Fixed Income Market Structure Advisory Committee — Technology and Electronic Trading Subcommittee

Summary Minutes of May 14, 2020 Call

The Technology and Electronic Trading Subcommittee held a call on May 14, 2020.

The call convened at approximately 1:00 p.m. via telephone. The following Subcommittee members were on the call:

Dan Allen
Horace Carter
Larry Harris
Michael Heaney
Mark Kim
Rick McVey
Lee Olesky
Larry Tabb
Sonali Theisen
Brad Winges

The following staff from the Division of Trading and Markets joined the call:

Lizzie Baird
David Dimitrious
Tom Eady
Arisa Kettig
Patrick Norton
Justin Pica

The following staff from the Office of Municipal Securities joined the call:

Ahmed Abonamah

The following staff from the Division of Investment Management also joined the call:

Christian Broadbent
Jacob Krawitz

The Subcommittee continued their discussion of a preliminary recommendation regarding internal fund crosses, including use of independent pricing sources and potential safeguards.

The call concluded at approximately 2:00 p.m.