Equity Market Structure Advisory Committee — Regulation NMS Subcommittee

Summary Minutes of November 29, 2016 Meeting

The Regulation NMS Subcommittee held a meeting on November 29, 2016, to consider and discuss the next topics for Subcommittee review.

The meeting convened at approximately 12:15 p.m. The following Subcommittee members were present for all or part of the meeting:

  • Kevin Cronin
  • Mehmet Kinak
  • Joe Mecane
  • Eric Noll
  • Joe Ratterman*
  • Chester Spatt
  • Gary Stone

The following industry participants were present for the meeting:

  • Faris Matalka, E-Trade*
  • Adam Nunes, Hudson River Trading*

The following staff from the Division of Trading and Markets and the Division of Economic and Risk Analysis joined the meeting:

  • Erika Berg
  • Benjamin Brady
  • Johnna Dumler
  • Emerald Greywoode
  • Richard Holley
  • Molly Kim
  • Steve Kuan
  • Keegan Murphy
  • Shawn O’Donoghue
  • David Shillman
  • Albert Wang

* Attended by teleconference

The main order of business was to consider and discuss Rules 610 and 611 of Regulation NMS. The Subcommittee intends to meet again for further discussion, including inviting additional industry participants. The meeting concluded at approximately 2:23 p.m.