Fixed Income Market Structure Advisory Committee — Technology and Electronic Trading Subcommittee
Summary Minutes of June 4, 2018 Call
The Technology and Electronic Trading Subcommittee held a call on June 4, 2018.
The call convened at approximately 2:00 p.m. via telephone. The following Subcommittee members were on the call:
The following other person joined the call:
Tom Gira, FINRA
The following staff from the Division of Trading and Markets joined the call:
The following staff from the Office of Municipal Securities joined the call:
The following staff from the Division of Economic and Risk and Analysis also joined the call:
Seung Won Woo
The Subcommittee continued their discussion of the current regulatory framework for fixed income electronic trading platforms and considered the oversight of platforms registered as broker-dealers and those that are registered as alternative trading systems.
The Subcommittee also discussed the current availability to market participants of pre-trade price information and considerations for expanding access to that information.
The Subcommittee decided to speak again in several weeks to further discuss these topics.
The call concluded at approximately 3:15 p.m.