Fixed Income Market Structure Advisory Committee — Corporate Bond Transparency Subcommittee

Summary Minutes of September 25, 2019 Call

The Corporate Bond Transparency Subcommittee held a call on September 25, 2019.

The call convened at approximately 12:30 p.m. via telephone. The following Subcommittee Members were on the call:

Gilbert Garcia
Larry Harris
Scott Krohn
Sonali Theisen
Kumar Venkataraman
Mihir Worah

The following staff from the Division of Trading and Markets joined the call:

Ben Bernstein
David Dimitrious
Patrick Norton
Justin Pica
Ted Uliassi

The following staff from the Division of Economic and Risk and Analysis also joined the call:

Abby Kim

The following staff from the Office of Municipal Securities were also on the call:

Ahmed Abonamah

The Subcommittee discussed FINRA’s Request for Comment on a Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination and the alternative structure for the pilot presented by the industry participants on the previous Subcommittee call.

The call concluded at approximately 1:00 p.m.