Fixed Income Market Structure Advisory Committee – Agenda for February 10, 2020 Meeting

9:30 a.m. Welcome and Opening Remarks
9:45 a.m. Credit Ratings Panel Concerning Issuer-Pay Conflict of Interest
  • Martin Fridson, Lehmann Livian Fridson Advisors
  • David Jacob
11:15 a.m. Draft Technology and Electronic Trading Recommendation to Enhance Data Reported to TRACE
  • Josh Barrickman, Vanguard
  • Horace Carter, Raymond James
  • Lynn Martin, ICE Data Services
  • Ola Persson, Financial Industry Regulatory Authority
12:30 p.m. Lunch Break
1:00 p.m. Draft Municipal Securities Transparency Recommendation Regarding Timeliness of Municipal Issuer Disclosures
  • Geidre Ball, Metropolitan Washington Airports Authority
  • Emily Brock, Government Finance Officers Association
  • Akiko Mitsui, Vanguard
  • Hannah Sullivan, Fidelity Management & Research Company
  • Elisse Walter, Former SEC Chairman
2:15 p.m. Internal Fund Crosses Panel
  • Lance Dial, Wellington Management
  • Kevin Gleason, Voya Investment Management
  • Nora Jordan, Davis Polk & Wardell LLP
  • James Wallin, AllianceBernstein
3:15 p.m. Adjournment