Fixed Income Market Structure Advisory Committee — Corporate Bond Transparency Subcommittee

Summary Minutes of October 28, 2019 Call

The Corporate Bond Transparency Subcommittee held a call on October 28, 2019.

The call convened at approximately 9:00 a.m. via telephone. The following Subcommittee Members were on the call:

Gilbert Garcia
Tom Gira
Scott Krohn
Rick McVey
Sonali Theisen
Kumar Venkataraman

The following other persons joined the call:

Isaac Chang and Richard Grant, AQR
Billy Hawkins, Gerard O’Reilly, Dave Plecha, Dimensional

The following staff from the Division of Trading and Markets joined the call:

Ben Bernstein
David Dimitrious
Tom Eady
Arisa Kettig

The Subcommittee heard from representatives of AQR and Dimensional on matters regarding FINRA’s proposed corporate bond block trade dissemination pilot program.

The call concluded at approximately 10:00 a.m.