Fixed Income Market Structure Advisory Committee — Technology and Electronic Trading Subcommittee

Summary Minutes of March 30, 2020 Call

The Technology and Electronic Trading Subcommittee held a call on March 30, 2020.

The call convened at approximately 3:00 p.m. via telephone. The following Subcommittee members were on the call:

Dan Allen
Matt Andresen
John Bagley
Horace Carter
Larry Harris
Michael Heaney
Rick McVey
Lee Olesky
Larry Tabb
Sonali Theisen

The following staff from the Division of Trading and Markets joined the call:

David Dimitrious
Tom Eady
Arisa Kettig
Justin Pica

The following staff from the Office of Municipal Securities joined the call:

Ahmed Abonamah

The following staff from the Division of Investment Management also joined the call:

Christian Broadbent
Jacob Krawitz
John Lee

The Subcommittee continued their discussion regarding a potential recommendation to modernize the rules regarding internal fund crosses. The Subcommittee also discussed the potential topic of defining an electronic trade in fixed income markets.

The call concluded at approximately 4:00 p.m.