Equity Market Structure Advisory Committee — Customer Issues Subcommittee

Summary Minutes of July 19, 2016 Call

The Customer Issues Subcommittee held a call on July 19, 2016, to discuss the Subcommittee’s April 19, 2016 status report and Commission rulemaking.

The call convened at approximately 1:00 p.m. via telephone. The following Subcommittee members were on the call:

Matt Andresen
Brad Katsuyama
Richard Ketchum
Manisha Kimmel
Jamil Nazarali
Nancy Smith

The following industry participants joined the call:

Matt Billings, Scottrade
Mark Campbell, Fidelity
Joe Keehan, TD Ameritrade
Ovidio Montemayor, TD Ameritrade
Thomas Peterffy, Interactive Brokers
Steve Quirk, TD Ameritrade

The following staff from the Division of Trading and Markets also joined the call:

John Roeser
Ted Venuti
Leah Mesfin
Marsha Dixon
Andrew Sioson
Arisa Kettig

The first order of business was an overview of the Commission’s rulemaking regarding disclosure of order handling information by SEC staff.

The next order of business was a roundtable discussion among the Subcommittee members and industry participants regarding the Subcommittee’s April 19th status report and Commission’s rulemaking.

The call concluded at approximately 2:00 p.m.