Equity Market Structure Advisory Committee — Trading Venues Regulation Subcommittee
Summary Minutes of December 9, 2016 Call
The Trading Venues Regulation Subcommittee held a call on December 9, 2016, to discuss the exchanges’ limitation of liability rules, the consolidation of regulatory function for self-regulatory organizations, and the consolidation of securities information processors.
The call convened at approximately 10:00 a.m. via telephone. The following Subcommittee Members were on the call:
- Reginald Browne
- Brad Katsuyama
- Richard Ketchum (Chair)
- Manisha Kimmel
- Joseph Mecane
- Gary Stone
The following person was also on the call:
- Stephanie Dumont, FINRA
- Alex Ellenberg, FINRA
The following staff from the Division of Trading and Markets were on the call:
- Ira Brandriss
- Molly Kim
- Steve Kuan
- Katie Levine
The main order of business was to discuss the exchanges’ limitation of liability rules, the consolidation of common regulatory functions for self-regulatory organizations, and the utility and framework of the consolidated market data feeds.
The call concluded at approximately 10:45 a.m.