Equity Market Structure Advisory Committee — Customer Issues Subcommittee
Summary Minutes of November 8, 2016 Call
The Customer Issues Subcommittee held a call on November 8, 2016, to finalize the Subcommittee’s recommendations.
The call convened at approximately 1:00 p.m. via telephone. The following Subcommittee members were on the call:
The following staff from the Division of Trading and Markets joined the call:
The following staff from the Division of Economic and Risk Analysis also joined the call:
The main order of business was to review, discuss, and finalize the Subcommittee’s recommendations regarding (i) benchmarking and monitoring investor confidence in U.S. equities market structure and (ii) modifications to Regulation NMS Rules 605 and 606 from both a retail and institutional perspective.
The call concluded at approximately 1:40 p.m.