Fixed Income Market Structure Advisory Committee — Corporate Bond Transparency Subcommittee

Summary Minutes of September 4, 2019 Call

The Corporate Bond Transparency Subcommittee held a call on September 4, 2019.

The call convened at approximately 1:30 p.m. via telephone. The following Subcommittee Members were on the call:

Gilbert Garcia
Tom Gira
Scott Krohn
Rick McVey
Sonali Theisen
Kumar Venkataraman
Mihir Worah
Michael Heaney

The following industry participants were on the call:

Amy Hong, Goldman Sachs
Vik Rao, Capital Group

The following staff from the Division of Trading and Markets joined the call:

Ben Bernstein
David Dimitrious
Tom Eady
Michael Gaw
Patrick Norton
Justin Pica
Ted Uliassi

The following staff from the Division of Economic and Risk and Analysis also joined the call:

Louis Craig
Abby Kim

The following staff from the Division of Corporation Finance were also on the call:

David Walz

The following staff from the Office of Municipal Securities were also on the call:

Ahmed Abonamah

The Subcommittee discussed FINRA’s Request for Comment on a Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination and a possible alternative structure for the pilot presented by the industry participants who were on the call.

The call concluded at approximately 2:30 p.m.