Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Customer Disputes

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15
B: 3

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Date Received
Date Letter Type Commenter Name
Public Comment Brian M. Greenman, Esq., Scarsdale, New York
Public Comment Brian N. Smiley, Gard Smiley & Bishop LLP, Atlanta, Georgia
Public Comment Brian N. Smiley, Gard Smiley & Bishop LLP, Atlanta, Georgia
Public Comment Brian P. Biggins, Esq., Brian P. Biggins & Associates Co., L.P.A., Rocky River, Ohio
Public Comment C. David Mee, Esq., Ajamie LLP, Houston, Texas
Public Comment C.W. Austin, Jr.
Public Comment Dale Ledbetter, Adorno & Yoss, Fort Lauderdale, Florida
Public Comment Daniel E. Bacine, Barrack, Rodos & Bacine, Philadelphia, Pennsylvania
Public Comment Emerson R. Marks, Jr., Emerson R. Marks, Jr., P.L.C., Charlottesville, Virginia
Public Comment Gail E. Boliver, Boliver Law Firm, Marshalltown, Iowa
Public Comment Henry I. Pass, Esquire, The Law Offices of Henry Ian Pass, Bala Cynwyd, Pennsylvania
Public Comment Herb Pounds, Herbert E. Pounds, Jr., P.C, San Antonio, Texas
Public Comment James A. Sigler, Granada Hills, California
Public Comment James D. Keeney, Attorney at Law, Sarasota, Florida
Public Comment James V. Weixel, Jr., Weixel Law Office, Novato, California
Public Comment Jan Graham, Graham Law Offices, Salt Lake City, Utah
Public Comment Jay H. Salamon, Hermann Cahn & Schneider LLP, Cleveland, Ohio
Public Comment John Miller, Law Office of John J. Miller, P.C., Kansas City, Missouri
Public Comment John S. Burke, Higgins & Burke, P.C, St. Charles, Illinois
Public Comment Jonathan W. Evans, Esq., Jonathan W. Evans & Associates, Studio City, California
Public Comment Jorge A. Lopez, Esquire, Jorge A. Lopez, P.A., Coral Gables, Florida
Public Comment Joseph C. Korsak, Esquire, Law Office of Joseph C. Korsak, York, Pennsylvania
Public Comment Joseph C. Peiffer, Correro Fishman Haygood Phelps, New Orleans, Louisiana
Public Comment Mark A. Tepper, Mark A. Tepper P.A., Fort Lauderdale, Florida
Public Comment Martin L. Feinberg
Public Comment Martin Seiler, Attorney at Law, Memphis, Tennessee
Public Comment Michael J. Willner, Esquire, Miller Faucher and Cafferty LLP, Philadelphia, Pennsylvania
Public Comment Prof. Seth E. Lipner, Zicklin School of Business, Member / Deutsch & Lipner
Public Comment Randall R. Heiner, Heiner Law Offices, Salt Lake City, Utah
Public Comment Rob Bleecher, Esquire, Harrisburg, Pennsylvania

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-158
Release Number
34-51856
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