Fixed Income Market Structure Advisory Committee — Technology and Electronic Trading Subcommittee

Summary Minutes of October 3, 2018 Call

The Technology and Electronic Trading Subcommittee held a call on October 3, 2018.

The call convened at approximately 4:00 p.m. via telephone. The following Subcommittee members were on the call:

Dan Allen
Matt Andresen
John Bagley
Horace Carter
Larry Harris
Amar Kuchinad
Rick McVey
Larry Tabb
Sonali Theisen
Michael Heaney

The following other persons joined the call:

Ola Persson, FINRA

The following staff from the Division of Trading and Markets joined the call:

Lizzie Baird
David Dimitrious
Tom Eady
Carson McLean
Justin Pica
Ben Bernstein

The following staff from the Division of Economic and Risk and Analysis also joined the call:

Abby Kim
Seung Won Woo

The Subcommittee continued their discussion of the market for providing bond reference data and potential means of making available information on bond issues. A representative from FINRA provided the Subcommittee with an overview of the corporate bond new issue information it collects and the timing of that collection. The Subcommittee determined to continue to pursue initiatives regarding collecting and disseminating information on new issues and corporate actions.

The call concluded at approximately 5:00 p.m.