Other Release No.: 34-85234
AAER-4024 Mar. 1, 2019 DLL CPAS, LLC and Debra Lee Lindaman, CPA
Other Release No.: 34-85233
AAER-4023 Feb. 21, 2019 David Pruitt, CPA
Other Release No.: 34-85171
AAER-4022 Feb. 15, 2019 Jeffrey M. Mattich
Other Release No.: 34-85159
AAER-4021 Feb. 15, 2019 Cognizant Technology Solutions Corporation
Other Release No.: 34-85149
AAER-4020 Feb. 13, 2019 Deloitte Touche Tohmatsu LLC, Futomichi Amano and Yuji Itagaki
Other Release No.: 34-85115
AAER-4019 Feb. 8, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
Other Release No.: 34-85081
AAER-4018 Jan. 29, 2019 Digital Turbine, Inc.
Other Release No.: 34-84998
AAER-4017 Jan. 29, 2019 Grupo Simec S.A.B. de C.V.
Other Release No.: 34-84996
AAER-4016 Jan. 29, 2019 Lifeway Foods, Inc.
Other Release No.: 34-84995
AAER-4015 Jan. 29, 2019 CytoDyn Inc.
Other Release No.: 34-84994
AAER-4014 Jan. 14, 2019 LBB & Associates Ltd., LLP and Carlos Lopez, CPA
Other Release No.: 34-84983
AAER-4013 Jan. 9, 2019 Katz, Sapper & Miller, LLP and Scott C. Price, CPA
Other Release Nos.: 34-84980, IA-5100