Fixed Income Market Structure Advisory Committee — Corporate Bond Transparency Subcommittee

Summary Minutes of February 12, 2019 Call

The Corporate Bond Transparency Subcommittee held a call on February 12, 2019.

The call convened at approximately 12:30 p.m. via telephone. The following Subcommittee Members were on the call:

Tom Gira
Larry Harris
Scott Krohn
Amar Kuchinad
Rick McVey
Sonali Theisen
Kumar Venkataraman
Mihir Worah
Michael Heaney

The following staff from the Division of Trading and Markets were on the call:

Ben Bernstein
David Dimitrious
Tom Eady
Michael Gaw
Patrick Norton
Justin Pica
Ted Uliassi

The following staff from the Office of Municipal Securities were also on the call:

Rebecca Olsen

The following staff from the Division of Economic and Risk Analysis were also on the call:

Louis Craig
Abby Kim

The Subcommittee discussed (1) public dissemination of trade prices net of markups/markdowns in FINRA’s Trade Reporting and Compliance Engine system and (2) retail investor concerns in the structured note market.

The call concluded at approximately 1:00 p.m.