Fixed Income Market Structure Advisory Committee — Technology and Electronic Trading Subcommittee

Summary Minutes of September 5, 2018

The Technology and Electronic Trading Subcommittee held a call on September 5, 2018.

The call convened at approximately 3:00 p.m. via telephone. The following Subcommittee members were on the call:

Dan Allen
Matt Andresen
John Bagley
Horace Carter
Larry Harris
Rick McVey
Michael Heaney

The following other persons joined the call:

Dan Huscher, IHS Markit
Peter Warms, Bloomberg
David Miao, Bloomberg
James Brooks, ICE Data Services
Lynn Martin, ICE Data Services
Hillary Jacobs Wolberg, ICE Data Services
Karen Peterson, London Stock Exchange Group
Stuart Martin, Thomson Reuters

The following staff from the Division of Trading and Markets joined the call:

David Dimitrious
Tom Eady
Patrick Norton
Justin Pica
Tyler Raimo
Ben Bernstein

The following staff from the Office of Municipal Securities joined the call:

Rebecca Olsen
Ahmed Abonamah
Ben Tecmire

The following staff from the Division of Corporation Finance joined the call:

Coy Garrison
Amy Starr

The following staff from the Division of Economic and Risk and Analysis also joined the call:

Louis Craig
Abby Kim
Seung Won Woo

The Subcommittee continued their discussion of the market for providing bond reference data and potential means of making available information on bond issues. The members and representatives from data providers shared their experiences with accessing reference data related to new issuances as well as to corporate actions impacting existing issues. The subcommittee also discussed reference data provider policies regarding providing market participants with access to their data products.

The Subcommittee determined to continue to pursue their discussions on this topic on future subcommittee calls.

The call concluded at approximately 4:30 p.m.