Equity Market Structure Advisory Committee — Trading Venues Regulation Subcommittee

Summary Minutes of April 7, 2016 Call

The Trading Venues Regulation Subcommittee held a call on April 7, 2016, to discuss potential recommendations to the full Committee and next steps.

The call convened at approximately 9:00 a.m. via telephone. The following Subcommittee members were on the call:

Reginald Browne
Brad Katsuyama
Richard Ketchum
Manisha Kimmel
Joseph Mecane
Maureen O'Hara
Joe Ratterman
Gary Stone

The following person was on the call:

Stephanie Dumont, FINRA

The following staff from the Division of Trading and Markets were on the call:

John Roeser
Nancy Burke-Sanow
Deborah Flynn
Sarah Schandler
Katie Levine
Arisa Kettig

The first order of business was a discussion of the potential recommendations for the next full Committee meeting and comments and questions related thereto.

The next order of business discussed was next steps. The Subcommittee plans to refine the recommendations in preparation for the next full Committee meeting April 26, 2016.

The call concluded at approximately 9:50 a.m.