Fixed Income Market Structure Advisory Committee — Agenda for April 9, 2018, Meeting

9:30 a.m. Remarks by Chairman Clayton; Commissioners; Director, Division of Trading and Markets, Brett Redfearn; and Committee Chairman, Michael Heaney
10:00 a.m.Block Trade Dissemination Draft Recommendation
  • Brian Archer, Managing Director, Head of Global Credit Trading, Citigroup
  • Scott Krohn, Treasurer, Verizon
  • Mihir Worah, Managing Director, Chief Investment Officer, Asset Allocation and Real Return, PIMCO
11:15 a.m.Break
11:30 a.m.Liquidity Considerations for Bond ETFs
  • Joe Arcadi, Head of North America Credit Index Trading, JPMorgan Chase
  • Matt Berger, Global Head of Fixed Income and Commodities, Jane Street
  • Sean Collins, Chief Economist, Investment Company Institute
  • Krishna Memani, Chief Investment Officer, Head of Fixed Income, OppenheimerFunds
  • Gregory Peters, Managing Director, Senior Portfolio Manager, PGIM Fixed Income
12:30 p.m.Lunch Break/Administrative Session
1:30 p.m.Retail Investor Disclosure and Education
  • Robert Colby, Chief Legal Officer, FINRA
  • Melissa Gainor, Senior Special Counsel, Division of Investment Management, U.S. Securities & Exchange Commission
  • Nick Goetze, Managing Director, Fixed Income Services, Raymond James
  • Gary Mottola, Research Director, FINRA Investor Education Foundation
2:15 p.m.Break
2:30 p.m.Electronic Trading in the Retail Market
  • Matthew Andresen, CEO, Headlands Technologies
  • Robert Colby, Chief Legal Officer, FINRA
  • Renzo Iturrino, Vice President, Fixed Income Product, Fidelity Capital Markets
  • Kristin Maher, Managing Director, Head of Fixed Income Services, Wells Fargo Advisors
  • Thomas Vales, Chairman and CEO, TMC Bonds
3:45 p.m.Discussion of Committee Next Steps
4:00 p.m.Adjournment