Fixed Income Market Structure Advisory Committee — Agenda for April 15, 2019, Meeting

9:30 a.m. Welcome and Opening Remarks
9:45 a.m.Presentation on Block Pilot and Reference Data Service Proposal
  • Tom Gira, FINRA
  • Jonathan Sokobin, FINRA
10:30 a.m.Draft Recommendation on Pennying in the Corporate Bond and Municipal Securities Markets
  • Matt Andresen, Headlands Technologies
  • Jude Arena, Bank of America Merrill Lynch
  • John Bagley, MSRB
  • John Cahalane, Tradeweb
  • Peg Henry, Stifel Financial
  • Justin Land, Wasmer Schroeder
11:30 a.mBreak
11:45 a.m.Draft Recommendations on Certain Principal Transactions with Advisory Clients
  • Horace Carter, Raymond James
  • Chris Kendall, Charles Schwab
  • Anthony Liotti, UBS
  • Marshall Nicholson, ICE Bonds
  • Peter Sirbu, Ameriprise Financial
  • Brad Winges, Hilltop Securities
12:45 p.m.Lunch Break
1:30 p.m.Updates from the Credit Ratings, ETFs and Bond Funds, and Corporate Bond Transparency Subcommittees
2:15 p.m.LIBOR Transition: Implications for the Corporate Bond and Municipal Securities Markets
  • Tom Deas, National Association of Corporate Treasurers
  • Ed Fitzpatrick, JP Morgan Asset Management
  • David Knutson, Schroders
  • Pat McCoy, Metropolitan Transportation Authority
  • Julian Potenza, Fidelity Management & Research Co.
  • Tom Wipf, Morgan Stanley
3:30 p.m.Adjournment